0001104659-18-052326.txt : 20180815 0001104659-18-052326.hdr.sgml : 20180815 20180815191156 ACCESSION NUMBER: 0001104659-18-052326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORING JEFF CENTRAL INDEX KEY: 0001119324 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181022068 MAIL ADDRESS: STREET 1: INSIGHT PARTNERS STREET 2: 680 5TH AVENUE 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 a4.xml 4 X0306 4 2018-08-13 0 0001689923 Alteryx, Inc. AYX 0001119324 HORING JEFF C/O INSIGHT VENTURE PARTNERS, 1114 AVENUE OF THE AMERICAS, 36TH FLOOR NEW YORK NY 10036 1 0 0 0 Class A Common Stock 14809 D Class A Common Stock 2018-08-13 4 C 0 2500000 A 3175000 I See Footnote Class A Common Stock 2018-08-13 4 S 0 177540 55.40 D 2997460 I See Footnote Class A Common Stock 2018-08-13 4 S 0 417960 55.72 D 2579500 I See Footnote Class B Common Stock 2018-08-13 4 C 0 2500000 D Class A Common Stock 2500000 10370545 I See Footnote See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses /s/ Jeff Horing 2018-08-15 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

EXPLANATION OF RESPONSES

 

(1) The reporting person is a member of the board of managers of Insight Holdings Group, LLC (“Insight Holdings”). Insight Holdings is the sole shareholder of Insight Venture Associates VIII, Ltd., or IVA Ltd. IVA Ltd is the general partner of Insight Venture Associates VIII, L.P., or IVA LP, which is the general partner of Insight Venture Partners VIII, L.P., Insight Venture Partners (Cayman) VIII, L.P., Insight Venture Partners (Delaware) VIII, L.P., and Insight Venture Partners VIII (Co-Investors), L.P., or collectively, the Insight VIII Funds.  Insight Holdings is also the sole shareholder of Insight Venture Associates Coinvestment III, Ltd., or IVAC Ltd. IVAC Ltd. is general partner of Insight Venture Associates Coinvestment III, L.P., or IVAC. IVAC is the general partner of Insight Venture Partners Coinvestment Fund III, L.P. and Insight Venture Partners Coinvestment Fund (Delaware) III, L.P., or collectively, the Coinvest III Funds and, together with the Insight VIII Funds, the Insight Funds.

 

(2) The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $54.50 to $55.495, inclusive.  The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

 

(3) The price reported in Column 4 is a weighted average price.  These shares were sold in multiple transactions at prices ranging from $55.50 to $56.21, inclusive.  The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

 

(4) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. On August 13, 2018, the Insight Funds collectively converted 2,500,000 shares of Class B Common Stock into 2,500,000 shares of Class A Common Stock.  The shares of Class A Common Stock and Class B Common Stock have no expiration date.

 

(5) The Insight Funds collectively hold the 2,997,460 shares of Class A Common Stock of the issuer reported as indirectly owned by the reporting person.  See footnote (1) above for a description of the relationship between the reporting person and the Insight Funds.

 

(6) The Insight Funds collectively hold the 2,579,500 shares of Class A Common Stock of the issuer reported as indirectly owned by the reporting person.  See footnote (1) above for a description of the relationship between the reporting person and the Insight Funds.

 

(7) All shares of common stock of the issuer indicated as indirectly owned by the reporting person are included herein because the reporting person shares voting and dispositive control of the shares held of record by the Insight Funds as a member of the board of managers of Insight Holdings and has an indirect pecuniary interest in the shares of the issuer held of record by the Insight Funds. The reporting person disclaims beneficial ownership of all shares of common stock of the issuer attributable to the Insight Funds except to the extent of his pecuniary interest therein.

 

(8) The Insight Funds collectively hold the 10,370,545 shares of Class B Common Stock of the issuer reported as indirectly owned by the reporting person.  See footnote (1) above for a description of the relationship between the reporting person and the Insight Funds.