0001104659-21-127401.txt : 20211019 0001104659-21-127401.hdr.sgml : 20211019 20211019092423 ACCESSION NUMBER: 0001104659-21-127401 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 EFFECTIVENESS DATE: 20211019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOODWIN DANIEL L CENTRAL INDEX KEY: 0001119191 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13434 FILM NUMBER: 211329752 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60523 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001119191 XXXXXXXX 09-30-2021 09-30-2021 false Goodwin Daniel L

2901 Butterfield Rd Oak Brook IL 60523

13F HOLDINGS REPORT 028-13434 N Goodwin Daniel L 630-218-8000 /s/ Daniel L. Goodwin Oak Brook IL 10-19-2021 3 192 215424 false 1 0000926972 028-13432 INLAND GROUP INC 2 0001633071 028-16494 Investment Management Group, LLC 3 0001428796 028-13252 Ensenia Wealth, LLC INFORMATION TABLE 2 a21-30151_1informationtable.xml INFORMATION TABLE ACTINIUM PHARMACEUTICALS INC COM 00507W206 44 5000 SH DFND 1,2,3 5000 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W206 44 5000 SH OTR 1,2,3 0 5000 0 ADVANCED MICRO DEVICES INC COM 007903107 216 2100 SH DFND 1,2,3 2100 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 384 2010 SH DFND 1,2,3 2010 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1518 10260 SH DFND 1,2,3 10260 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 565 3821 SH OTR 1,2,3 0 3821 0 ALPHABET INC CAP STK CL C 02079K107 1467 550 SH DFND 1,2,3 550 0 0 ALPHABET INC CAP STK CL C 02079K107 3832 1437 SH OTR 1,2,3 0 1437 0 ALPHABET INC CAP STK CL A 02079K305 267 100 SH DFND 1,2,3 100 0 0 ALPHABET INC CAP STK CL A 02079K305 188 70 SH OTR 1,2,3 0 70 0 AMAZON COM INC COM 023135106 4783 1456 SH DFND 1,2,3 1456 0 0 AMAZON COM INC COM 023135106 2448 745 SH OTR 1,2,3 0 745 0 AMEDISYS INC COM 023436108 30 200 SH OTR 1,2,3 0 200 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 266 44700 SH DFND 1,2,3 44700 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 208 4300 SH DFND 1,2,3 4300 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 121 2500 SH OTR 1,2,3 0 2500 0 AMERICAN INTL GROUP INC COM NEW 026874784 444 8100 SH DFND 1,2,3 8100 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 71 1300 SH OTR 1,2,3 0 1300 0 AMERICOLD RLTY TR COM 03064D108 1162 40000 SH DFND 1,2,3 40000 0 0 AMERICOLD RLTY TR COM 03064D108 217 7400 SH OTR 1,2,3 0 7400 0 APARTMENT INVT & MGMT CO CL A 03748R747 234 34282 SH DFND 1,2,3 34282 0 0 APARTMENT INCOME REIT CORP COM 03750L109 2649 54282 SH DFND 1,2,3 54282 0 0 APARTMENT INCOME REIT CORP COM 03750L109 145 2981 SH OTR 1,2,3 0 2981 0 APPLE INC COM 037833100 452 3200 SH DFND 1,2,3 3200 0 0 APPLE INC COM 037833100 1368 9679 SH OTR 1,2,3 0 9679 0 AVALONBAY CMNTYS INC COM 053484101 421 1900 SH DFND 1,2,3 1900 0 0 AVALONBAY CMNTYS INC COM 053484101 295 1330 SH OTR 1,2,3 0 1330 0 BP PLC SPONSORED ADR 055622104 497 18200 SH DFND 1,2,3 18200 0 0 BP PLC SPONSORED ADR 055622104 8 300 SH OTR 1,2,3 0 300 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 365 41922 SH DFND 1,2,3 41922 0 0 BNY MELLON STRATEGIC MUNS IN COM 05588W108 10 1100 SH OTR 1,2,3 0 1100 0 BNY MELLON MUN INCOME INC COM 05589T104 127 13157 SH DFND 1,2,3 13157 0 0 BAIDU INC SPON ADR REP A 056752108 377 2450 SH DFND 1,2,3 2450 0 0 BAIDU INC SPON ADR REP A 056752108 239 1540 SH OTR 1,2,3 0 1540 0 BALL CORP COM 058498106 602 6700 SH DFND 1,2,3 6700 0 0 BALL CORP COM 058498106 118 1300 SH OTR 1,2,3 0 1300 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 246 900 SH OTR 1,2,3 0 900 0 BLACKROCK MUN INCOME QUALITY COM 092479104 482 31622 SH DFND 1,2,3 31622 0 0 BLACKROCK MUN INCOME QUALITY COM 092479104 76 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 539 32935 SH DFND 1,2,3 32935 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 421 25733 SH OTR 1,2,3 0 25733 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 221 14500 SH DFND 1,2,3 14500 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 88 5800 SH OTR 1,2,3 0 5800 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 161 11597 SH DFND 1,2,3 11597 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254C107 69 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 465 31665 SH DFND 1,2,3 31665 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 22 1500 SH OTR 1,2,3 0 1500 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 114 7900 SH DFND 1,2,3 7900 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 72 5000 SH OTR 1,2,3 0 5000 0 BLACKSTONE INC COM 09260D107 233 2000 SH DFND 1,2,3 2000 0 0 BLACKSTONE INC COM 09260D107 58 500 SH OTR 1,2,3 0 500 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 176 5000 SH DFND 1,2,3 5000 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 182 5000 SH OTR 1,2,3 0 5000 0 BROADCOM INC COM 11135F101 485 1000 SH DFND 1,2,3 1000 0 0 BROADCOM INC COM 11135F101 193 400 SH OTR 1,2,3 0 400 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 278 6000 SH DFND 1,2,3 6000 0 0 CISCO SYS INC COM 17275R102 299 5500 SH DFND 1,2,3 5500 0 0 CISCO SYS INC COM 17275R102 54 1000 SH OTR 1,2,3 0 1000 0 CITIGROUP INC COM NEW 172967424 1167 16630 SH DFND 1,2,3 16630 0 0 CITIGROUP INC COM NEW 172967424 448 6370 SH OTR 1,2,3 0 6370 0 COINBASE GLOBAL INC COM CL A 19260Q107 346 1520 SH DFND 1,2,3 1520 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 289 1282 SH OTR 1,2,3 0 1282 0 CONOCOPHILLIPS COM 20825C104 387 5700 SH DFND 1,2,3 5700 0 0 CONSTELLATION BRANDS INC CL A 21036P108 211 1000 SH DFND 1,2,3 1000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 1 3 SH OTR 1,2,3 0 3 0 COSTCO WHSL CORP NEW COM 22160K105 301 680 SH OTR 1,2,3 0 680 0 CROWN CASTLE INTL CORP NEW COM 22822V101 87 500 SH DFND 1,2,3 500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 347 2000 SH OTR 1,2,3 0 2000 0 CYRUSONE INC COM 23283R100 286 3700 SH DFND 1,2,3 3700 0 0 CYRUSONE INC COM 23283R100 54 700 SH OTR 1,2,3 0 700 0 DEERE & CO COM 244199105 172 510 SH DFND 1,2,3 510 0 0 DEERE & CO COM 244199105 198 592 SH OTR 1,2,3 0 592 0 DIGITALBRIDGE GROUP INC CL A COM 25401T108 353 58459 SH DFND 1,2,3 58459 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 216 63664 SH DFND 1,2,3 63664 0 0 DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 2 500 SH OTR 1,2,3 0 500 0 EATON VANCE MUN BD FD COM 27827X101 686 51243 SH DFND 1,2,3 51243 0 0 EATON VANCE MUN BD FD COM 27827X101 101 7482 SH OTR 1,2,3 0 7482 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1902 23500 SH DFND 1,2,3 23500 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 446 5514 SH OTR 1,2,3 0 5514 0 EXXON MOBIL CORP COM 30231G102 176 3000 SH DFND 1,2,3 3000 0 0 EXXON MOBIL CORP COM 30231G102 29 500 SH OTR 1,2,3 0 500 0 FACEBOOK INC CL A 30303M102 1629 4800 SH DFND 1,2,3 4800 0 0 FACEBOOK INC CL A 30303M102 647 1910 SH OTR 1,2,3 0 1910 0 FEDEX CORP COM 31428X106 459 2090 SH DFND 1,2,3 2090 0 0 FEDEX CORP COM 31428X106 286 1311 SH OTR 1,2,3 0 1311 0 FISERV INC COM 337738108 98 900 SH DFND 1,2,3 900 0 0 FISERV INC COM 337738108 185 1712 SH OTR 1,2,3 0 1712 0 FLEETCOR TECHNOLOGIES INC COM 339041105 156 600 SH DFND 1,2,3 600 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 239 921 SH OTR 1,2,3 0 921 0 GOLDMAN SACHS GROUP INC COM 38141G104 2268 6000 SH DFND 1,2,3 6000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 8 20 SH OTR 1,2,3 0 20 0 INTEL CORP COM 458140100 213 4000 SH OTR 1,2,3 0 4000 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 230 2000 SH DFND 1,2,3 2000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 52 145 SH DFND 1,2,3 145 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 268 750 SH OTR 1,2,3 0 750 0 INVESCO VALUE MUN INCOME TR COM 46132P108 1785 109403 SH DFND 1,2,3 109403 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 5 284 SH OTR 1,2,3 0 284 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 560 28300 SH DFND 1,2,3 28300 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 256 12900 SH OTR 1,2,3 0 12900 0 JPMORGAN CHASE & CO COM 46625H100 4092 25000 SH DFND 1,2,3 25000 0 0 JPMORGAN CHASE & CO COM 46625H100 416 2552 SH OTR 1,2,3 0 2552 0 JD.COM INC SPON ADR CL A 47215P106 462 6400 SH DFND 1,2,3 6400 0 0 LAM RESEARCH CORP COM 512807108 229 401 SH OTR 1,2,3 0 401 0 LAUDER ESTEE COS INC CL A 518439104 270 900 SH OTR 1,2,3 0 900 0 LOWES COS INC COM 548661107 566 2790 SH DFND 1,2,3 2790 0 0 LOWES COS INC COM 548661107 447 2210 SH OTR 1,2,3 0 2210 0 MPLX LP COM UNIT REP LTD 55336V100 364 12800 SH DFND 1,2,3 12800 0 0 MPLX LP COM UNIT REP LTD 55336V100 14 500 SH OTR 1,2,3 0 500 0 MARATHON PETE CORP COM 56585A102 1539 24900 SH DFND 1,2,3 24900 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 2200 109600 SH DFND 1,2,3 109600 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 943 47000 SH OTR 1,2,3 0 47000 0 MICROSOFT CORP COM 594918104 734 2605 SH DFND 1,2,3 2605 0 0 MICROSOFT CORP COM 594918104 1740 6169 SH OTR 1,2,3 0 6169 0 MORGAN STANLEY COM NEW 617446448 2141 22000 SH DFND 1,2,3 22000 0 0 NETFLIX INC COM 64110L106 1307 2142 SH OTR 1,2,3 0 2142 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 165 15000 SH DFND 1,2,3 15000 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 180 16200 SH OTR 1,2,3 0 16200 0 NIKE INC CL B 654106103 335 2300 SH OTR 1,2,3 0 2300 0 NOODLES & CO COM CL A 65540B105 2445 207200 SH DFND 1,2,3 207200 0 0 NOODLES & CO COM CL A 65540B105 24 2000 SH OTR 1,2,3 0 2000 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1947 128142 SH DFND 1,2,3 128142 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 110 7190 SH OTR 1,2,3 0 7190 0 NVIDIA CORPORATION COM 67066G104 1284 6200 SH DFND 1,2,3 6200 0 0 NVIDIA CORPORATION COM 67066G104 912 4400 SH OTR 1,2,3 0 4400 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 881 56398 SH DFND 1,2,3 56398 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 312 19942 SH OTR 1,2,3 0 19942 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 22 1500 SH DFND 1,2,3 1500 0 0 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 158 10700 SH OTR 1,2,3 0 10700 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 567 33939 SH DFND 1,2,3 33939 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 488 29169 SH OTR 1,2,3 0 29169 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 3871 225698 SH DFND 1,2,3 225698 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 461 26885 SH OTR 1,2,3 0 26885 0 OMEGA HEALTHCARE INVS INC COM 681936100 426 14200 SH DFND 1,2,3 14200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 54 1800 SH OTR 1,2,3 0 1800 0 ONE LIBERTY PPTYS INC COM 682406103 600 19672 SH DFND 1,2,3 19672 0 0 ORACLE CORP COM 68389X105 209 2400 SH DFND 1,2,3 2400 0 0 ORACLE CORP COM 68389X105 61 700 SH OTR 1,2,3 0 700 0 PAGERDUTY INC COM 69553P100 1036 25000 SH DFND 1,2,3 25000 0 0 PALO ALTO NETWORKS INC COM 697435105 216 450 SH DFND 1,2,3 450 0 0 PALO ALTO NETWORKS INC COM 697435105 1313 2744 SH OTR 1,2,3 0 2744 0 PAYPAL HLDGS INC COM 70450Y103 220 845 SH OTR 1,2,3 0 845 0 PREFERRED APT CMNTYS INC COM 74039L103 277 22600 SH DFND 1,2,3 22600 0 0 PREFERRED APT CMNTYS INC COM 74039L103 12 1000 SH OTR 1,2,3 0 1000 0 PROSHARES TR RUSS 2000 DIVD 74347B698 268 4350 SH DFND 1,2,3 4350 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 98 1600 SH OTR 1,2,3 0 1600 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 651 78112 SH DFND 1,2,3 78112 0 0 PUTNAM MANAGED MUN INCOME TR COM 746823103 92 11000 SH OTR 1,2,3 0 11000 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 553 40366 SH DFND 1,2,3 40366 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 158 11500 SH OTR 1,2,3 0 11500 0 QUALCOMM INC COM 747525103 3423 26541 SH DFND 1,2,3 26541 0 0 QUALCOMM INC COM 747525103 415 3220 SH OTR 1,2,3 0 3220 0 RETAIL PPTYS AMER INC CL A 76131V202 29599 2298039 SH DFND 1,2,3 2298039 0 0 RETAIL PPTYS AMER INC CL A 76131V202 76577 5945493 SH OTR 1,2,3 0 5945493 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1444 32400 SH DFND 1,2,3 32400 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4 100 SH OTR 1,2,3 0 100 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2662 6202 SH DFND 1,2,3 6202 0 0 SPDR S&P 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552 10000 SH DFND 1,2,3 10000 0 0 VENTAS INC COM 92276F100 552 10000 SH OTR 1,2,3 0 10000 0 VEREIT INC COM 92339V308 72 1600 SH DFND 1,2,3 1600 0 0 VEREIT INC COM 92339V308 244 5400 SH OTR 1,2,3 0 5400 0 VERIZON COMMUNICATIONS INC COM 92343V104 270 5000 SH DFND 1,2,3 5000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 313 5800 SH OTR 1,2,3 0 5800 0 VISTRA CORP COM 92840M102 94 5500 SH DFND 1,2,3 5500 0 0 VISTRA CORP COM 92840M102 90 5200 SH OTR 1,2,3 0 5200 0 VMWARE INC CL A COM 928563402 252 1700 SH DFND 1,2,3 1700 0 0 VMWARE INC CL A COM 928563402 226 1520 SH OTR 1,2,3 0 1520 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 108 7000 SH DFND 1,2,3 7000 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 253 16420 SH OTR 1,2,3 0 16420 0 WELLS FARGO CO NEW COM 949746101 1183 25500 SH DFND 1,2,3 25500 0 0 WELLS FARGO CO NEW COM 949746101 9 200 SH OTR 1,2,3 0 200 0 WORKDAY INC CL A 98138H101 125 500 SH DFND 1,2,3 500 0 0 WORKDAY INC CL A 98138H101 131 542 SH OTR 1,2,3 0 542 0 XILINX INC COM 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