0001104659-18-061519.txt : 20181011 0001104659-18-061519.hdr.sgml : 20181011 20181011100219 ACCESSION NUMBER: 0001104659-18-061519 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 EFFECTIVENESS DATE: 20181011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOODWIN DANIEL L CENTRAL INDEX KEY: 0001119191 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13434 FILM NUMBER: 181117493 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60523 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001119191 XXXXXXXX 09-30-2018 09-30-2018 false Goodwin Daniel L

2901 Butterfield Rd Oak Brook IL 60523

13F HOLDINGS REPORT 028-13434 N Goodwin Daniel L 630-218-8000 /s/ Daniel L. Goodwin Oak Brook IL 10-11-2018 3 166 211167 false 1 0000926972 028-13432 INLAND GROUP INC 2 0001633071 028-16494 Investment Management Group, LLC 3 0001428796 028-13252 Inland Investment Advisors, LLC INFORMATION TABLE 2 a18-36533_1informationtable.xml INFORMATION TABLE AT&T INC COM 00206R102 219 6500 SH OTR 1,2,3 0 6500 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 278 8000 SH DFND 1,2,3 8000 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 23 650 SH OTR 1,2,3 0 650 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1483 9000 SH DFND 1,2,3 9000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 493 3000 SH OTR 1,2,3 0 3000 0 ALPHABET INC CAP STK CL C 02079K107 1196 1002 SH OTR 1,2,3 0 1002 0 AMAZON COM INC COM 023135106 611 305 SH OTR 1,2,3 0 305 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 257 45000 SH DFND 1,2,3 45000 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 177 4300 SH DFND 1,2,3 4300 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 71 1700 SH OTR 1,2,3 0 1700 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 456 5200 SH DFND 1,2,3 5200 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 247 2800 SH OTR 1,2,3 0 2800 0 APARTMENT INVT & MGMT CO CL A 03748R101 2187 49560 SH DFND 1,2,3 49560 0 0 APPLE INC COM 037833100 462 2050 SH OTR 1,2,3 0 2050 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 259 40523 SH DFND 1,2,3 40523 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 23 3400 SH OTR 1,2,3 0 3400 0 BP PLC SPONSORED ADR 055622104 1300 28200 SH DFND 1,2,3 28200 0 0 BP PLC SPONSORED ADR 055622104 315 6800 SH OTR 1,2,3 0 6800 0 BANK AMER CORP COM 060505104 177 6000 SH DFND 1,2,3 6000 0 0 BANK AMER CORP COM 060505104 907 30753 SH OTR 1,2,3 0 30753 0 BANK AMER CORP 7.25%CNV PFD L 060505682 777 600 SH DFND 1,2,3 600 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 1342 1037 SH OTR 1,2,3 0 1037 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 404 31622 SH DFND 1,2,3 31622 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 64 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 25 1887 SH DFND 1,2,3 1887 0 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 220 16500 SH OTR 1,2,3 0 16500 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 168 4400 SH DFND 1,2,3 4400 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 233 6100 SH OTR 1,2,3 0 6100 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 190 14500 SH DFND 1,2,3 14500 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 76 5800 SH OTR 1,2,3 0 5800 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 499 43217 SH DFND 1,2,3 43217 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 148 12815 SH OTR 1,2,3 0 12815 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 140 11597 SH DFND 1,2,3 11597 0 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 60 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 383 31665 SH DFND 1,2,3 31665 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 18 1500 SH OTR 1,2,3 0 1500 0 BLACKROCK MUNIY QUALITY FD I COM 09254G108 93 7900 SH DFND 1,2,3 7900 0 0 BLACKROCK MUNIY QUALITY FD I COM 09254G108 59 5000 SH OTR 1,2,3 0 5000 0 BOEING CO COM 097023105 202 542 SH OTR 1,2,3 0 542 0 CVS HEALTH CORP COM 126650100 410 5200 SH DFND 1,2,3 5200 0 0 CVS HEALTH CORP COM 126650100 378 4800 SH OTR 1,2,3 0 4800 0 CITIGROUP INC COM NEW 172967424 739 10300 SH DFND 1,2,3 10300 0 0 CITIGROUP INC COM NEW 172967424 143 2000 SH OTR 1,2,3 0 2000 0 COLONY CAP INC NEW CL A COM 19626G108 374 61459 SH DFND 1,2,3 61459 0 0 COLONY CAP INC NEW CL A COM 19626G108 3 549 SH OTR 1,2,3 0 549 0 CONCHO RES INC COM 20605P101 391 2560 SH DFND 1,2,3 2560 0 0 CONCHO RES INC COM 20605P101 98 640 SH OTR 1,2,3 0 640 0 CONOCOPHILLIPS COM 20825C104 441 5700 SH DFND 1,2,3 5700 0 0 CONOCOPHILLIPS COM 20825C104 294 3800 SH OTR 1,2,3 0 3800 0 CYRUSONE INC COM 23283R100 716 11300 SH DFND 1,2,3 11300 0 0 CYRUSONE INC COM 23283R100 760 12000 SH OTR 1,2,3 0 12000 0 DDR CORP COM 23317H854 360 26875 SH DFND 1,2,3 26875 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 352 46922 SH DFND 1,2,3 46922 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 8 1100 SH OTR 1,2,3 0 1100 0 DREYFUS MUN INCOME INC COM 26201R102 103 13157 SH DFND 1,2,3 13157 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 275 5200 SH DFND 1,2,3 5200 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 410 7750 SH OTR 1,2,3 0 7750 0 EATON VANCE MUN BD FD COM 27827X101 905 78565 SH DFND 1,2,3 78565 0 0 EATON VANCE MUN BD FD COM 27827X101 122 10600 SH OTR 1,2,3 0 10600 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 55 2500 SH DFND 1,2,3 2500 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 667 30029 SH OTR 1,2,3 0 30029 0 ENTERPRISE PRODS PARTNERS L COM 293792107 229 8000 SH DFND 1,2,3 8000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 147 5100 SH OTR 1,2,3 0 5100 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1465 22100 SH DFND 1,2,3 22100 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 266 4014 SH OTR 1,2,3 0 4014 0 EXXON MOBIL CORP COM 30231G102 366 4300 SH DFND 1,2,3 4300 0 0 EXXON MOBIL CORP COM 30231G102 442 5200 SH OTR 1,2,3 0 5200 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 298 9500 SH DFND 1,2,3 9500 0 0 GENERAL ELECTRIC CO COM 369604103 666 59000 SH DFND 1,2,3 59000 0 0 GENERAL ELECTRIC CO COM 369604103 127 11213 SH OTR 1,2,3 0 11213 0 GILEAD SCIENCES INC COM 375558103 919 11900 SH DFND 1,2,3 11900 0 0 GILEAD SCIENCES INC COM 375558103 468 6050 SH OTR 1,2,3 0 6050 0 GLOBAL MED REIT INC COM NEW 37954A204 507 53767 SH DFND 1,2,3 53767 0 0 GLOBAL MED REIT INC COM NEW 37954A204 324 34365 SH OTR 1,2,3 0 34365 0 GOLDMAN SACHS GROUP INC COM 38141G104 1345 6000 SH DFND 1,2,3 6000 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 295 13006 SH DFND 1,2,3 13006 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 17 750 SH OTR 1,2,3 0 750 0 HUNT COS FIN TR INC COM 44558T100 188 50000 SH DFND 1,2,3 50000 0 0 INTEL CORP COM 458140100 189 4000 SH DFND 1,2,3 4000 0 0 INTEL CORP COM 458140100 189 4000 SH OTR 1,2,3 0 4000 0 INVESCO VALUE MUN INCOME TR COM 46132P108 1708 123403 SH DFND 1,2,3 123403 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 4 284 SH OTR 1,2,3 0 284 0 IRON MTN INC NEW COM 46284V101 359 10400 SH DFND 1,2,3 10400 0 0 IRON MTN INC NEW COM 46284V101 279 8100 SH OTR 1,2,3 0 8100 0 JPMORGAN CHASE & CO COM 46625H100 8440 74800 SH DFND 1,2,3 74800 0 0 JPMORGAN CHASE & CO COM 46625H100 197 1750 SH OTR 1,2,3 0 1750 0 KIMCO RLTY CORP COM 49446R109 117 7000 SH DFND 1,2,3 7000 0 0 KIMCO RLTY CORP COM 49446R109 84 5000 SH OTR 1,2,3 0 5000 0 KITE RLTY GROUP TR COM NEW 49803T300 756 45379 SH OTR 1,2,3 0 45379 0 KROGER CO COM 501044101 436 15000 SH DFND 1,2,3 15000 0 0 KROGER CO COM 501044101 426 14600 SH OTR 1,2,3 0 14600 0 LTC PPTYS INC COM 502175102 269 6108 SH DFND 1,2,3 6108 0 0 LEXINGTON REALTY TRUST COM 529043101 74 9000 SH DFND 1,2,3 9000 0 0 LEXINGTON REALTY TRUST COM 529043101 13 1650 SH OTR 1,2,3 0 1650 0 MPLX LP COM UNIT REP LTD 55336V100 881 25400 SH DFND 1,2,3 25400 0 0 MPLX LP COM UNIT REP LTD 55336V100 404 11700 SH OTR 1,2,3 0 11700 0 MARATHON PETE CORP COM 56585A102 1192 14900 SH DFND 1,2,3 14900 0 0 MARATHON PETE CORP COM 56585A102 616 7700 SH OTR 1,2,3 0 7700 0 MEDICAL PPTYS TRUST INC COM 58463J304 1634 109600 SH DFND 1,2,3 109600 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 883 59250 SH OTR 1,2,3 0 59250 0 MICROSOFT CORP COM 594918104 457 4000 SH OTR 1,2,3 0 4000 0 MORGAN STANLEY COM NEW 617446448 1025 22000 SH DFND 1,2,3 22000 0 0 NETFLIX INC COM 64110L106 786 2100 SH OTR 1,2,3 0 2100 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1813 143142 SH DFND 1,2,3 143142 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 91 7190 SH OTR 1,2,3 0 7190 0 NVIDIA CORP COM 67066G104 309 1100 SH OTR 1,2,3 0 1100 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 849 66398 SH DFND 1,2,3 66398 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 255 19942 SH OTR 1,2,3 0 19942 0 NUVEEN MUN HIGH INCOME OPP F COM 670682103 25 2000 SH DFND 1,2,3 2000 0 0 NUVEEN MUN HIGH INCOME OPP F COM 670682103 134 10700 SH OTR 1,2,3 0 10700 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 489 33939 SH DFND 1,2,3 33939 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 420 29169 SH OTR 1,2,3 0 29169 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 3578 245698 SH DFND 1,2,3 245698 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 391 26885 SH OTR 1,2,3 0 26885 0 NUTRIEN LTD COM 67077M108 1050 18200 SH DFND 1,2,3 18200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 466 14200 SH DFND 1,2,3 14200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 227 6900 SH OTR 1,2,3 0 6900 0 ONE LIBERTY PPTYS INC COM 682406103 1371 49375 SH DFND 1,2,3 49375 0 0 ONE LIBERTY PPTYS INC COM 682406103 78 2799 SH OTR 1,2,3 0 2799 0 PALO ALTO NETWORKS INC COM 697435105 497 2200 SH DFND 1,2,3 2200 0 0 PALO ALTO NETWORKS INC COM 697435105 518 2300 SH OTR 1,2,3 0 2300 0 PFIZER INC COM 717081103 44 1000 SH DFND 1,2,3 1000 0 0 PFIZER INC COM 717081103 164 3733 SH OTR 1,2,3 0 3733 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 306 6000 SH DFND 1,2,3 6000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 151 3000 SH OTR 1,2,3 0 3000 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 108 4300 SH DFND 1,2,3 4300 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 154 6100 SH OTR 1,2,3 0 6100 0 PROLOGIS INC COM 74340W103 832 12276 SH DFND 1,2,3 12276 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 243 18000 SH DFND 1,2,3 18000 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 27 2000 SH OTR 1,2,3 0 2000 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 624 90112 SH DFND 1,2,3 90112 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 76 11000 SH OTR 1,2,3 0 11000 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 519 45366 SH DFND 1,2,3 45366 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 131 11500 SH OTR 1,2,3 0 11500 0 QTS RLTY TR INC COM CL A 74736A103 653 15300 SH DFND 1,2,3 15300 0 0 QTS RLTY TR INC COM CL A 74736A103 602 14100 SH OTR 1,2,3 0 14100 0 RETAIL PPTYS AMER INC CL A 76131V202 35581 2918843 SH DFND 1,2,3 2918843 0 0 RETAIL PPTYS AMER INC CL A 76131V202 79729 6540530 SH OTR 1,2,3 0 6540530 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2889 42400 SH DFND 1,2,3 42400 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 759 11100 SH OTR 1,2,3 0 11100 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 268 922 SH DFND 1,2,3 922 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 156 6723 SH DFND 1,2,3 6723 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 65 2800 SH OTR 1,2,3 0 2800 0 SPIRIT RLTY CAP INC NEW COM 84860W102 282 35000 SH DFND 1,2,3 35000 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 229 28503 SH OTR 1,2,3 0 28503 0 STMICROELECTRONICS N V NY REGISTRY 861012102 348 19000 SH DFND 1,2,3 19000 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 18 1000 SH OTR 1,2,3 0 1000 0 SYMANTEC CORP COM 871503108 110 5200 SH DFND 1,2,3 5200 0 0 SYMANTEC CORP COM 871503108 102 4800 SH OTR 1,2,3 0 4800 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 414 3000 SH DFND 1,2,3 3000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 276 2000 SH OTR 1,2,3 0 2000 0 TANGER FACTORY OUTLET CTRS I COM 875465106 130 5700 SH DFND 1,2,3 5700 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 136 5900 SH OTR 1,2,3 0 5900 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 1162 15613 SH DFND 1,2,3 15613 0 0 VENTAS INC COM 92276F100 109 2000 SH DFND 1,2,3 2000 0 0 VENTAS INC COM 92276F100 91 1700 SH OTR 1,2,3 0 1700 0 VEREIT INC COM 92339V100 10491 1444968 SH DFND 1,2,3 1444968 0 0 VEREIT INC COM 92339V100 1437 197726 SH OTR 1,2,3 0 197726 0 VERIZON COMMUNICATIONS INC COM 92343V104 1148 21500 SH DFND 1,2,3 21500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 704 13200 SH OTR 1,2,3 0 13200 0 VMWARE INC CL A COM 928563402 234 1500 SH OTR 1,2,3 0 1500 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 264 3625 SH OTR 1,2,3 0 3625 0 WELLS FARGO CO NEW COM 949746101 1340 25500 SH DFND 1,2,3 25500 0 0 WELLS FARGO CO NEW COM 949746101 175 3300 SH OTR 1,2,3 0 3300 0 XENIA HOTELS & RESORTS INC COM 984017103 24 1000 SH DFND 1,2,3 1000 0 0 XENIA HOTELS & RESORTS INC COM 984017103 1568 66160 SH OTR 1,2,3 0 66160 0