0001104659-19-055435.txt : 20191022
0001104659-19-055435.hdr.sgml : 20191022
20191022101411
ACCESSION NUMBER: 0001104659-19-055435
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191022
DATE AS OF CHANGE: 20191022
EFFECTIVENESS DATE: 20191022
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 191160792
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
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0001119191
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09-30-2019
09-30-2019
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
10-22-2019
3
165
220503
false
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Ensenia Wealth, LLC
INFORMATION TABLE
2
a19-20547_1informationtable.xml
INFORMATION TABLE
AT&T INC
COM
00206R102
246
6500
SH
OTR
1,2,3
0
6500
0
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
311
8000
SH
DFND
1,2,3
8000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1055
6300
SH
OTR
1,2,3
0
6300
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
8529
51000
SH
DFND
1,2,3
51000
0
0
ALPHABET INC
CAP STK CL C
02079K107
1221
1002
SH
OTR
1,2,3
0
1002
0
AMAZON COM INC
COM
023135106
530
305
SH
OTR
1,2,3
0
305
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
368
45000
SH
DFND
1,2,3
45000
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
72
1500
SH
OTR
1,2,3
0
1500
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
207
4300
SH
DFND
1,2,3
4300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
230
2400
SH
OTR
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2400
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
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5200
SH
DFND
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5200
0
0
APARTMENT INVT & MGMT CO
CL A
03748R754
2585
49583
SH
DFND
1,2,3
49583
0
0
APPLE INC
COM
037833100
460
2050
SH
OTR
1,2,3
0
2050
0
APPLE INC
COM
037833100
2240
10000
SH
DFND
1,2,3
10000
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
285
85900
SH
OTR
1,2,3
0
85900
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
532
160523
SH
DFND
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0
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BP PLC
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055622104
297
7800
SH
OTR
1,2,3
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7800
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BP PLC
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28200
SH
DFND
1,2,3
28200
0
0
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COM
05588W108
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1100
SH
OTR
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1100
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COM
05588W108
403
46922
SH
DFND
1,2,3
46922
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0
BNY MELLON MUN INCOME INC
COM
05589T104
123
13157
SH
DFND
1,2,3
13157
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0
BANK AMER CORP
COM
060505104
898
30753
SH
OTR
1,2,3
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30753
0
BANK AMER CORP
COM
060505104
176
6000
SH
DFND
1,2,3
6000
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
1554
1037
SH
OTR
1,2,3
0
1037
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BANK AMER CORP
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060505682
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600
SH
DFND
1,2,3
600
0
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
71
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
447
31622
SH
DFND
1,2,3
31622
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0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
249
16500
SH
OTR
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16500
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
28
1887
SH
DFND
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1887
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
82
5800
SH
OTR
1,2,3
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5800
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
206
14500
SH
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1,2,3
14500
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BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
164
12815
SH
OTR
1,2,3
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12815
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BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
553
43217
SH
DFND
1,2,3
43217
0
0
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COM
09254C107
64
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
148
11597
SH
DFND
1,2,3
11597
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
20
1500
SH
OTR
1,2,3
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1500
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
430
31665
SH
DFND
1,2,3
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0
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COM
09254G108
65
5000
SH
OTR
1,2,3
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5000
0
BLACKROCK MUNIY QUALITY FD I
COM
09254G108
102
7900
SH
DFND
1,2,3
7900
0
0
BLACKROCK MUN 2030 TAR TERM
COM SHS BEN IN
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24
1000
SH
OTR
1,2,3
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1000
0
BLACKSTONE GROUP INC
COM CL A
09260D107
299
6100
SH
OTR
1,2,3
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6100
0
BLACKSTONE GROUP INC
COM CL A
09260D107
215
4400
SH
DFND
1,2,3
4400
0
0
CITIGROUP INC
COM NEW
172967424
138
2000
SH
OTR
1,2,3
0
2000
0
CITIGROUP INC
COM NEW
172967424
712
10300
SH
DFND
1,2,3
10300
0
0
COLONY CAP INC NEW
CL A COM
19626G108
3
549
SH
OTR
1,2,3
0
549
0
COLONY CAP INC NEW
CL A COM
19626G108
352
58459
SH
DFND
1,2,3
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0
0
CONCHO RES INC
COM
20605P101
43
640
SH
OTR
1,2,3
0
640
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CONCHO RES INC
COM
20605P101
174
2560
SH
DFND
1,2,3
2560
0
0
CONOCOPHILLIPS
COM
20825C104
216
3800
SH
OTR
1,2,3
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3800
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CONOCOPHILLIPS
COM
20825C104
324
5700
SH
DFND
1,2,3
5700
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
209
1500
SH
OTR
1,2,3
0
1500
0
CYRUSONE INC
COM
23283R100
428
5400
SH
OTR
1,2,3
0
5400
0
CYRUSONE INC
COM
23283R100
387
4900
SH
DFND
1,2,3
4900
0
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
231
7100
SH
OTR
1,2,3
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7100
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
137
4200
SH
DFND
1,2,3
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0
0
EATON VANCE MUN BD FD
COM
27827X101
137
10600
SH
OTR
1,2,3
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10600
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EATON VANCE MUN BD FD
COM
27827X101
1018
78565
SH
DFND
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0
0
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COM
293792107
146
5100
SH
OTR
1,2,3
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5100
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COM
293792107
228
8000
SH
DFND
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COM SH BEN INT
294628102
35
1014
SH
OTR
1,2,3
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1014
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EQUITY COMWLTH
COM SH BEN INT
294628102
174
5072
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DFND
1,2,3
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EQUITY RESIDENTIAL
SH BEN INT
29476L107
347
4014
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OTR
1,2,3
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SH BEN INT
29476L107
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22100
SH
DFND
1,2,3
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0
EXXON MOBIL CORP
COM
30231G102
368
5200
SH
OTR
1,2,3
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5200
0
EXXON MOBIL CORP
COM
30231G102
304
4300
SH
DFND
1,2,3
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0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
376
9500
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DFND
1,2,3
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GENERAL ELECTRIC CO
COM
369604103
110
12321
SH
OTR
1,2,3
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12321
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GENERAL ELECTRIC CO
COM
369604103
528
59000
SH
DFND
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GILEAD SCIENCES INC
COM
375558103
381
6050
SH
OTR
1,2,3
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6050
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GILEAD SCIENCES INC
COM
375558103
754
11900
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DFND
1,2,3
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GLOBAL MED REIT INC
COM NEW
37954A204
204
17858
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OTR
1,2,3
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GLOBAL MED REIT INC
COM NEW
37954A204
204
17813
SH
DFND
1,2,3
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0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1243
6000
SH
DFND
1,2,3
6000
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
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194
13006
SH
DFND
1,2,3
13006
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HUNT COS FIN TR INC
COM
44558T100
168
50000
SH
DFND
1,2,3
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0
0
INTEL CORP
COM
458140100
206
4000
SH
OTR
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4000
0
INTEL CORP
COM
458140100
206
4000
SH
DFND
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4000
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INVESCO VALUE MUN INCOME TR
COM
46132P108
4
284
SH
OTR
1,2,3
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284
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COM
46132P108
1896
123403
SH
DFND
1,2,3
123403
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JPMORGAN CHASE & CO
COM
46625H100
206
1750
SH
OTR
1,2,3
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1750
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JPMORGAN CHASE & CO
COM
46625H100
2919
24800
SH
DFND
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JD COM INC
SPON ADR CL A
47215P106
282
10000
SH
OTR
1,2,3
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10000
0
KIMCO RLTY CORP
COM
49446R109
104
5000
SH
OTR
1,2,3
0
5000
0
KIMCO RLTY CORP
COM
49446R109
146
7000
SH
DFND
1,2,3
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KITE RLTY GROUP TR
COM NEW
49803T300
733
45379
SH
OTR
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KROGER CO
COM
501044101
378
14600
SH
OTR
1,2,3
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14600
0
KROGER CO
COM
501044101
387
15000
SH
DFND
1,2,3
15000
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0
LTC PPTYS INC
COM
502175102
313
6108
SH
DFND
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0
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COM
529043101
17
1650
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COM
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92
9000
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MPLX LP
COM UNIT REP LTD
55336V100
300
10700
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OTR
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10700
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MPLX LP
COM UNIT REP LTD
55336V100
712
25400
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COM
56585A102
983
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COM
56585A102
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SH
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COM
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COM
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COM
594918104
556
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4000
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22000
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COM
64110L106
562
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SH
OTR
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2100
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654106103
215
2300
SH
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COM CL A
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68
12000
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COM CL A
65540B105
4418
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SH
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67059N108
429
16400
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488
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COM
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103
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NUVEEN AMT FREE QLTY MUN INC
COM
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COM
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COM
670682103
153
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COM
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473
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COM SH BEN INT
67070X101
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33939
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COM
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COM
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COM
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SH
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OMEGA HEALTHCARE INVS INC
COM
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172
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SH
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COM
681936100
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COM
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77
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COM
682406103
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PALO ALTO NETWORKS INC
COM
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470
2300
SH
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COM
697435105
448
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SH
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COM UNIT REP INT
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171
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SH
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3000
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718549207
340
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SH
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6000
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726503105
89
4300
SH
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COM
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1046
12276
SH
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260
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COM
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86
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150
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SH BEN INT
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593
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QTS RLTY TR INC
COM CL A
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OTR
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COM CL A
74736A103
1207
23500
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CL A
76131V202
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655
11100
SH
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780259206
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COM
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65
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COM
78573L106
155
6723
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406
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309
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111
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COM
875465106
91
5900
SH
OTR
1,2,3
0
5900
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
88
5700
SH
DFND
1,2,3
5700
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
945
4350
SH
OTR
1,2,3
0
4350
0
UNITEDHEALTH GROUP INC
COM
91324P102
1151
5300
SH
DFND
1,2,3
5300
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
1605
15613
SH
DFND
1,2,3
15613
0
0
VENTAS INC
COM
92276F100
124
1700
SH
OTR
1,2,3
0
1700
0
VENTAS INC
COM
92276F100
146
2000
SH
DFND
1,2,3
2000
0
0
VEREIT INC
COM
92339V100
1140
116446
SH
OTR
1,2,3
0
116446
0
VEREIT INC
COM
92339V100
7041
719968
SH
DFND
1,2,3
719968
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
796
13200
SH
OTR
1,2,3
0
13200
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1297
21500
SH
DFND
1,2,3
21500
0
0
VMWARE INC
CL A COM
928563402
225
1500
SH
OTR
1,2,3
0
1500
0
WELLS FARGO CO NEW
COM
949746101
166
3300
SH
OTR
1,2,3
0
3300
0
WELLS FARGO CO NEW
COM
949746101
1286
25500
SH
DFND
1,2,3
25500
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1397
66160
SH
OTR
1,2,3
0
66160
0
XENIA HOTELS & RESORTS INC
COM
984017103
21
1000
SH
DFND
1,2,3
1000
0
0