15-12G 1 form15-12g.htm CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF THE SEC ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND 15(D) OF THE SEC ACT OF 1934 Certification and Notice of Termination of Registration under Section 12(g) of the SEC Act of 1934 or Suspension of duty to file reports under Section 13 and 15(d) of the SEC Act of 1934


United States
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

                                Commission File Number  000-49939

DICON FIBEROPTICS, INC.
(Exact name of registrant as specified in its charter)

1689 REGATTA BLVD., RICHMOND, CA 94804; (510) 620-5000
(Address, including zip code, and telephone number, including area code, of registrant's
principal executive offices)

COMMON STOCK, NO PAR VALUE PER SHARE
(Title of each class of securities covered by this Form)

N/A
(Titles of all other classes of securities for which a duty to file reports under Section 13(a)
                                                              or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to
terminate or suspend the duty to file reports:
 
                                                    Rule 12g-4(a)(1)(i) [X]                                        Rule 12h-3(b)(1)(i) [X]
Rule 12g-4(a)(1)(ii) [ ]    Rule 12h-3(b)(1)(ii) [ ]
Rule 12g-4(a)(2)(i) [ ]                                          Rule 12h-3(b)(2)(i) [ ]
Rule 12g-4(a)(2)(ii) [ ]    Rule 12h-3(b)(2)(ii) [ ]
   Rule 15d-6 [ ]

Approximate number of holders of record as of the certification or notice date: 267

Pursuant to the requirements of the Securities Exchange Act of 1934, Dicon Fiberoptics, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

DATE: December 18, 2006   DICON FIBEROPTICS, INC.


By: /s/ Ho-Shang Lee____________________
Ho-Shang Lee
President and Chief Executive Officer