0001104659-15-075565.txt : 20151104
0001104659-15-075565.hdr.sgml : 20151104
20151104091310
ACCESSION NUMBER: 0001104659-15-075565
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
EFFECTIVENESS DATE: 20151104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 151195682
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001119191
XXXXXXXX
09-30-2015
09-30-2015
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
11-04-2015
4
196
371011
false
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Inland Investment Advisors, Inc.
4
0001456273
028-13435
Inland Investment Stock Holding Co
INFORMATION TABLE
2
a15-22257_1informationtable.xml
INFORMATION TABLE
ABERDEEN ASIA PAC INC FD INC
COM
003009107
23
5000
SH
DFND
1,2,3
5000
0
0
ABERDEEN ASIA PAC INC FD INC
COM
003009107
24
5300
SH
OTR
1,2,3
0
5300
0
AMAZON.COM INC
COM
023135106
154
300
SH
DFND
1,2,3
300
0
0
AMAZON.COM INC
COM
023135106
154
300
SH
OTR
1,2,3
0
300
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
234
45000
SH
DFND
1,2,3
45000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
187
10000
SH
DFND
1,2,3
10000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
94
5000
SH
OTR
1,2,3
0
5000
0
APARTMENT INVT & MGMT CO
CL A
03748R101
1798
48560
SH
DFND
1,2,3
48560
0
0
APPLE INC
COM
037833100
386
3500
SH
DFND
1,2,3
3500
0
0
APPLE INC
COM
037833100
193
1750
SH
OTR
1,2,3
0
1750
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
213
34923
SH
DFND
1,2,3
34923
0
0
AT&T INC
COM
00206R102
310
9500
SH
OTR
1,2,3
0
9500
0
ATLAS ENERGY GROUP LLC
COM
04929Q102
13
6000
SH
DFND
1,2,3
6000
0
0
ATLAS ENERGY GROUP LLC
COM
04929Q102
9
4000
SH
OTR
1,2,3
0
4000
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
45
16000
SH
DFND
1,2,3
16000
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
14
5000
SH
OTR
1,2,3
0
5000
0
BANK AMER CORP
7.25%CNV PFD L
060505682
2999
2785
SH
DFND
1,2,3
2785
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
1467
1362
SH
OTR
1,2,3
0
1362
0
BANK AMER CORP
COM
060505104
1140
73153
SH
OTR
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0
73153
0
BARCLAYS PLC
ADR
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591
40000
SH
DFND
1,2,3
40000
0
0
BARCLAYS PLC
ADR
06738E204
350
23700
SH
OTR
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23700
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
216
15500
SH
DFND
1,2,3
15500
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
81
5800
SH
OTR
1,2,3
0
5800
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
492
35622
SH
DFND
1,2,3
35622
0
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
69
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
148
9887
SH
DFND
1,2,3
9887
0
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
247
16500
SH
OTR
1,2,3
0
16500
0
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
160
12097
SH
DFND
1,2,3
12097
0
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
635
49217
SH
DFND
1,2,3
49217
0
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
101
7815
SH
OTR
1,2,3
0
7815
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
442
31665
SH
DFND
1,2,3
31665
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
21
1500
SH
OTR
1,2,3
0
1500
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
118
10000
SH
DFND
1,2,3
10000
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
29
2500
SH
OTR
1,2,3
0
2500
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
205
5000
SH
DFND
1,2,3
5000
0
0
BROOKDALE SR LIVING INC
COM
112463104
218
9500
SH
DFND
1,2,3
9500
0
0
CAMPUS CREST CMNTYS INC
COM
13466Y105
106
20000
SH
DFND
1,2,3
20000
0
0
CAMPUS CREST CMNTYS INC
COM
13466Y105
53
10000
SH
OTR
1,2,3
0
10000
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
397
10000
SH
DFND
1,2,3
10000
0
0
CITIGROUP INC
COM NEW
172967424
511
10300
SH
DFND
1,2,3
10300
0
0
CITIGROUP INC
COM NEW
172967424
99
2000
SH
OTR
1,2,3
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2000
0
CORENERGY INFRASTRUCTURE TR
COM
21870U205
286
64686
SH
DFND
1,2,3
64686
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CORENERGY INFRASTRUCTURE TR
COM
21870U205
187
42266
SH
OTR
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42266
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DDR CORP
COM
23317H102
980
63750
SH
DFND
1,2,3
63750
0
0
DDR CORP
COM
23317H102
158
10244
SH
OTR
1,2,3
0
10244
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
189
10900
SH
DFND
1,2,3
10900
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
12
700
SH
OTR
1,2,3
0
700
0
DIREXION SHS ETF TR
DLY S&P 500 BEAR
25459Y371
259
12000
SH
DFND
1,2,3
12000
0
0
DREYFUS MUN INCOME INC
COM
26201R102
124
13157
SH
DFND
1,2,3
13157
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
384
46922
SH
DFND
1,2,3
46922
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
9
1100
SH
OTR
1,2,3
0
1100
0
EATON VANCE MUN BD FD
COM
27827X101
977
78065
SH
DFND
1,2,3
78065
0
0
EATON VANCE MUN BD FD
COM
27827X101
80
6400
SH
OTR
1,2,3
0
6400
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
309
12500
SH
DFND
1,2,3
12500
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
59
2400
SH
OTR
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0
2400
0
ENERGY TRANSFER PARTNERS L P
UNIT LTD PARTN
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1672
40700
SH
OTR
1,2,3
0
40700
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
2745
66825
SH
DFND
1,2,3
66825
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
158
10000
SH
DFND
1,2,3
10000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
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41145
SH
DFND
1,2,3
41145
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
809
32500
SH
OTR
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32500
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EQUITY COMWLTH
COM SH BEN INT
294628102
138
5072
SH
DFND
1,2,3
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EQUITY COMWLTH
COM SH BEN INT
294628102
456
16738
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OTR
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16738
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29476L107
714
9500
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DFND
1,2,3
9500
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
50
664
SH
OTR
1,2,3
0
664
0
EXXON MOBIL CORP
COM
30231G102
223
3000
SH
DFND
1,2,3
3000
0
0
EXXON MOBIL CORP
COM
30231G102
268
3600
SH
OTR
1,2,3
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3600
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
199
9500
SH
DFND
1,2,3
9500
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
94
4500
SH
OTR
1,2,3
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4500
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FIRST POTOMAC RLTY TR
COM
33610F109
660
60000
SH
DFND
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0
0
FIRST POTOMAC RLTY TR
COM
33610F109
440
40000
SH
OTR
1,2,3
0
40000
0
FREEPORT-MCMORAN INC
CL B
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2945
303900
SH
DFND
1,2,3
303900
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
729
75250
SH
OTR
1,2,3
0
75250
0
FRONTLINE LTD
SHS
G3682E127
31
11600
SH
DFND
1,2,3
11600
0
0
GENERAL ELECTRIC CO
COM
369604103
3808
151000
SH
DFND
1,2,3
151000
0
0
GENERAL ELECTRIC CO
COM
369604103
493
19535
SH
OTR
1,2,3
0
19535
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1043
6000
SH
DFND
1,2,3
6000
0
0
GOOGLE INC
CL C
38259P706
610
1002
SH
OTR
1,2,3
0
1002
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
732
32306
SH
DFND
1,2,3
32306
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
272
12000
SH
OTR
1,2,3
0
12000
0
HUGOTON RTY TR TEX
UNIT BEN INT
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52
17610
SH
DFND
1,2,3
17610
0
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
27
9000
SH
OTR
1,2,3
0
9000
0
INDEPENDENCE RLTY TR INC
COM
45378A106
17
2409
SH
DFND
1,2,3
2409
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
209
29000
SH
OTR
1,2,3
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29000
0
INLAND REAL ESTATE CORP
COM NEW
457461200
35654
4401700
SH
DFND
1,2,3
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0
INLAND REAL ESTATE CORP
COM NEW
457461200
3446
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SH
OTR
1,2,3
0
425431
0
INLAND REAL ESTATE CORP
COM NEW
457461200
58418
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SH
DFND
1.2,4
7212118
7212118
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INLAND REAL ESTATE CORP
COM NEW
457461200
1111
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SH
DFND
1,2
137110
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INLAND REAL ESTATE CORP
COM NEW
457461200
74
9091
SH
DFND
1
9091
9091
0
INTEL CORP
COM
458140100
121
4000
SH
DFND
1,2,3
4000
0
0
INTEL CORP
COM
458140100
121
4000
SH
OTR
1,2,3
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4000
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INVESCO VALUE MUN INCOME TR
COM
46132P108
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SH
DFND
1,2,3
123403
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INVESCO VALUE MUN INCOME TR
COM
46132P108
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OTR
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284
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INVESTORS REAL ESTATE TR
SH BEN INT
461730103
577
74500
SH
DFND
1,2,3
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INVESTORS REAL ESTATE TR
SH BEN INT
461730103
174
22500
SH
OTR
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22500
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JPMORGAN CHASE & CO
COM
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74800
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0
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JPMORGAN CHASE & CO
COM
46625H100
107
1750
SH
OTR
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1750
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KINDER MORGAN INC DEL
COM
49456B101
332
12000
SH
DFND
1,2,3
12000
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KINDER MORGAN INC DEL
COM
49456B101
166
6000
SH
OTR
1,2,3
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6000
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KITE RLTY GROUP TR
COM NEW
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1743
73215
SH
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KITE RLTY GROUP TR
COM NEW
49803T300
1508
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OTR
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LEXINGTON REALTY TRUST
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95
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SH
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LEXINGTON REALTY TRUST
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529043309
142
3000
SH
OTR
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407
151300
SH
DFND
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0
0
LINN ENERGY LLC
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536020100
20
7500
SH
OTR
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7500
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LTC PPTYS INC
COM
502175102
261
6108
SH
DFND
1,2,3
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0
0
LTC PPTYS INC
COM
502175102
192
4500
SH
OTR
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4500
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MEDICAL PPTYS TRUST INC
COM
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3336
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SH
DFND
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0
MEDICAL PPTYS TRUST INC
COM
58463J304
3288
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SH
OTR
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297300
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MESA RTY TR
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111
11300
SH
DFND
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COM SH BEN INT
59318T109
33
14500
SH
OTR
1,2,3
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14500
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MORGAN STANLEY
COM NEW
617446448
693
22000
SH
DFND
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NATIONAL RETAIL PPTYS INC
COM
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494
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13633
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NATIONAL RETAIL PPTYS INC
COM
637417106
297
8200
SH
OTR
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NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
186
9327
SH
DFND
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0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
90
4500
SH
OTR
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4500
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NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
610
42495
SH
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42495
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0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
29
2000
SH
OTR
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2000
0
NORTHSTAR REALTY FIN CORP
COM NEW
66704R704
25
2000
SH
OTR
1,2,3
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2000
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
525
42495
SH
DFND
1,2,3
42495
0
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NUVEEN AMT-FREE MUN INCOME F
COM
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1825
140035
SH
DFND
1,2,3
140035
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0
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
74
5667
SH
OTR
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5667
0
NUVEEN DIVID ADV MUN FD 3
COM SH BEN INT
67070X101
344
25344
SH
DFND
1,2,3
25344
0
0
NUVEEN DIVID ADV MUN FD 3
COM SH BEN INT
67070X101
189
13971
SH
OTR
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13971
0
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
77
5597
SH
DFND
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5597
0
0
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
263
19101
SH
OTR
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19101
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NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
19
1414
SH
DFND
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0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
141
10603
SH
OTR
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10603
0
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
1348
95666
SH
DFND
1,2,3
95666
0
0
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
99
7000
SH
OTR
1,2,3
0
7000
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NUVEEN QUALITY MUN FD INC
COM
67062N103
2495
191598
SH
DFND
1,2,3
191598
0
0
NUVEEN QUALITY MUN FD INC
COM
67062N103
308
23653
SH
OTR
1,2,3
0
23653
0
NUVEEN SELECT QUALITY MUN FD
COM
670973106
535
39999
SH
DFND
1,2,3
39999
0
0
NUVEEN SELECT QUALITY MUN FD
COM
670973106
11
825
SH
OTR
1,2,3
0
825
0
OMEGA HEALTHCARE INVS INC
COM
681936100
387
11000
SH
DFND
1,2,3
11000
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
552
15700
SH
OTR
1,2,3
0
15700
0
ONE LIBERTY PPTYS INC
COM
682406103
1053
49375
SH
DFND
1,2,3
49375
0
0
ONE LIBERTY PPTYS INC
COM
682406103
60
2799
SH
OTR
1,2,3
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2799
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PERNIX THERAPEUTICS HLDGS IN
COM
71426V108
72
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SH
DFND
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PIEDMONT OFFICE REALTY TR IN
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179
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SH
DFND
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0
PLAINS ALL AMERN PIPELINE L
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PLAINS ALL AMERN PIPELINE L
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726503105
1413
46500
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OTR
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46500
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POTASH CORP SASK INC
COM
73755L107
565
27500
SH
DFND
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27500
0
0
POTASH CORP SASK INC
COM
73755L107
185
9000
SH
OTR
1,2,3
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9000
0
PROLOGIS INC
COM
74340W103
478
12276
SH
DFND
1,2,3
12276
0
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PROLOGIS INC
COM
74340W103
35
892
SH
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892
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PSHS ULTSH 20YRS
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394
9075
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9075
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3878
45000
SH
DFND
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45000
0
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PUTNAM MANAGED MUN INCOM TR
COM
746823103
644
90112
SH
DFND
1,2,3
90112
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
79
11000
SH
OTR
1,2,3
0
11000
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
555
46366
SH
DFND
1,2,3
46366
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
138
11500
SH
OTR
1,2,3
0
11500
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
532
35440
SH
DFND
1,2,3
35440
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
68
4500
SH
OTR
1,2,3
0
4500
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
139
2500
SH
DFND
1,2,3
2500
0
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
507
9106
SH
OTR
1,2,3
0
9106
0
RCS CAP CORP
COM CL A
74937W102
28
35000
SH
DFND
1,2,3
35000
0
0
REALTY INCOME CORP
COM
756109104
95
2000
SH
DFND
1,2,3
2000
0
0
REALTY INCOME CORP
COM
756109104
118
2500
SH
OTR
1,2,3
0
2500
0
RETAIL PPTYS AMER INC
CL A
76131V202
51095
3626340
SH
DFND
1,2,3
3626340
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
98093
6961866
SH
OTR
1,2,3
0
6961866
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
1267
52043
SH
DFND
1,2,3
52043
0
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
1366
56136
SH
OTR
1,2,3
0
56136
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
311
19200
SH
DFND
1,2,3
19200
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
190
11713
SH
OTR
1,2,3
0
11713
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
671
3500
SH
DFND
1,2,3
3500
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
119
13000
SH
DFND
1,2,3
13000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
69
7503
SH
OTR
1,2,3
0
7503
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
130
19000
SH
DFND
1,2,3
19000
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
7
1000
SH
OTR
1,2,3
0
1000
0
STRATEGIC HOTELS & RESORTS I
COM
86272T106
3143
227900
SH
DFND
1,2,3
227900
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
267
15159
SH
DFND
1,2,3
15159
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
280
15883
SH
OTR
1,2,3
0
15883
0
TARGA RES CORP
COM
87612G101
112
2170
SH
DFND
1,2,3
2170
0
0
TARGA RES CORP
COM
87612G101
75
1447
SH
OTR
1,2,3
0
1447
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
59
2046
SH
DFND
1,2,3
2046
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
68
2337
SH
OTR
1,2,3
0
2337
0
TCP CAP CORP
COM
87238Q103
129
9500
SH
DFND
1,2,3
9500
0
0
TCP CAP CORP
COM
87238Q103
7
500
SH
OTR
1,2,3
0
500
0
TEEKAY TANKERS LTD
CL A
Y8565N102
104
15000
SH
DFND
1,2,3
15000
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
293
6500
SH
DFND
1,2,3
6500
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
158
3500
SH
OTR
1,2,3
0
3500
0
TETRA TECHNOLOGIES INC DEL
COM
88162F105
59
10000
SH
DFND
1,2,3
10000
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
733
15613
SH
DFND
1,2,3
15613
0
0
VEREIT INC
COM
92339V100
18345
2376292
SH
DFND
1,2,3
2376292
0
0
VEREIT INC
COM
92339V100
5304
687000
SH
OTR
1,2,3
0
687000
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
291
3500
SH
OTR
1,2,3
0
3500
0
WELLS FARGO & CO NEW
COM
949746101
1027
20000
SH
DFND
1,2,3
20000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
58
50
SH
DFND
1,2,3
50
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
642
550
SH
OTR
1,2,3
0
550
0
WELLTOWER INC
COM
95040Q104
1317
19450
SH
DFND
1,2,3
19450
0
0
WELLTOWER INC
COM
95040Q104
352
5200
SH
OTR
1,2,3
0
5200
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
138
10970
SH
DFND
1,2,3
10970
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
328
7000
SH
DFND
1,2,3
7000
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
140
3000
SH
OTR
1,2,3
0
3000
0
XENIA HOTELS & RESORTS INC
COM
984017103
890
51000
SH
DFND
1,2,3
51000
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1326
75948
SH
OTR
1,2,3
0
75948
0