0001144204-18-013313.txt : 20180307
0001144204-18-013313.hdr.sgml : 20180307
20180307150535
ACCESSION NUMBER: 0001144204-18-013313
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170519
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRIMES SPENCER B
CENTRAL INDEX KEY: 0001119054
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35973
FILM NUMBER: 18673082
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Truett-Hurst, Inc.
CENTRAL INDEX KEY: 0001564709
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 4035 WESTSIDE ROAD
CITY: HEALDSBURG
STATE: CA
ZIP: 95448
BUSINESS PHONE: 707-431-4423
MAIL ADDRESS:
STREET 1: 4035 WESTSIDE ROAD
CITY: HEALDSBURG
STATE: CA
ZIP: 95448
3
1
tv487718_form3.xml
FORM 3
X0206
3
2017-05-19
0
0001564709
Truett-Hurst, Inc.
THST
0001119054
GRIMES SPENCER B
131 BROOKWOOD LANE
NEW CANAAN
CT
06840
1
0
0
0
Class A Common Stock
408106
I
See Footnote
Spencer B. Grimes is the Managing Member of Twinleaf Management, LLC ("Twinleaf"). Twinleaf, in its role as investment manager for customer accounts to which it furnishes investment advice, and Mr. Grimes, as Managing Member of Twinleaf, by reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, may be deemed to be the beneficial owner of the securities beneficially owned by Twinleaf. Mr. Grimes hereby disclaims beneficial ownership of all securities beneficially owned by Twinleaf, except to the extent of any pecuniary interest he may have therein.
/s/ Spencer B. Grimes
2018-03-06