0001209191-20-064617.txt : 20201221 0001209191-20-064617.hdr.sgml : 20201221 20201221160507 ACCESSION NUMBER: 0001209191-20-064617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201221 DATE AS OF CHANGE: 20201221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZ SAMUEL L CENTRAL INDEX KEY: 0001118957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 201404394 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-17 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001118957 KATZ SAMUEL L C/O PENNANTPARK 590 MADISON AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2020-12-17 4 P 0 2500 4.40 A 36710 D Common Stock 2020-12-18 4 P 0 5000 4.45 A 41710 D Common Stock 177581 I Held by various trusts /s/ Samuel L. Katz 2020-12-21