0001104659-22-048135.txt : 20220421 0001104659-22-048135.hdr.sgml : 20220421 20220421093509 ACCESSION NUMBER: 0001104659-22-048135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220421 DATE AS OF CHANGE: 20220421 EFFECTIVENESS DATE: 20220421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOODWIN DANIEL L CENTRAL INDEX KEY: 0001119191 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13434 FILM NUMBER: 22839891 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60523 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001119191 XXXXXXXX 03-31-2022 03-31-2022 false Goodwin Daniel L
2901 Butterfield Rd Oak Brook IL 60523
13F HOLDINGS REPORT 028-13434 N
Goodwin Daniel L Authorized Signatory 630-218-8000 /s/ Daniel L. Goodwin Oak Brook IL 04-21-2022 3 170 231008 false 1 0000926972 028-13432 INLAND GROUP INC 2 0001633071 028-16494 Investment Management Group, LLC 3 0001428796 028-13252 Ensenia Wealth, LLC
INFORMATION TABLE 2 a22-13089_1informationtable.xml INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 381 3477 SH DFND 1,2,3 3477 0 0 ADVANCED MICRO DEVICES INC COM 007903107 53 489 SH OTR 1,2,3 0 489 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 404 2010 SH DFND 1,2,3 2010 0 0 ALPHABET INC CAP STK CL C 02079K107 1536 550 SH DFND 1,2,3 550 0 0 ALPHABET INC CAP STK CL C 02079K107 3823 1368 SH OTR 1,2,3 0 1368 0 ALPHABET INC CAP STK CL A 02079K305 278 100 SH DFND 1,2,3 100 0 0 AMAZON COM INC COM 023135106 4485 1376 SH DFND 1,2,3 1376 0 0 AMAZON COM INC COM 023135106 2592 795 SH OTR 1,2,3 0 795 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 271 44700 SH DFND 1,2,3 44700 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 241 4300 SH DFND 1,2,3 4300 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 140 2500 SH OTR 1,2,3 0 2500 0 AMERICAN INTL GROUP INC COM NEW 026874784 509 8100 SH DFND 1,2,3 8100 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 95 1525 SH OTR 1,2,3 0 1525 0 APARTMENT INCOME REIT CORP COM 03750L109 2903 54282 SH DFND 1,2,3 54282 0 0 APARTMENT INCOME REIT CORP COM 03750L109 160 2981 SH OTR 1,2,3 0 2981 0 APPLE INC COM 037833100 656 3750 SH DFND 1,2,3 3750 0 0 APPLE INC COM 037833100 1574 9011 SH OTR 1,2,3 0 9011 0 AVALONBAY CMNTYS INC COM 053484101 472 1900 SH DFND 1,2,3 1900 0 0 AVALONBAY CMNTYS INC COM 053484101 330 1330 SH OTR 1,2,3 0 1330 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 337 46922 SH DFND 1,2,3 46922 0 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 99 13700 SH OTR 1,2,3 0 13700 0 BNY MELLON MUN INCOME INC COM 05589T104 100 13157 SH DFND 1,2,3 13157 0 0 BALL CORP COM 058498106 604 6700 SH DFND 1,2,3 6700 0 0 BALL CORP COM 058498106 145 1590 SH OTR 1,2,3 0 1590 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 788 600 SH DFND 1,2,3 600 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1361 1037 SH OTR 1,2,3 0 1037 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 389 1100 SH OTR 1,2,3 0 1100 0 BLACKROCK MUN INCOME QUALITY COM 092479104 418 31622 SH DFND 1,2,3 31622 0 0 BLACKROCK MUN INCOME QUALITY COM 092479104 66 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 488 34335 SH DFND 1,2,3 34335 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 366 25733 SH OTR 1,2,3 0 25733 0 BLACKROCK MUNIVEST FD INC COM 09253R105 48 6000 SH DFND 1,2,3 6000 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 150 18400 SH OTR 1,2,3 0 18400 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 190 14500 SH DFND 1,2,3 14500 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 76 5800 SH OTR 1,2,3 0 5800 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 110 9097 SH DFND 1,2,3 9097 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 79 6500 SH OTR 1,2,3 0 6500 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 466 37165 SH DFND 1,2,3 37165 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 197 15600 SH OTR 1,2,3 0 15600 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 96 7900 SH DFND 1,2,3 7900 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 73 6000 SH OTR 1,2,3 0 6000 0 BLACKSTONE MTG TR INC COM CL A 09257W100 96 3000 SH DFND 1,2,3 3000 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 138 4350 SH OTR 1,2,3 0 4350 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 50 3500 SH DFND 1,2,3 3500 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 129 9000 SH OTR 1,2,3 0 9000 0 BLACKSTONE INC COM 09260D107 254 2000 SH DFND 1,2,3 2000 0 0 BLACKSTONE INC COM 09260D107 63 500 SH OTR 1,2,3 0 500 0 BOEING COMPANY COM 097023105 88 459 SH OTR 1,2,3 0 459 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 329 6000 SH DFND 1,2,3 6000 0 0 CISCO SYS INC COM 17275R102 307 5500 SH DFND 1,2,3 5500 0 0 CISCO SYS INC COM 17275R102 56 1000 SH OTR 1,2,3 0 1000 0 CITIGROUP INC COM NEW 172967424 799 14980 SH DFND 1,2,3 14980 0 0 CITIGROUP INC COM NEW 172967424 110 2050 SH OTR 1,2,3 0 2050 0 COCA COLA CO COM 191216100 254 4100 SH OTR 1,2,3 0 4100 0 COHEN & STEERS REIT & PFD & COM 19247X100 202 7500 SH DFND 1,2,3 7500 0 0 CONOCOPHILLIPS COM 20825C104 570 5700 SH DFND 1,2,3 5700 0 0 CONSTELLATION BRANDS INC CL A 21036P108 230 1000 SH DFND 1,2,3 1000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 4 18 SH OTR 1,2,3 0 18 0 COSTCO WHSL CORP NEW COM 22160K105 624 1080 SH OTR 1,2,3 0 1080 0 CROWN CASTLE INTL CORP NEW COM 22822V101 92 500 SH DFND 1,2,3 500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 369 2000 SH OTR 1,2,3 0 2000 0 DEERE & CO COM 244199105 233 560 SH DFND 1,2,3 560 0 0 DEERE & CO COM 244199105 417 1004 SH OTR 1,2,3 0 1004 0 DIGITALBRIDGE GROUP INC CL A COM 25401T108 421 58459 SH DFND 1,2,3 58459 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 34 10664 SH DFND 1,2,3 10664 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 83 7000 SH DFND 1,2,3 7000 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 170 14400 SH OTR 1,2,3 0 14400 0 EATON VANCE MUN BD FD COM 27827X101 528 45949 SH DFND 1,2,3 45949 0 0 EATON VANCE MUN BD FD COM 27827X101 120 10482 SH OTR 1,2,3 0 10482 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 2113 23500 SH DFND 1,2,3 23500 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 496 5514 SH OTR 1,2,3 0 5514 0 META PLATFORMS INC CL A 30303M102 844 3800 SH DFND 1,2,3 3800 0 0 META PLATFORMS INC CL A 30303M102 258 1165 SH OTR 1,2,3 0 1165 0 GOLDMAN SACHS GROUP INC COM 38141G104 1981 6000 SH DFND 1,2,3 6000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 172 522 SH OTR 1,2,3 0 522 0 GOLDMAN SACHS BDC INC SHS 38147U107 61 3100 SH DFND 1,2,3 3100 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 183 9350 SH OTR 1,2,3 0 9350 0 INDEPENDENCE RLTY TR INC COM 45378A106 79 3000 SH DFND 1,2,3 3000 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 131 4950 SH OTR 1,2,3 0 4950 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 264 2000 SH DFND 1,2,3 2000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1674 4615 SH DFND 1,2,3 4615 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 639 1765 SH OTR 1,2,3 0 1765 0 INVESCO VALUE MUN INCOME TR COM 46132P108 1525 109403 SH DFND 1,2,3 109403 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 4 284 SH OTR 1,2,3 0 284 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 617 28300 SH DFND 1,2,3 28300 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 297 13600 SH OTR 1,2,3 0 13600 0 JPMORGAN CHASE & CO COM 46625H100 3408 25000 SH DFND 1,2,3 25000 0 0 JPMORGAN CHASE & CO COM 46625H100 444 3250 SH OTR 1,2,3 0 3250 0 JD.COM INC SPON ADR CL A 47215P106 255 4400 SH DFND 1,2,3 4400 0 0 KITE RLTY GROUP TR COM NEW 49803T300 32599 1431678 SH DFND 1,2,3 1431678 0 0 KITE RLTY GROUP TR COM NEW 49803T300 84300 3702240 SH OTR 1,2,3 0 3702240 0 LAUDER ESTEE COS INC CL A 518439104 244 900 SH OTR 1,2,3 0 900 0 LILLY ELI & CO COM 532457108 200 700 SH OTR 1,2,3 0 700 0 LOWES COS INC COM 548661107 565 2790 SH DFND 1,2,3 2790 0 0 LOWES COS INC COM 548661107 423 2100 SH OTR 1,2,3 0 2100 0 MARATHON PETE CORP COM 56585A102 2129 24900 SH DFND 1,2,3 24900 0 0 MCKESSON CORP COM 58155Q103 214 700 SH OTR 1,2,3 0 700 0 MEDICAL PPTYS TRUST INC COM 58463J304 2317 109600 SH DFND 1,2,3 109600 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 994 47000 SH OTR 1,2,3 0 47000 0 MERCK & CO. INC COM 58933Y105 33 400 SH OTR 1,2,3 0 400 0 MICROSOFT CORP COM 594918104 803 2605 SH DFND 1,2,3 2605 0 0 MICROSOFT CORP COM 594918104 1883 6112 SH OTR 1,2,3 0 6112 0 MORGAN STANLEY COM NEW 617446448 1923 22000 SH DFND 1,2,3 22000 0 0 NETFLIX INC COM 64110L106 789 2105 SH OTR 1,2,3 0 2105 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 165 15000 SH DFND 1,2,3 15000 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 220 20200 SH OTR 1,2,3 0 20200 0 NIKE INC CL B 654106103 309 2300 SH OTR 1,2,3 0 2300 0 NORFOLK SOUTHN CORP COM 655844108 200 700 SH OTR 1,2,3 0 700 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1684 128142 SH DFND 1,2,3 128142 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 102 7690 SH OTR 1,2,3 0 7690 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 68 5000 SH DFND 1,2,3 5000 0 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 153 11300 SH OTR 1,2,3 0 11300 0 NVIDIA CORPORATION COM 67066G104 1802 6600 SH DFND 1,2,3 6600 0 0 NVIDIA CORPORATION COM 67066G104 1337 4900 SH OTR 1,2,3 0 4900 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 816 61098 SH DFND 1,2,3 61098 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 272 20317 SH OTR 1,2,3 0 20317 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 20 1500 SH DFND 1,2,3 1500 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 139 10700 SH OTR 1,2,3 0 10700 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 510 34939 SH DFND 1,2,3 34939 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 432 29514 SH OTR 1,2,3 0 29514 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 3338 225698 SH DFND 1,2,3 225698 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 397 26885 SH OTR 1,2,3 0 26885 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 55 7500 SH DFND 1,2,3 7500 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 207 28100 SH OTR 1,2,3 0 28100 0 OMEGA HEALTHCARE INVS INC COM 681936100 442 14200 SH DFND 1,2,3 14200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 46 1500 SH OTR 1,2,3 0 1500 0 ONE LIBERTY PPTYS INC COM 682406103 606 19672 SH DFND 1,2,3 19672 0 0 ORACLE CORP COM 68389X105 199 2400 SH DFND 1,2,3 2400 0 0 ORACLE CORP COM 68389X105 58 700 SH OTR 1,2,3 0 700 0 PAGERDUTY INC COM 69553P100 855 25000 SH DFND 1,2,3 25000 0 0 PALO ALTO NETWORKS INC COM 697435105 280 450 SH DFND 1,2,3 450 0 0 PALO ALTO NETWORKS INC COM 697435105 1545 2483 SH OTR 1,2,3 0 2483 0 PIONEER MUNICIPAL HIGH INCOME COM SHS 723763108 137 13000 SH OTR 1,2,3 0 13000 0 PREFERRED APT CMNTYS INC COM 74039L103 564 22600 SH DFND 1,2,3 22600 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 281 4350 SH DFND 1,2,3 4350 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 95 1500 SH OTR 1,2,3 0 1500 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 552 78112 SH DFND 1,2,3 78112 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 85 12000 SH OTR 1,2,3 0 12000 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 470 40366 SH DFND 1,2,3 40366 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 134 11500 SH OTR 1,2,3 0 11500 0 QUALCOMM INC COM 747525103 4193 27441 SH DFND 1,2,3 27441 0 0 QUALCOMM INC COM 747525103 624 4092 SH OTR 1,2,3 0 4092 0 REALTY INCOME CORP COM 756109104 79 1128 SH DFND 1,2,3 1128 0 0 REALTY INCOME CORP COM 756109104 244 3525 SH OTR 1,2,3 0 3525 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4527 10022 SH DFND 1,2,3 10022 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6560 14525 SH OTR 1,2,3 0 14525 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2151 6200 SH DFND 1,2,3 6200 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1838 5302 SH OTR 1,2,3 0 5302 0 SCIENCE APPLICATIONS INTL CO COM 808625107 286 3100 SH DFND 1,2,3 3100 0 0 SOUTHERN CO COM 842587107 210 2900 SH OTR 1,2,3 0 2900 0 STARBUCKS CORP COM 855244109 182 2000 SH DFND 1,2,3 2000 0 0 STARBUCKS CORP COM 855244109 318 3500 SH OTR 1,2,3 0 3500 0 TESLA INC COM 88160R101 1078 1000 SH OTR 1,2,3 0 1000 0 UNITEDHEALTH GROUP INC COM 91324P102 4809 9430 SH DFND 1,2,3 9430 0 0 UNITEDHEALTH GROUP INC COM 91324P102 153 300 SH OTR 1,2,3 0 300 0 UNIVERSAL HEALTH RLTY INCOME SH BEN INT 91359E105 911 15613 SH DFND 1,2,3 15613 0 0 VENTAS INC COM 92276F100 618 10000 SH DFND 1,2,3 10000 0 0 VENTAS INC COM 92276F100 618 10000 SH OTR 1,2,3 0 10000 0 VERIZON COMMUNICATIONS INC COM 92343V104 51 1000 SH DFND 1,2,3 1000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 542 10620 SH OTR 1,2,3 0 10620 0 VMWARE INC CL A COM 928563402 57 500 SH DFND 1,2,3 500 0 0 VMWARE INC CL A COM 928563402 171 1500 SH OTR 1,2,3 0 1500 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 83 5000 SH DFND 1,2,3 5000 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 174 10370 SH OTR 1,2,3 0 10370 0 WELLS FARGO CO NEW COM 949746101 1235 25500 SH DFND 1,2,3 25500 0 0 WELLS FARGO CO NEW COM 949746101 15 300 SH OTR 1,2,3 0 300 0 XENIA HOTELS & RESORTS INC COM 984017103 19 1000 SH DFND 1,2,3 1000 0 0 XENIA HOTELS & RESORTS INC COM 984017103 1066 55222 SH OTR 1,2,3 0 55222 0 AMBARELLA INC SHS G037AX101 220 2100 SH OTR 1,2,3 0 2100 0 CYBERARK SOFTWARE LTD SHS M2682V108 221 1300 SH DFND 1,2,3 1300 0 0