Authorized Signatory

0001104659-22-109864.txt : 20221019 0001104659-22-109864.hdr.sgml : 20221019 20221019090557 ACCESSION NUMBER: 0001104659-22-109864 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221019 DATE AS OF CHANGE: 20221019 EFFECTIVENESS DATE: 20221019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOODWIN DANIEL L CENTRAL INDEX KEY: 0001119191 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13434 FILM NUMBER: 221317319 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60523 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001119191 XXXXXXXX 09-30-2022 09-30-2022 false GOODWIN DANIEL L

2901 BUTTERFIELD RD Oak Brook IL 60523

13F HOLDINGS REPORT 028-13434 N Goodwin Daniel L Authorized Signatory 630-218-8000 /s/ Daniel L. Goodwin Oak Brook IL 10-19-2022 3 147 173728 1 0000926972 028-13432 INLAND GROUP INC 2 0001633071 028-16494 Investment Management Group, LLC 3 0001428796 028-13252 Ensenia Wealth, LLC INFORMATION TABLE 2 a22-21521_1informationtable.xml INFORMATION TABLE ALEXANDRIA REAL ESTATE EQ IN COM 015271109 282 2010 SH DFND 1,2,3 2010 0 0 ALPHABET INC CAP STK CL C 02079K107 1057 11000 SH DFND 1,2,3 11000 0 0 ALPHABET INC CAP STK CL C 02079K107 2581 26820 SH OTR 1,2,3 0 26820 0 AMAZON COM INC COM 023135106 2996 26520 SH DFND 1,2,3 26520 0 0 AMAZON COM INC COM 023135106 1708 15120 SH OTR 1,2,3 0 15120 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V206 468 27050 SH DFND 1,2,3 27050 0 0 APARTMENT INCOME REIT CORP COM 03750L109 2096 54282 SH DFND 1,2,3 54282 0 0 APARTMENT INCOME REIT CORP COM 03750L109 115 2981 SH OTR 1,2,3 0 2981 0 APPLE INC COM 037833100 630 4550 SH DFND 1,2,3 4550 0 0 APPLE INC COM 037833100 1199 8676 SH OTR 1,2,3 0 8676 0 AVALONBAY CMNTYS INC COM 053484101 349 1900 SH DFND 1,2,3 1900 0 0 AVALONBAY CMNTYS INC COM 053484101 245 1333 SH OTR 1,2,3 0 1333 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 416 68427 SH DFND 1,2,3 68427 0 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 116 19100 SH OTR 1,2,3 0 19100 0 BNY MELLON MUN INCOME INC COM 05589T104 79 13157 SH DFND 1,2,3 13157 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 704 600 SH DFND 1,2,3 600 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1216 1037 SH OTR 1,2,3 0 1037 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 320 1200 SH OTR 1,2,3 0 1200 0 BLACKROCK MUN INCOME QUALITY COM 092479104 390 35572 SH DFND 1,2,3 35572 0 0 BLACKROCK MUN INCOME QUALITY COM 092479104 88 8000 SH OTR 1,2,3 0 8000 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 629 55935 SH DFND 1,2,3 55935 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 392 34804 SH OTR 1,2,3 0 34804 0 BLACKROCK MUNIVEST FD INC COM 09253R105 135 20400 SH DFND 1,2,3 20400 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 122 18400 SH OTR 1,2,3 0 18400 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 184 16900 SH DFND 1,2,3 16900 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 112 10300 SH OTR 1,2,3 0 10300 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 116 11897 SH DFND 1,2,3 11897 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 107 11000 SH OTR 1,2,3 0 11000 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 646 62010 SH DFND 1,2,3 62010 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 358 34450 SH OTR 1,2,3 0 34450 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 105 10500 SH DFND 1,2,3 10500 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 110 11000 SH OTR 1,2,3 0 11000 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 38 3500 SH DFND 1,2,3 3500 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 137 12500 SH OTR 1,2,3 0 12500 0 BLACKSTONE INC COM 09260D107 569 6800 SH DFND 1,2,3 6800 0 0 BLACKSTONE INC COM 09260D107 193 2300 SH OTR 1,2,3 0 2300 0 CVS HEALTH CORP COM 126650100 334 3500 SH DFND 1,2,3 3500 0 0 CVS HEALTH CORP COM 126650100 314 3285 SH OTR 1,2,3 0 3285 0 CISCO SYS INC COM 17275R102 220 5500 SH DFND 1,2,3 5500 0 0 CISCO SYS INC COM 17275R102 40 1000 SH OTR 1,2,3 0 1000 0 CONOCOPHILLIPS COM 20825C104 583 5700 SH DFND 1,2,3 5700 0 0 CONSTELLATION BRANDS INC CL A 21036P108 230 1000 SH DFND 1,2,3 1000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 11 48 SH OTR 1,2,3 0 48 0 COSTCO WHSL CORP NEW COM 22160K105 353 749 SH OTR 1,2,3 0 749 0 CROWN CASTLE INC COM 22822V101 72 500 SH DFND 1,2,3 500 0 0 CROWN CASTLE INC COM 22822V101 289 2000 SH OTR 1,2,3 0 2000 0 DEERE & CO COM 244199105 187 560 SH DFND 1,2,3 560 0 0 DEERE & CO COM 244199105 176 524 SH OTR 1,2,3 0 524 0 DIAMONDBACK ENERGY INC COM 25278X109 216 1800 SH DFND 1,2,3 1800 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 220 22575 SH DFND 1,2,3 22575 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 206 21075 SH OTR 1,2,3 0 21075 0 EATON VANCE MUN BD FD COM 27827X101 445 45949 SH DFND 1,2,3 45949 0 0 EATON VANCE MUN BD FD COM 27827X101 143 14782 SH OTR 1,2,3 0 14782 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1579 23500 SH DFND 1,2,3 23500 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 371 5514 SH OTR 1,2,3 0 5514 0 META PLATFORMS INC CL A 30303M102 299 2200 SH DFND 1,2,3 2200 0 0 META PLATFORMS INC CL A 30303M102 323 2370 SH OTR 1,2,3 0 2370 0 GOLDMAN SACHS GROUP INC COM 38141G104 1758 6000 SH DFND 1,2,3 6000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 206 700 SH OTR 1,2,3 0 700 0 GOLDMAN SACHS BDC INC SHS 38147U107 45 3100 SH DFND 1,2,3 3100 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 152 10550 SH OTR 1,2,3 0 10550 0 INVESCO QQQ TR UNIT SER 1 46090E103 189 705 SH DFND 1,2,3 705 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 492 1845 SH OTR 1,2,3 0 1845 0 INVENTRUST PPTYS CORP COM NEW 46124J201 981 45968 SH OTR 1,2,3 0 45968 0 INVESCO VALUE MUN INCOME TR COM 46132P108 1259 109403 SH DFND 1,2,3 109403 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 3 284 SH OTR 1,2,3 0 284 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 526 28300 SH DFND 1,2,3 28300 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 213 11400 SH OTR 1,2,3 0 11400 0 JPMORGAN CHASE & CO COM 46625H100 2613 25000 SH DFND 1,2,3 25000 0 0 JPMORGAN CHASE & CO COM 46625H100 371 3550 SH OTR 1,2,3 0 3550 0 KKR REAL ESTATE FIN TR INC COM 48251K100 41 2500 SH DFND 1,2,3 2500 0 0 KKR REAL ESTATE FIN TR INC COM 48251K100 130 8000 SH OTR 1,2,3 0 8000 0 KITE RLTY GROUP TR COM NEW 49803T300 24653 1431678 SH DFND 1,2,3 1431678 0 0 KITE RLTY GROUP TR COM NEW 49803T300 63752 3702240 SH OTR 1,2,3 0 3702240 0 LILLY ELI & CO COM 532457108 227 700 SH OTR 1,2,3 0 700 0 LOWES COS INC COM 548661107 523 2790 SH DFND 1,2,3 2790 0 0 LOWES COS INC COM 548661107 130 685 SH OTR 1,2,3 0 685 0 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 122 7860 SH DFND 1,2,3 7860 0 0 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 58 3700 SH OTR 1,2,3 0 3700 0 MARATHON PETE CORP COM 56585A102 2473 24900 SH DFND 1,2,3 24900 0 0 MCKESSON CORP COM 58155Q103 238 700 SH OTR 1,2,3 0 700 0 MEDICAL PPTYS TRUST INC COM 58463J304 1300 109600 SH DFND 1,2,3 109600 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 557 47000 SH OTR 1,2,3 0 47000 0 MICROSOFT CORP COM 594918104 607 2605 SH DFND 1,2,3 2605 0 0 MICROSOFT CORP COM 594918104 1384 5950 SH OTR 1,2,3 0 5950 0 MORGAN STANLEY COM NEW 617446448 1738 22000 SH DFND 1,2,3 22000 0 0 NETFLIX INC COM 64110L106 494 2100 SH OTR 1,2,3 0 2100 0 RITHM CAPITAL CORP COM NEW 64828T201 110 15000 SH DFND 1,2,3 15000 0 0 RITHM CAPITAL CORP COM NEW 64828T201 143 19400 SH OTR 1,2,3 0 19400 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1359 128142 SH DFND 1,2,3 128142 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 166 15690 SH OTR 1,2,3 0 15690 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 79 7400 SH DFND 1,2,3 7400 0 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 148 13800 SH OTR 1,2,3 0 13800 0 NVIDIA CORPORATION COM 67066G104 851 7000 SH DFND 1,2,3 7000 0 0 NVIDIA CORPORATION COM 67066G104 656 5400 SH OTR 1,2,3 0 5400 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 918 83398 SH DFND 1,2,3 83398 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 309 28116 SH OTR 1,2,3 0 28116 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 15 1500 SH DFND 1,2,3 1500 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 131 12700 SH OTR 1,2,3 0 12700 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 543 47789 SH DFND 1,2,3 47789 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 359 31513 SH OTR 1,2,3 0 31513 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 2634 225698 SH DFND 1,2,3 225698 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 313 26885 SH OTR 1,2,3 0 26885 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 45 7500 SH DFND 1,2,3 7500 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 176 29300 SH OTR 1,2,3 0 29300 0 OMEGA HEALTHCARE INVS INC COM 681936100 419 14200 SH DFND 1,2,3 14200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 42 1400 SH OTR 1,2,3 0 1400 0 ONE LIBERTY PPTYS INC COM 682406103 414 19672 SH DFND 1,2,3 19672 0 0 PAGERDUTY INC COM 69553P100 577 25000 SH DFND 1,2,3 25000 0 0 PALO ALTO NETWORKS INC COM 697435105 368 2250 SH DFND 1,2,3 2250 0 0 PALO ALTO NETWORKS INC COM 697435105 1116 6819 SH OTR 1,2,3 0 6819 0 PIONEER MUNICIPAL HIGH INCOM COM 723762100 83 11000 SH OTR 1,2,3 0 11000 0 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 164 20000 SH OTR 1,2,3 0 20000 0 PROSHARES TR RUSS 2000 DIVD 74347B698 242 4350 SH DFND 1,2,3 4350 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 80 1400 SH OTR 1,2,3 0 1400 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 441 78112 SH DFND 1,2,3 78112 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 87 15500 SH OTR 1,2,3 0 15500 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 396 40366 SH DFND 1,2,3 40366 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 113 11500 SH OTR 1,2,3 0 11500 0 QUALCOMM INC COM 747525103 3151 27891 SH DFND 1,2,3 27891 0 0 QUALCOMM INC COM 747525103 303 2682 SH OTR 1,2,3 0 2682 0 REALTY INCOME CORP COM 756109104 65 1128 SH DFND 1,2,3 1128 0 0 REALTY INCOME CORP COM 756109104 205 3525 SH OTR 1,2,3 0 3525 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3651 10222 SH DFND 1,2,3 10222 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5200 14558 SH OTR 1,2,3 0 14558 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 307 1069 SH DFND 1,2,3 1069 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1550 5397 SH OTR 1,2,3 0 5397 0 SCIENCE APPLICATIONS INTL CO COM 808625107 275 3100 SH DFND 1,2,3 3100 0 0 SOUTHERN CO COM 842587107 14 200 SH DFND 1,2,3 200 0 0 SOUTHERN CO COM 842587107 357 5250 SH OTR 1,2,3 0 5250 0 STARBUCKS CORP COM 855244109 169 2000 SH DFND 1,2,3 2000 0 0 STARBUCKS CORP COM 855244109 295 3500 SH OTR 1,2,3 0 3500 0 TARGET CORP COM 87612E106 268 1800 SH DFND 1,2,3 1800 0 0 TARGET CORP COM 87612E106 30 200 SH OTR 1,2,3 0 200 0 TESLA INC COM 88160R101 796 3000 SH OTR 1,2,3 0 3000 0 UNITEDHEALTH GROUP INC COM 91324P102 4762 9430 SH DFND 1,2,3 9430 0 0 UNITEDHEALTH GROUP INC COM 91324P102 152 300 SH OTR 1,2,3 0 300 0 UNIVERSAL HEALTH RLTY INCOME SH BEN INT 91359E105 675 15613 SH DFND 1,2,3 15613 0 0 VENTAS INC COM 92276F100 402 10000 SH DFND 1,2,3 10000 0 0 VENTAS INC COM 92276F100 402 10000 SH OTR 1,2,3 0 10000 0 VERIZON COMMUNICATIONS INC COM 92343V104 377 9900 SH OTR 1,2,3 0 9900 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 57 5000 SH DFND 1,2,3 5000 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 102 8870 SH OTR 1,2,3 0 8870 0 WELLS FARGO CO NEW COM 949746101 1025 25500 SH DFND 1,2,3 25500 0 0 WELLS FARGO CO NEW COM 949746101 12 300 SH OTR 1,2,3 0 300 0 XENIA HOTELS & RESORTS INC COM 984017103 14 1000 SH DFND 1,2,3 1000 0 0 XENIA HOTELS & RESORTS INC COM 984017103 761 55222 SH OTR 1,2,3 0 55222 0