0001209191-20-064077.txt : 20201217
0001209191-20-064077.hdr.sgml : 20201217
20201217164250
ACCESSION NUMBER: 0001209191-20-064077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201215
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KATZ SAMUEL L
CENTRAL INDEX KEY: 0001118957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00736
FILM NUMBER: 201396598
MAIL ADDRESS:
STREET 1: 9 WEST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP
CENTRAL INDEX KEY: 0001383414
IRS NUMBER: 208250744
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Pennant Investment CORP
DATE OF NAME CHANGE: 20061229
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Private Capital CORP
DATE OF NAME CHANGE: 20061212
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-15
0
0001383414
PENNANTPARK INVESTMENT CORP
PNNT
0001118957
KATZ SAMUEL L
C/O PENNANTPARK
590 MADISON AVENUE, 15TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2020-12-15
4
P
0
9490
4.4747
A
29210
D
Common Stock
2020-12-16
4
P
0
5000
4.42
A
34210
D
Common Stock
177581
I
Held by various trusts
/s/ Samuel L. Katz
2020-12-17