0001144204-18-013313.txt : 20180307 0001144204-18-013313.hdr.sgml : 20180307 20180307150535 ACCESSION NUMBER: 0001144204-18-013313 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170519 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIMES SPENCER B CENTRAL INDEX KEY: 0001119054 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35973 FILM NUMBER: 18673082 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Truett-Hurst, Inc. CENTRAL INDEX KEY: 0001564709 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 BUSINESS PHONE: 707-431-4423 MAIL ADDRESS: STREET 1: 4035 WESTSIDE ROAD CITY: HEALDSBURG STATE: CA ZIP: 95448 3 1 tv487718_form3.xml FORM 3 X0206 3 2017-05-19 0 0001564709 Truett-Hurst, Inc. THST 0001119054 GRIMES SPENCER B 131 BROOKWOOD LANE NEW CANAAN CT 06840 1 0 0 0 Class A Common Stock 408106 I See Footnote Spencer B. Grimes is the Managing Member of Twinleaf Management, LLC ("Twinleaf"). Twinleaf, in its role as investment manager for customer accounts to which it furnishes investment advice, and Mr. Grimes, as Managing Member of Twinleaf, by reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, may be deemed to be the beneficial owner of the securities beneficially owned by Twinleaf. Mr. Grimes hereby disclaims beneficial ownership of all securities beneficially owned by Twinleaf, except to the extent of any pecuniary interest he may have therein. /s/ Spencer B. Grimes 2018-03-06