0001104659-22-048135.txt : 20220421
0001104659-22-048135.hdr.sgml : 20220421
20220421093509
ACCESSION NUMBER: 0001104659-22-048135
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220421
DATE AS OF CHANGE: 20220421
EFFECTIVENESS DATE: 20220421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 22839891
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001119191
XXXXXXXX
03-31-2022
03-31-2022
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
04-21-2022
3
170
231008
false
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Ensenia Wealth, LLC
INFORMATION TABLE
2
a22-13089_1informationtable.xml
INFORMATION TABLE
ADVANCED MICRO DEVICES INC
COM
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381
3477
SH
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0
ADVANCED MICRO DEVICES INC
COM
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53
489
SH
OTR
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489
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ALEXANDRIA REAL ESTATE EQ IN
COM
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404
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SH
DFND
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0
0
ALPHABET INC
CAP STK CL C
02079K107
1536
550
SH
DFND
1,2,3
550
0
0
ALPHABET INC
CAP STK CL C
02079K107
3823
1368
SH
OTR
1,2,3
0
1368
0
ALPHABET INC
CAP STK CL A
02079K305
278
100
SH
DFND
1,2,3
100
0
0
AMAZON COM INC
COM
023135106
4485
1376
SH
DFND
1,2,3
1376
0
0
AMAZON COM INC
COM
023135106
2592
795
SH
OTR
1,2,3
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795
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
271
44700
SH
DFND
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44700
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
241
4300
SH
DFND
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0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
140
2500
SH
OTR
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0
2500
0
AMERICAN INTL GROUP INC
COM NEW
026874784
509
8100
SH
DFND
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0
AMERICAN INTL GROUP INC
COM NEW
026874784
95
1525
SH
OTR
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APARTMENT INCOME REIT CORP
COM
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SH
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0
APARTMENT INCOME REIT CORP
COM
03750L109
160
2981
SH
OTR
1,2,3
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2981
0
APPLE INC
COM
037833100
656
3750
SH
DFND
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3750
0
0
APPLE INC
COM
037833100
1574
9011
SH
OTR
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AVALONBAY CMNTYS INC
COM
053484101
472
1900
SH
DFND
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1900
0
0
AVALONBAY CMNTYS INC
COM
053484101
330
1330
SH
OTR
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1330
0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
337
46922
SH
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46922
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0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
99
13700
SH
OTR
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BNY MELLON MUN INCOME INC
COM
05589T104
100
13157
SH
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13157
0
0
BALL CORP
COM
058498106
604
6700
SH
DFND
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6700
0
0
BALL CORP
COM
058498106
145
1590
SH
OTR
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1590
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BK OF AMERICA CORP
7.25%CNV PFD L
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788
600
SH
DFND
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600
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
1361
1037
SH
OTR
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1037
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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389
1100
SH
OTR
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1100
0
BLACKROCK MUN INCOME QUALITY
COM
092479104
418
31622
SH
DFND
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31622
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0
BLACKROCK MUN INCOME QUALITY
COM
092479104
66
5000
SH
OTR
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5000
0
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
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34335
SH
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34335
0
0
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
366
25733
SH
OTR
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BLACKROCK MUNIVEST FD INC
COM
09253R105
48
6000
SH
DFND
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6000
0
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
150
18400
SH
OTR
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18400
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
190
14500
SH
DFND
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14500
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0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
76
5800
SH
OTR
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5800
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
110
9097
SH
DFND
1,2,3
9097
0
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
79
6500
SH
OTR
1,2,3
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6500
0
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
466
37165
SH
DFND
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0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
197
15600
SH
OTR
1,2,3
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15600
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BLACKROCK MUNIYIELD QUALITY
COM
09254G108
96
7900
SH
DFND
1,2,3
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0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
73
6000
SH
OTR
1,2,3
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6000
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
96
3000
SH
DFND
1,2,3
3000
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
138
4350
SH
OTR
1,2,3
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4350
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
50
3500
SH
DFND
1,2,3
3500
0
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
129
9000
SH
OTR
1,2,3
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BLACKSTONE INC
COM
09260D107
254
2000
SH
DFND
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2000
0
0
BLACKSTONE INC
COM
09260D107
63
500
SH
OTR
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500
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BOEING COMPANY
COM
097023105
88
459
SH
OTR
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459
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CEDAR FAIR L P
DEPOSITRY UNIT
150185106
329
6000
SH
DFND
1,2,3
6000
0
0
CISCO SYS INC
COM
17275R102
307
5500
SH
DFND
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5500
0
0
CISCO SYS INC
COM
17275R102
56
1000
SH
OTR
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1000
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CITIGROUP INC
COM NEW
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SH
DFND
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0
0
CITIGROUP INC
COM NEW
172967424
110
2050
SH
OTR
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2050
0
COCA COLA CO
COM
191216100
254
4100
SH
OTR
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4100
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COHEN & STEERS REIT & PFD &
COM
19247X100
202
7500
SH
DFND
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7500
0
0
CONOCOPHILLIPS
COM
20825C104
570
5700
SH
DFND
1,2,3
5700
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
230
1000
SH
DFND
1,2,3
1000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
4
18
SH
OTR
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0
COSTCO WHSL CORP NEW
COM
22160K105
624
1080
SH
OTR
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CROWN CASTLE INTL CORP NEW
COM
22822V101
92
500
SH
DFND
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500
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0
CROWN CASTLE INTL CORP NEW
COM
22822V101
369
2000
SH
OTR
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2000
0
DEERE & CO
COM
244199105
233
560
SH
DFND
1,2,3
560
0
0
DEERE & CO
COM
244199105
417
1004
SH
OTR
1,2,3
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1004
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DIGITALBRIDGE GROUP INC
CL A COM
25401T108
421
58459
SH
DFND
1,2,3
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0
0
DIVERSIFIED HEALTHCARE TR
COM SH BEN INT
25525P107
34
10664
SH
DFND
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0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
83
7000
SH
DFND
1,2,3
7000
0
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EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
170
14400
SH
OTR
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14400
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EATON VANCE MUN BD FD
COM
27827X101
528
45949
SH
DFND
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0
0
EATON VANCE MUN BD FD
COM
27827X101
120
10482
SH
OTR
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EQUITY RESIDENTIAL
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23500
SH
DFND
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EQUITY RESIDENTIAL
SH BEN INT
29476L107
496
5514
SH
OTR
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0
META PLATFORMS INC
CL A
30303M102
844
3800
SH
DFND
1,2,3
3800
0
0
META PLATFORMS INC
CL A
30303M102
258
1165
SH
OTR
1,2,3
0
1165
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1981
6000
SH
DFND
1,2,3
6000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
172
522
SH
OTR
1,2,3
0
522
0
GOLDMAN SACHS BDC INC
SHS
38147U107
61
3100
SH
DFND
1,2,3
3100
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
183
9350
SH
OTR
1,2,3
0
9350
0
INDEPENDENCE RLTY TR INC
COM
45378A106
79
3000
SH
DFND
1,2,3
3000
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
131
4950
SH
OTR
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0
4950
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
264
2000
SH
DFND
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2000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1674
4615
SH
DFND
1,2,3
4615
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
639
1765
SH
OTR
1,2,3
0
1765
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
1525
109403
SH
DFND
1,2,3
109403
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
4
284
SH
OTR
1,2,3
0
284
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
617
28300
SH
DFND
1,2,3
28300
0
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
297
13600
SH
OTR
1,2,3
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13600
0
JPMORGAN CHASE & CO
COM
46625H100
3408
25000
SH
DFND
1,2,3
25000
0
0
JPMORGAN CHASE & CO
COM
46625H100
444
3250
SH
OTR
1,2,3
0
3250
0
JD.COM INC
SPON ADR CL A
47215P106
255
4400
SH
DFND
1,2,3
4400
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
32599
1431678
SH
DFND
1,2,3
1431678
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
84300
3702240
SH
OTR
1,2,3
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3702240
0
LAUDER ESTEE COS INC
CL A
518439104
244
900
SH
OTR
1,2,3
0
900
0
LILLY ELI & CO
COM
532457108
200
700
SH
OTR
1,2,3
0
700
0
LOWES COS INC
COM
548661107
565
2790
SH
DFND
1,2,3
2790
0
0
LOWES COS INC
COM
548661107
423
2100
SH
OTR
1,2,3
0
2100
0
MARATHON PETE CORP
COM
56585A102
2129
24900
SH
DFND
1,2,3
24900
0
0
MCKESSON CORP
COM
58155Q103
214
700
SH
OTR
1,2,3
0
700
0
MEDICAL PPTYS TRUST INC
COM
58463J304
2317
109600
SH
DFND
1,2,3
109600
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
994
47000
SH
OTR
1,2,3
0
47000
0
MERCK & CO. INC
COM
58933Y105
33
400
SH
OTR
1,2,3
0
400
0
MICROSOFT CORP
COM
594918104
803
2605
SH
DFND
1,2,3
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0
0
MICROSOFT CORP
COM
594918104
1883
6112
SH
OTR
1,2,3
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6112
0
MORGAN STANLEY
COM NEW
617446448
1923
22000
SH
DFND
1,2,3
22000
0
0
NETFLIX INC
COM
64110L106
789
2105
SH
OTR
1,2,3
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2105
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
165
15000
SH
DFND
1,2,3
15000
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
220
20200
SH
OTR
1,2,3
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20200
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NIKE INC
CL B
654106103
309
2300
SH
OTR
1,2,3
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2300
0
NORFOLK SOUTHN CORP
COM
655844108
200
700
SH
OTR
1,2,3
0
700
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
1684
128142
SH
DFND
1,2,3
128142
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
102
7690
SH
OTR
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0
NUVEEN MUN CR OPPORTUNITIES
COM
670663103
68
5000
SH
DFND
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5000
0
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NUVEEN MUN CR OPPORTUNITIES
COM
670663103
153
11300
SH
OTR
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11300
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NVIDIA CORPORATION
COM
67066G104
1802
6600
SH
DFND
1,2,3
6600
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0
NVIDIA CORPORATION
COM
67066G104
1337
4900
SH
OTR
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4900
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
816
61098
SH
DFND
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61098
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NUVEEN QUALITY MUNCP INCOME
COM
67066V101
272
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SH
OTR
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NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
20
1500
SH
DFND
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1500
0
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COM
670682103
139
10700
SH
OTR
1,2,3
0
10700
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
510
34939
SH
DFND
1,2,3
34939
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
432
29514
SH
OTR
1,2,3
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29514
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
3338
225698
SH
DFND
1,2,3
225698
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
397
26885
SH
OTR
1,2,3
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26885
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
55
7500
SH
DFND
1,2,3
7500
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
207
28100
SH
OTR
1,2,3
0
28100
0
OMEGA HEALTHCARE INVS INC
COM
681936100
442
14200
SH
DFND
1,2,3
14200
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
46
1500
SH
OTR
1,2,3
0
1500
0
ONE LIBERTY PPTYS INC
COM
682406103
606
19672
SH
DFND
1,2,3
19672
0
0
ORACLE CORP
COM
68389X105
199
2400
SH
DFND
1,2,3
2400
0
0
ORACLE CORP
COM
68389X105
58
700
SH
OTR
1,2,3
0
700
0
PAGERDUTY INC
COM
69553P100
855
25000
SH
DFND
1,2,3
25000
0
0
PALO ALTO NETWORKS INC
COM
697435105
280
450
SH
DFND
1,2,3
450
0
0
PALO ALTO NETWORKS INC
COM
697435105
1545
2483
SH
OTR
1,2,3
0
2483
0
PIONEER MUNICIPAL HIGH INCOME
COM SHS
723763108
137
13000
SH
OTR
1,2,3
0
13000
0
PREFERRED APT CMNTYS INC
COM
74039L103
564
22600
SH
DFND
1,2,3
22600
0
0
PROSHARES TR
RUSS 2000 DIVD
74347B698
281
4350
SH
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4350
0
0
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RUSS 2000 DIVD
74347B698
95
1500
SH
OTR
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1500
0
PUTNAM MANAGED MUN INCOME TR
COM
746823103
552
78112
SH
DFND
1,2,3
78112
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0
PUTNAM MANAGED MUN INCOME TR
COM
746823103
85
12000
SH
OTR
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12000
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PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
470
40366
SH
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40366
0
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PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
134
11500
SH
OTR
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11500
0
QUALCOMM INC
COM
747525103
4193
27441
SH
DFND
1,2,3
27441
0
0
QUALCOMM INC
COM
747525103
624
4092
SH
OTR
1,2,3
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4092
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REALTY INCOME CORP
COM
756109104
79
1128
SH
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REALTY INCOME CORP
COM
756109104
244
3525
SH
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TR UNIT
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SCIENCE APPLICATIONS INTL CO
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808625107
286
3100
SH
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3100
0
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SOUTHERN CO
COM
842587107
210
2900
SH
OTR
1,2,3
0
2900
0
STARBUCKS CORP
COM
855244109
182
2000
SH
DFND
1,2,3
2000
0
0
STARBUCKS CORP
COM
855244109
318
3500
SH
OTR
1,2,3
0
3500
0
TESLA INC
COM
88160R101
1078
1000
SH
OTR
1,2,3
0
1000
0
UNITEDHEALTH GROUP INC
COM
91324P102
4809
9430
SH
DFND
1,2,3
9430
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
153
300
SH
OTR
1,2,3
0
300
0
UNIVERSAL HEALTH RLTY INCOME
SH BEN INT
91359E105
911
15613
SH
DFND
1,2,3
15613
0
0
VENTAS INC
COM
92276F100
618
10000
SH
DFND
1,2,3
10000
0
0
VENTAS INC
COM
92276F100
618
10000
SH
OTR
1,2,3
0
10000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
51
1000
SH
DFND
1,2,3
1000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
542
10620
SH
OTR
1,2,3
0
10620
0
VMWARE INC
CL A COM
928563402
57
500
SH
DFND
1,2,3
500
0
0
VMWARE INC
CL A COM
928563402
171
1500
SH
OTR
1,2,3
0
1500
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
83
5000
SH
DFND
1,2,3
5000
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
174
10370
SH
OTR
1,2,3
0
10370
0
WELLS FARGO CO NEW
COM
949746101
1235
25500
SH
DFND
1,2,3
25500
0
0
WELLS FARGO CO NEW
COM
949746101
15
300
SH
OTR
1,2,3
0
300
0
XENIA HOTELS & RESORTS INC
COM
984017103
19
1000
SH
DFND
1,2,3
1000
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1066
55222
SH
OTR
1,2,3
0
55222
0
AMBARELLA INC
SHS
G037AX101
220
2100
SH
OTR
1,2,3
0
2100
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
221
1300
SH
DFND
1,2,3
1300
0
0