-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V7wONa/+9B56Izj5tZDJq2gIMIiBpiEd7iqjblLT1YBTYC8jo+ZlUXyaffEJUnSe M1RBi74FVttubYXQRvlqaQ== 0001193125-05-171581.txt : 20050819 0001193125-05-171581.hdr.sgml : 20050819 20050819154842 ACCESSION NUMBER: 0001193125-05-171581 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050819 DATE AS OF CHANGE: 20050819 GROUP MEMBERS: NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDWAVE CORP CENTRAL INDEX KEY: 0001118941 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954333817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60995 FILM NUMBER: 051038702 BUSINESS ADDRESS: STREET 1: 776 PALOMAR AVE. CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: (408)522-3141 MAIL ADDRESS: STREET 1: 776 PALOMAR AVE. CITY: SUNNYVALE STATE: CA ZIP: 94085 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 954840775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1840 CENTURY PK E STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105536262 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST STREET 2: C/O NORTHROP GRUMMAN CORP CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 SC 13D/A 1 dsc13da.htm SCHEDULE 13D/A Schedule 13D/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 5)*

 

 

 

 

ENDWAVE CORPORATION


(Name of Issuer)

 

 

Common Stock


(Title of Class of Securities)

 

 

29264A 20 6


(CUSIP Number)

 

 

John H. Mullan

Northrop Grumman Corporation

1840 Century Park East

Los Angeles, CA 90067

(310) 553-6262


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

August 18, 2005


(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box  ¨.

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedules including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 29264A 20 6   Page 2 of 8

SCHEDULE 13D

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

            Northrop Grumman Corporation; I.D. No. 95-4840775

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

*(a)  ¨

  (b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS*

 

            NA

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7    SOLE VOTING POWER

 

                1,950,029


  8    SHARED VOTING POWER

 

                NA


  9    SOLE DISPOSITIVE POWER

 

                1,950,029


10    SHARED DISPOSITIVE POWER

 

                NA

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,950,029

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            18.1%

   
14  

TYPE OF REPORTING PERSON*

 

            CO

   

 

 


CUSIP No. 29264A 20 6   Page 3 of 8

SCHEDULE 13D

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

            Northrop Grumman Space & Mission Systems Corp. (formerly TRW Inc.);

            I.D. No. 34-0575430

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

*(a)  ¨

  (b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

SOURCE OF FUNDS*

 

            NA

   
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Ohio

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7    SOLE VOTING POWER

 

                1,950,029


  8    SHARED VOTING POWER

 

                NA


  9    SOLE DISPOSITIVE POWER

 

                1,950,029


10    SHARED DISPOSITIVE POWER

 

                NA

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,950,029

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*

 

 

¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            18.1%

   
14  

TYPE OF REPORTING PERSON*

 

            CO

   

 

 


CUSIP No. 29264A 20 6   Page 4 of 8

 

SCHEDULE 13D

 

This Amendment No. 5 to Statement of Beneficial Ownership on Schedule 13D/A (this “Statement”) is being filed to amend the information in the Reporting Persons’ original Statement of Beneficial Ownership on Schedule 13D, as amended by the Reporting Persons’ Amendment No. 1, Amendment No. 2, Amendment No. 3 and Amendment No. 4 thereto, and to amend information under Items 4 and 5, filed with the Securities and Exchange Commission (the “Commission”) on February 14, 2003, March 29, 2005, July 14, 2005, July 18, 2005, and July 20, 2005, respectively.

 

Item 4. Purpose of Transaction

 

On August 16, 17 and 18, 2005, the Reporting Persons sold an aggregate amount of 123,283 shares of Endwave Common Stock under Rule 144 promulgated pursuant to the Securities Act of 1933.

 

Item 5. Interest in Securities of the Issuer

 

The Reporting Persons expressly disclaim that they have agreed to act as a group. The filing of this Statement by the Reporting Persons should not be considered an admission that such Reporting Persons, for purposes of Section 13(d) of the Act, are the beneficial owners of any shares of Endwave Common Stock in which such Reporting Persons do not have any pecuniary interest.

 

  a) The Reporting Persons beneficially own 1,950,029 shares of Endwave Common Stock, representing 18.1% of shares of Endwave Common Stock reported to be outstanding as of July 29, 2005. There were 10,763,546 shares of Endwave Common Stock outstanding as of July 29, 2005, based on information provided in Endwave’s Quarterly Report on Form 10-Q filed August 12, 2005.

 

  b) As of the date of this Statement, NGS&MS has the direct power to vote and direct the disposition of the 1,950,029 shares of Endwave Common Stock held by it. As the sole parent of NGS&MS, Northrop Grumman has the indirect power to vote and dispose of the Endwave Common Stock held by NGS&MS.

 

  c) Since the most recent filing on Schedule 13D on July 20, 2005, NGS&MS effected the following sales of Endwave’s Common Stock under Rule 144 promulgated pursuant to the Securities Act of 1933:

 

August 16, 2005:
Amount of Securities

   Price Per Share ($)

2076    32.00
400    32.01
400    32.02
210    32.03
400    32.04
100    32.05
200    32.08
2314    32.09
100    32.14


CUSIP No. 29264A 20 6   Page 5 of 8

 

August 16, 2005 (cont’d):
Amount of Securities

   Price Per Share ($)

100    32.16
124    32.23
1800    32.24
100    32.25
500    32.26
200    32.27
874    32.44
100    32.45
26    32.46
139    32.52
98    32.55
197    32.60
5    32.62
200    32.65
37    32.66
200    32.70
100    32.74

 

August 17, 2005:
Amount of Securities

   Price Per Share ($)

6,000    $ 30.36
5860    $ 30.45
300    $ 30.46
1300    $ 30.50
4900    $ 30.51
6668    $ 30.52
2300    $ 30.53
200    $ 30.54
200    $ 30.55
1200    $ 30.56
1100    $ 30.57
4900    $ 30.58
2900    $ 30.59
2400    $ 30.60
3500    $ 30.61
1000    $ 30.62
600    $ 30.63


CUSIP No. 29264A 20 6   Page 6 of 8

 

August 17, 2005 (cont’d):
Amount of Securities

   Price Per Share ($)

3100    $ 30.64
4601    $ 30.65
600    $ 30.67
700    $ 30.68
1300    $ 30.69
4198    $ 30.70
6399    $ 30.75
100    $ 30.77
351    $ 30.78
2200    $ 30.80
1900    $ 30.82
1801    $ 30.85
2900    $ 30.90
1100    $ 30.93
84    $ 30.95
200    $ 31.44
1345    $ 31.45
396    $ 31.46
500    $ 31.47
100    $ 31.48
1997    $ 31.49
800    $ 31.50


CUSIP No. 29264A 20 6   Page 7 of 8

 

August 18, 2005:
Amount of Securities

   Price Per Share ($)

9324    $ 29.75
100    $ 29.76
100    $ 29.77
9500    $ 29.79
600    $ 29.80
300    $ 29.81
1000    $ 29.82
3300    $ 29.83
200    $ 29.84
3381    $ 29.85
400    $ 29.87
959    $ 30.00
719    $ 30.01
200    $ 30.02
200    $ 30.84


CUSIP No. 29264A 20 6   Page 8 of 8

 

SCHEDULE 13D

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: August 19, 2005   NORTHROP GRUMMAN CORPORATION
    By:  

/s/ Mark Rabinowitz


        Mark Rabinowitz
        Assistant Treasurer
Dated: August 19, 2005   NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP.
    By:  

/s/ Mark Rabinowitz


        Mark Rabinowitz
        Assistant Treasurer
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