-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cpvi28r25JuWs9Y91k5RDDUS2AtcLpFPQ4VUhNOe1KTEiBGLLc2c6HAK9pWbSgk5 HoiQDaU+ZtSlQst/mhw1fw== 0000899140-08-001173.txt : 20080516 0000899140-08-001173.hdr.sgml : 20080516 20080516093531 ACCESSION NUMBER: 0000899140-08-001173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080513 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENDWAVE CORP CENTRAL INDEX KEY: 0001118941 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954333817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408)522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NADER TAVAKOLI CENTRAL INDEX KEY: 0001266000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31635 FILM NUMBER: 08840447 MAIL ADDRESS: STREET 1: 551 FIFTH AVE 334TH FL CITY: NEW YORK STATE: NY ZIP: 10176 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EagleRock Capital Management, L.L.C. CENTRAL INDEX KEY: 0001245844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31635 FILM NUMBER: 08840448 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE 34TH FL CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 2126925412 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE 34TH FL CITY: NEW YORK STATE: NY ZIP: 10176 FORMER NAME: FORMER CONFORMED NAME: EAGLEROCK CAPIAL MANAGEMENT LLC DATE OF NAME CHANGE: 20030624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EagleRock Institutional Partners, LP CENTRAL INDEX KEY: 0001423074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31635 FILM NUMBER: 08840449 BUSINESS ADDRESS: STREET 1: 24 WEST 40TH STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-278-2140 MAIL ADDRESS: STREET 1: 24 WEST 40TH STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 eaglerock_enwv4-051508ex.xml X0202 4 2008-05-13 0 0001118941 ENDWAVE CORP ENWV 0001245844 EagleRock Capital Management, L.L.C. 24 WEST 40TH STREET, 10TH FLOOR NEW YORK NY 10018 0 0 1 0 0001266000 NADER TAVAKOLI 24 WEST 40TH STREET, 10TH FLOOR NEW YORK NY 10018 0 0 1 0 0001423074 EagleRock Institutional Partners, LP 24 WEST 40TH STREET 10TH FLOOR NEW YORK NY 10018 0 0 1 0 Common Stock 2008-05-13 4 S 0 200 7.22 D 1283502 I See footnote Common Stock 2008-05-13 4 S 0 100 7.21 D 1283402 I See footnote Common Stock 2008-05-13 4 S 0 2040 7.20 D 1281362 I See footnote The securities disclosed in this Form 4 are directly owned by certain funds, including EagleRock Institutional Partners, LP (the "Funds"), of which EagleRock Capital Management, LLC ("EagleRock") is the investment manager. Mr. Nader Tavakoli is the managing member and principal of EagleRock. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), EagleRock and Mr. Tavakoli may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. EagleRock, Mr. Tavakoli and EagleRock Institutional Partners, LP hereby disclaim beneficial ownership of all securities reported herein, except to the extent of any pecuniary interest therein. /s/ Nader Tavakoli, Managing Member of EagleRock Capital Management, LLC 2008-05-15 /s/ Nader Tavakoli 2008-05-15 /s/ Nader Tavakoli, Managing Member of EagleRock Institutional GP, LLC, general partner of EagleRock Institutional Partners, LP 2008-05-15 EX-99 2 e051508a.txt 99.1 - JOINT FILER INFORMATION - TAVAKOLI Exhibit 99.1 Attachment to Form 4 JOINT FILER INFORMATION Name and Address: Nader Tavakoli 24 West 40th St., 10th Floor New York, NY 10018 Date of First Event Requiring Statement: 05/13/08 Issuer and Ticker Symbol: Endwave Corporation (ENWV) Relationship to Issuer: 10% Owner Designated Filer: EagleRock Capital Management, LLC TABLE I INFORMATION Title of Security: Common Stock Date of First Transaction 05/13/08 Transaction Code S Amount of Securities and Price 200 at $7.22 per share 100 at $7.21 per share 2,040 at $7.20 per share Securities Acquired (A) or Disposed of (D) D Amount of Securities Beneficially Owned Following Reported Transactions 1,281,362 Ownership Form: I Nature of Indirect Beneficial Ownership: (1) Attachment to Form 4 JOINT FILER INFORMATION Name and Address: EagleRock Institutional Partners, LP 24 West 40th St., 10th Floor New York, NY 10018 Date of Event Requiring Statement: 05/13/08 Issuer and Ticker Symbol: Endwave Corporation (ENWV) Relationship to Issuer: 10% Owner Designated Filer: EagleRock Capital Management, LLC TABLE I INFORMATION Title of Security: Common Stock Date of First Transaction 05/13/08 Transaction Code S Amount of Securities and Price 166 at $7.22 per share 83 at $7.21 per share 1,689 at $7.20 per share Securities Acquired (A) or Disposed of (D) D Amount of Securities Beneficially Owned Following Reported Transactions 1,062,951 Ownership Form: D Nature of Indirect Beneficial Ownership: n/a -----END PRIVACY-ENHANCED MESSAGE-----