0001104659-17-046767.txt : 20170725 0001104659-17-046767.hdr.sgml : 20170725 20170725141458 ACCESSION NUMBER: 0001104659-17-046767 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 EFFECTIVENESS DATE: 20170725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOODWIN DANIEL L CENTRAL INDEX KEY: 0001119191 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13434 FILM NUMBER: 17980196 MAIL ADDRESS: STREET 1: 2901 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60523 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001119191 XXXXXXXX 06-30-2017 06-30-2017 false Goodwin Daniel L
2901 Butterfield Rd Oak Brook IL 60523
13F HOLDINGS REPORT 028-13434 N
Goodwin Daniel L Authorized Signatory 630-218-8000 /s/ Daniel L. Goodwin Oak Brook IL 07-25-2017 3 172 221651 false 1 0000926972 028-13432 INLAND GROUP INC 2 0001633071 028-16494 Investment Management Group, LLC 3 0001428796 028-13252 Inland Investment Advisors, LLC
INFORMATION TABLE 2 a17-18374_1informationtable.xml INFORMATION TABLE AT&T INC COM 00206R102 245 6500 SH OTR 1,2,3 0 6500 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 289 8000 SH DFND 1,2,3 8000 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 60 1650 SH OTR 1,2,3 0 1650 0 ALPHABET INC CAP STK CL C 02079K107 911 1002 SH OTR 1,2,3 0 1002 0 AMAZON COM INC COM 023135106 290 300 SH OTR 1,2,3 0 300 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 268 45000 SH DFND 1,2,3 45000 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 203 4300 SH DFND 1,2,3 4300 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 208 4400 SH OTR 1,2,3 0 4400 0 APARTMENT INVT & MGMT CO CL A 03748R101 2130 49560 SH DFND 1,2,3 49560 0 0 APPLE INC COM 037833100 295 2050 SH OTR 1,2,3 0 2050 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 246 40523 SH DFND 1,2,3 40523 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 36 6000 SH OTR 1,2,3 0 6000 0 BP PLC SPONSORED ADR 055622104 1920 55400 SH DFND 1,2,3 55400 0 0 BP PLC SPONSORED ADR 055622104 679 19600 SH OTR 1,2,3 0 19600 0 BANK AMER CORP COM 060505104 146 6000 SH DFND 1,2,3 6000 0 0 BANK AMER CORP COM 060505104 775 31953 SH OTR 1,2,3 0 31953 0 BANK AMER CORP 7.25%CNV PFD L 060505682 757 600 SH DFND 1,2,3 600 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 1309 1037 SH OTR 1,2,3 0 1037 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 458 31622 SH DFND 1,2,3 31622 0 0 BLACKROCK MUNICIPL INC QLTY COM 092479104 72 5000 SH OTR 1,2,3 0 5000 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 30 1887 SH DFND 1,2,3 1887 0 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 261 16500 SH OTR 1,2,3 0 16500 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 160 4800 SH DFND 1,2,3 4800 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 223 6700 SH OTR 1,2,3 0 6700 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 204 14500 SH DFND 1,2,3 14500 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 81 5800 SH OTR 1,2,3 0 5800 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 581 43217 SH DFND 1,2,3 43217 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 105 7815 SH OTR 1,2,3 0 7815 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 158 11597 SH DFND 1,2,3 11597 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 452 31665 SH DFND 1,2,3 31665 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 21 1500 SH OTR 1,2,3 0 1500 0 CITIGROUP INC COM NEW 172967424 689 10300 SH DFND 1,2,3 10300 0 0 CITIGROUP INC COM NEW 172967424 134 2000 SH OTR 1,2,3 0 2000 0 COLONY NORTHSTAR INC CL A COM 19625W104 866 61459 SH DFND 1,2,3 61459 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 180 12774 SH OTR 1,2,3 0 12774 0 CONOCOPHILLIPS COM 20825C104 251 5700 SH DFND 1,2,3 5700 0 0 CONOCOPHILLIPS COM 20825C104 211 4800 SH OTR 1,2,3 0 4800 0 CROWN CASTLE INTL CORP NEW COM 22822V101 50 500 SH DFND 1,2,3 500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 237 2370 SH OTR 1,2,3 0 2370 0 CYRUSONE INC COM 23283R100 385 6900 SH DFND 1,2,3 6900 0 0 CYRUSONE INC COM 23283R100 485 8700 SH OTR 1,2,3 0 8700 0 DDR CORP COM 23317H102 488 53750 SH DFND 1,2,3 53750 0 0 DDR CORP COM 23317H102 93 10244 SH OTR 1,2,3 0 10244 0 DREYFUS STRATEGIC MUNS INC COM 261932107 418 46922 SH DFND 1,2,3 46922 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 10 1100 SH OTR 1,2,3 0 1100 0 DREYFUS MUN INCOME INC COM 26201R102 119 13157 SH DFND 1,2,3 13157 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 388 5200 SH DFND 1,2,3 5200 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 530 7100 SH OTR 1,2,3 0 7100 0 EATON VANCE MUN BD FD COM 27827X101 997 78565 SH DFND 1,2,3 78565 0 0 EATON VANCE MUN BD FD COM 27827X101 135 10600 SH OTR 1,2,3 0 10600 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 51 2500 SH DFND 1,2,3 2500 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 1525 74806 SH OTR 1,2,3 0 74806 0 ENTERPRISE PRODS PARTNERS L COM 293792107 217 8000 SH DFND 1,2,3 8000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1010 37300 SH OTR 1,2,3 0 37300 0 EQUITY COMWLTH COM SH BEN INT 294628102 160 5072 SH DFND 1,2,3 5072 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 112 3550 SH OTR 1,2,3 0 3550 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1455 22100 SH DFND 1,2,3 22100 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 406 6164 SH OTR 1,2,3 0 6164 0 EXXON MOBIL CORP COM 30231G102 347 4300 SH DFND 1,2,3 4300 0 0 EXXON MOBIL CORP COM 30231G102 428 5300 SH OTR 1,2,3 0 5300 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 272 9500 SH DFND 1,2,3 9500 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 129 4500 SH OTR 1,2,3 0 4500 0 FIRST POTOMAC RLTY TR COM 33610F109 713 64173 SH DFND 1,2,3 64173 0 0 FIRST POTOMAC RLTY TR COM 33610F109 574 51700 SH OTR 1,2,3 0 51700 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 19 16005 SH DFND 1,2,3 16005 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 14 12000 SH OTR 1,2,3 0 12000 0 GENERAL ELECTRIC CO COM 369604103 1594 59000 SH DFND 1,2,3 59000 0 0 GENERAL ELECTRIC CO COM 369604103 323 11950 SH OTR 1,2,3 0 11950 0 GILEAD SCIENCES INC COM 375558103 842 11900 SH DFND 1,2,3 11900 0 0 GILEAD SCIENCES INC COM 375558103 485 6850 SH OTR 1,2,3 0 6850 0 GLOBAL MED REIT INC COM NEW 37954A204 351 39254 SH DFND 1,2,3 39254 0 0 GLOBAL MED REIT INC COM NEW 37954A204 201 22500 SH OTR 1,2,3 0 22500 0 GOLDMAN SACHS GROUP INC COM 38141G104 1331 6000 SH DFND 1,2,3 6000 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 241 13006 SH DFND 1,2,3 13006 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 222 12000 SH OTR 1,2,3 0 12000 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 20 11010 SH DFND 1,2,3 11010 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 6 3500 SH OTR 1,2,3 0 3500 0 INDEPENDENCE RLTY TR INC COM 45378A106 57 5804 SH DFND 1,2,3 5804 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 50 5050 SH OTR 1,2,3 0 5050 0 INTEL CORP COM 458140100 135 4000 SH DFND 1,2,3 4000 0 0 INTEL CORP COM 458140100 135 4000 SH OTR 1,2,3 0 4000 0 INVESCO VALUE MUN INCOME TR COM 46132P108 1872 123403 SH DFND 1,2,3 123403 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 4 284 SH OTR 1,2,3 0 284 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 109 17500 SH OTR 1,2,3 0 17500 0 IRON MTN INC NEW COM 46284V101 357 10400 SH DFND 1,2,3 10400 0 0 IRON MTN INC NEW COM 46284V101 354 10300 SH OTR 1,2,3 0 10300 0 JPMORGAN CHASE & CO COM 46625H100 6837 74800 SH DFND 1,2,3 74800 0 0 JPMORGAN CHASE & CO COM 46625H100 160 1750 SH OTR 1,2,3 0 1750 0 KITE RLTY GROUP TR COM NEW 49803T300 745 39332 SH OTR 1,2,3 0 39332 0 KROGER CO COM 501044101 350 15000 SH DFND 1,2,3 15000 0 0 KROGER CO COM 501044101 350 15000 SH OTR 1,2,3 0 15000 0 LTC PPTYS INC COM 502175102 314 6108 SH DFND 1,2,3 6108 0 0 LTC PPTYS INC COM 502175102 77 1500 SH OTR 1,2,3 0 1500 0 LEXINGTON REALTY TRUST COM 529043101 89 9000 SH DFND 1,2,3 9000 0 0 LEXINGTON REALTY TRUST COM 529043101 16 1650 SH OTR 1,2,3 0 1650 0 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 102 2000 SH DFND 1,2,3 2000 0 0 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 102 2000 SH OTR 1,2,3 0 2000 0 MPLX LP COM UNIT REP LTD 55336V100 848 25400 SH DFND 1,2,3 25400 0 0 MPLX LP COM UNIT REP LTD 55336V100 488 14600 SH OTR 1,2,3 0 14600 0 MARATHON PETE CORP COM 56585A102 1664 31800 SH DFND 1,2,3 31800 0 0 MARATHON PETE CORP COM 56585A102 848 16200 SH OTR 1,2,3 0 16200 0 MEDICAL PPTYS TRUST INC COM 58463J304 2097 162900 SH DFND 1,2,3 162900 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 1757 136500 SH OTR 1,2,3 0 136500 0 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 41 14500 SH OTR 1,2,3 0 14500 0 MICROSOFT CORP COM 594918104 276 4000 SH OTR 1,2,3 0 4000 0 MICRON TECHNOLOGY INC COM 595112103 9 300 SH OTR 1,2,3 0 300 0 MORGAN STANLEY COM NEW 617446448 980 22000 SH DFND 1,2,3 22000 0 0 NETFLIX INC COM 64110L106 314 2100 SH OTR 1,2,3 0 2100 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1960 143142 SH DFND 1,2,3 143142 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 98 7190 SH OTR 1,2,3 0 7190 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 932 66398 SH DFND 1,2,3 66398 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 280 19942 SH OTR 1,2,3 0 19942 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 506 33939 SH DFND 1,2,3 33939 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 361 24170 SH OTR 1,2,3 0 24170 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 3722 245698 SH DFND 1,2,3 245698 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 407 26885 SH OTR 1,2,3 0 26885 0 OMEGA HEALTHCARE INVS INC COM 681936100 469 14200 SH DFND 1,2,3 14200 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 581 17600 SH OTR 1,2,3 0 17600 0 ONE LIBERTY PPTYS INC COM 682406103 1157 49375 SH DFND 1,2,3 49375 0 0 ONE LIBERTY PPTYS INC COM 682406103 66 2799 SH OTR 1,2,3 0 2799 0 PALO ALTO NETWORKS INC COM 697435105 294 2200 SH DFND 1,2,3 2200 0 0 PALO ALTO NETWORKS INC COM 697435105 268 2000 SH OTR 1,2,3 0 2000 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 297 6000 SH DFND 1,2,3 6000 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 198 4000 SH OTR 1,2,3 0 4000 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 113 4300 SH DFND 1,2,3 4300 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1285 48900 SH OTR 1,2,3 0 48900 0 POTASH CORP SASK INC COM 73755L107 742 45500 SH DFND 1,2,3 45500 0 0 POTASH CORP SASK INC COM 73755L107 82 5000 SH OTR 1,2,3 0 5000 0 PROLOGIS INC COM 74340W103 720 12276 SH DFND 1,2,3 12276 0 0 PROLOGIS INC COM 74340W103 52 892 SH OTR 1,2,3 0 892 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 677 90112 SH DFND 1,2,3 90112 0 0 PUTNAM MANAGED MUN INCOM TR COM 746823103 83 11000 SH OTR 1,2,3 0 11000 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 567 45366 SH DFND 1,2,3 45366 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 144 11500 SH OTR 1,2,3 0 11500 0 QTS RLTY TR INC COM CL A 74736A103 277 5300 SH DFND 1,2,3 5300 0 0 QTS RLTY TR INC COM CL A 74736A103 246 4700 SH OTR 1,2,3 0 4700 0 RSP PERMIAN INC COM 74978Q105 258 8000 SH DFND 1,2,3 8000 0 0 RSP PERMIAN INC COM 74978Q105 65 2000 SH OTR 1,2,3 0 2000 0 RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 751452608 132 2500 SH DFND 1,2,3 2500 0 0 RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 751452608 105 2000 SH OTR 1,2,3 0 2000 0 RETAIL PPTYS AMER INC CL A 76131V202 40151 3288343 SH DFND 1,2,3 3288343 0 0 RETAIL PPTYS AMER INC CL A 76131V202 80582 6599633 SH OTR 1,2,3 0 6599633 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 2255 42400 SH DFND 1,2,3 42400 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1000 18800 SH OTR 1,2,3 0 18800 0 SABINE ROYALTY TR UNIT BEN INT 785688102 250 6450 SH OTR 1,2,3 0 6450 0 SANOFI SPONSORED ADR 80105N105 86 1800 SH DFND 1,2,3 1800 0 0 SANOFI SPONSORED ADR 80105N105 153 3201 SH OTR 1,2,3 0 3201 0 SEMGROUP CORP CL A 81663A105 3 122 SH DFND 1,2,3 122 0 0 SEMGROUP CORP CL A 81663A105 1013 37533 SH OTR 1,2,3 0 37533 0 SPIRIT RLTY CAP INC NEW COM 84860W102 259 35000 SH DFND 1,2,3 35000 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 241 32503 SH OTR 1,2,3 0 32503 0 STARBUCKS CORP COM 855244109 204 3500 SH OTR 1,2,3 0 3500 0 STMICROELECTRONICS N V NY REGISTRY 861012102 273 19000 SH DFND 1,2,3 19000 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 14 1000 SH OTR 1,2,3 0 1000 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142102 348 15383 SH OTR 1,2,3 0 15383 0 TCP CAP CORP COM 87238Q103 161 9500 SH DFND 1,2,3 9500 0 0 TCP CAP CORP COM 87238Q103 8 500 SH OTR 1,2,3 0 500 0 TANGER FACTORY OUTLET CTRS I COM 875465106 148 5700 SH DFND 1,2,3 5700 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 169 6500 SH OTR 1,2,3 0 6500 0 TESLA INC COM 88160R101 542 1500 SH OTR 1,2,3 0 1500 0 UNIVERSAL HEALTH RLTY INCM T SH BEN INT 91359E105 1242 15613 SH DFND 1,2,3 15613 0 0 VENTAS INC COM 92276F100 139 2000 SH DFND 1,2,3 2000 0 0 VENTAS INC COM 92276F100 118 1700 SH OTR 1,2,3 0 1700 0 VEREIT INC COM 92339V100 11762 1444968 SH DFND 1,2,3 1444968 0 0 VEREIT INC COM 92339V100 3741 459635 SH OTR 1,2,3 0 459635 0 VERIZON COMMUNICATIONS INC COM 92343V104 960 21500 SH DFND 1,2,3 21500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 759 17000 SH OTR 1,2,3 0 17000 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 284 3625 SH OTR 1,2,3 0 3625 0 WELLS FARGO CO NEW COM 949746101 1413 25500 SH DFND 1,2,3 25500 0 0 WELLS FARGO CO NEW COM 949746101 249 4500 SH OTR 1,2,3 0 4500 0 XENIA HOTELS & RESORTS INC COM 984017103 19 1000 SH DFND 1,2,3 1000 0 0 XENIA HOTELS & RESORTS INC COM 984017103 1137 58678 SH OTR 1,2,3 0 58678 0