0001209191-23-034394.txt : 20230605
0001209191-23-034394.hdr.sgml : 20230605
20230605164905
ACCESSION NUMBER: 0001209191-23-034394
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230605
DATE AS OF CHANGE: 20230605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KATZ SAMUEL L
CENTRAL INDEX KEY: 0001118957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00736
FILM NUMBER: 23993292
MAIL ADDRESS:
STREET 1: 9 WEST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP
CENTRAL INDEX KEY: 0001383414
IRS NUMBER: 208250744
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Pennant Investment CORP
DATE OF NAME CHANGE: 20061229
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Private Capital CORP
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-01
0
0001383414
PENNANTPARK INVESTMENT CORP
PNNT
0001118957
KATZ SAMUEL L
C/O PENNANTPARK
1350 AVENUE OF AMERICAS, 32ND FL
NEW YORK
NY
10019
1
0
0
0
0
Common Stock
2023-06-01
4
P
0
15000
5.4864
A
56710
D
Common Stock
2023-06-02
4
P
0
5000
5.5208
A
61710
D
Common Stock
2023-06-02
4
P
0
5000
5.55
A
66710
D
Common Stock
177581
I
Held by various trusts
/s/ Samuel L. Katz
2023-06-05