-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZMpk17X1BNuK2NCYhFSh14bfaE67rVHlJKm+mSlnF0PuJ/2wQ0ZcG8kvPtWTfRj ytEb+egvZ0PRQdAgXzTpvw== 0001179110-07-015755.txt : 20070801 0001179110-07-015755.hdr.sgml : 20070801 20070801172038 ACCESSION NUMBER: 0001179110-07-015755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070730 FILED AS OF DATE: 20070801 DATE AS OF CHANGE: 20070801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURME OLIVER D CENTRAL INDEX KEY: 0001192459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017045 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRISBIE RICHARD D CENTRAL INDEX KEY: 0001192362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017042 MAIL ADDRESS: STREET 1: 200 N LASALLE STREET 2: STE 1100 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER KENNETH P CENTRAL INDEX KEY: 0001192451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017038 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY VENTURES VI LP CENTRAL INDEX KEY: 0001117938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017051 BUSINESS ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: C/O BATTERY VENTURES CITY: WELLESLEY STATE: MA ZIP: 02481 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BladeLogic, Inc. CENTRAL INDEX KEY: 0001175685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043569976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10 MAGUIRE ROAD, BUILDING 3 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-257-3500 MAIL ADDRESS: STREET 1: 10 MAGUIRE ROAD, BUILDING 3 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: BLADELOGIC INC DATE OF NAME CHANGE: 20020617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROTTY THOMAS J CENTRAL INDEX KEY: 0001192462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017046 BUSINESS ADDRESS: STREET 1: BATTERY VENTURES STREET 2: 20 WILLIAM STREET STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY PARTNERS VI LLC CENTRAL INDEX KEY: 0001199924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017048 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOBIN SCOTT R CENTRAL INDEX KEY: 0001199926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017031 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHERMAN MARK H CENTRAL INDEX KEY: 0001199927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017054 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES MORGAN M CENTRAL INDEX KEY: 0001199931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017032 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY INVESTMENT PARTNERS VI LLC CENTRAL INDEX KEY: 0001199934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 071017050 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 4 1 edgar.xml FORM 4 - X0202 4 2007-07-30 0 0001175685 BladeLogic, Inc. BLOG 0001117938 BATTERY VENTURES VI LP C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199934 BATTERY INVESTMENT PARTNERS VI LLC C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199924 BATTERY PARTNERS VI LLC C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA MA 0 0 1 0 0001192462 CROTTY THOMAS J C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192459 CURME OLIVER D C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192362 FRISBIE RICHARD D C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192451 LAWLER KENNETH P C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199931 JONES MORGAN M C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199927 SHERMAN MARK H C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199926 TOBIN SCOTT R C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 Series A Redeemable Preferred Stock 2007-07-30 4 J 0 6000000 D 0 I See footnotes Common Stock 2007-07-30 4 C 0 1660432 A 4660432 I See footnotes Common Stock 2007-07-30 4 S 0 700000 17.00 D 3960432 I See footnotes Series B Convertible Preferred Stock 2007-07-30 4 C 0 3005209 0 D Common Stock 1502604 0 I See footnotes Series C Convertible Preferred Stock 2007-07-30 4 C 0 140845 0 D Common Stock 70422 0 I See footnotes Series D Convertible Preferred Stock 2007-07-30 4 C 0 174813 0 D Common Stock 87406 0 I See footnotes Upon completion of the Issuer's initial public offering, each share of the Issuer's Series A Redeemable Preferred Stock was redeemed by the Issuer at the original issue price of $0.49 cents per share. Of the reported securities 5,760,000 were owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who held voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 240,000 were owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who held voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Upon completion of the Issuer's initial public offering, each share of the Issuer's outstanding Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock converted at a rate of 2-to-1 into shares of Common Stock. Of the reported securities 2,885,001 were owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who held voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 120,208 were owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who held voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 135,211 were owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who held voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 5,634 were owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who held voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 167,820 were owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who held voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 6,993 were owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who held voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 4,474,015 were owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who held voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 186,417 were owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who held voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 3,802,015 were owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who held voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 158,417 were owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who held voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The reporting persons are members of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities. Due to the limit of joint filers that can be included on one form, Battery Ventures VI, L.P., Battery Investment Partners VI, LLC, Battery Partners VI, LLC, Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors have filed two separate forms simultaneously, which relate to the same securities of the Issuer held by such reporting persons. /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 /s/ Michael J. Cayer, attorney-in-fact 2007-08-01 -----END PRIVACY-ENHANCED MESSAGE-----