-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXIjQpEKiuoviW5MU3fugwAIGWQgKHLiEafG/JGyD5yznHDZnr8fql2bMF+HDb3e zME9Njjt0LnvK1rqj40zCg== 0001179110-07-015316.txt : 20070724 0001179110-07-015316.hdr.sgml : 20070724 20070724203959 ACCESSION NUMBER: 0001179110-07-015316 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070724 FILED AS OF DATE: 20070724 DATE AS OF CHANGE: 20070724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BladeLogic, Inc. CENTRAL INDEX KEY: 0001175685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043569976 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10 MAGUIRE ROAD, BUILDING 3 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-257-3500 MAIL ADDRESS: STREET 1: 10 MAGUIRE ROAD, BUILDING 3 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: BLADELOGIC INC DATE OF NAME CHANGE: 20020617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHERMAN MARK H CENTRAL INDEX KEY: 0001199927 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997588 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES MORGAN M CENTRAL INDEX KEY: 0001199931 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997589 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRISBIE RICHARD D CENTRAL INDEX KEY: 0001192362 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997591 MAIL ADDRESS: STREET 1: 200 N LASALLE STREET 2: STE 1100 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURME OLIVER D CENTRAL INDEX KEY: 0001192459 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997592 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROTTY THOMAS J CENTRAL INDEX KEY: 0001192462 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997593 BUSINESS ADDRESS: STREET 1: BATTERY VENTURES STREET 2: 20 WILLIAM STREET STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY VENTURES VI LP CENTRAL INDEX KEY: 0001117938 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997596 BUSINESS ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: C/O BATTERY VENTURES CITY: WELLESLEY STATE: MA ZIP: 02481 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOBIN SCOTT R CENTRAL INDEX KEY: 0001199926 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997587 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY PARTNERS VI LLC CENTRAL INDEX KEY: 0001199924 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997594 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER KENNETH P CENTRAL INDEX KEY: 0001192451 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997590 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY INVESTMENT PARTNERS VI LLC CENTRAL INDEX KEY: 0001199934 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33589 FILM NUMBER: 07997595 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 3 1 edgar.xml FORM 3 - X0202 3 2007-07-24 0 0001175685 BladeLogic, Inc. BLOG 0001117938 BATTERY VENTURES VI LP C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199934 BATTERY INVESTMENT PARTNERS VI LLC C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199924 BATTERY PARTNERS VI LLC C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA MA 0 0 1 0 0001192462 CROTTY THOMAS J C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192459 CURME OLIVER D C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192362 FRISBIE RICHARD D C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192451 LAWLER KENNETH P C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199931 JONES MORGAN M C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199927 SHERMAN MARK H C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199926 TOBIN SCOTT R C/O BATTERY VENTURES, RESERVOIR WOODS 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 Common Stock 3000000 I See footnotes Series A Redeemable Preferred Stock 6000000 I See footnotes Series B Convertible Preferred Stock 2007-07-24 Common Stock 1502604 I See footnotes Series C Convertible Preferred Stock 2007-07-24 Common Stock 70422 I See footnotes Series D Convertible Preferred Stock 2007-07-24 Common Stock 87406 I See footnotes Of the reported securities 2,880,000 are owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who hold voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 120,000 are owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who hold voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 5,760,000 are owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who hold voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 240,000 are owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who hold voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares of Series B Convertible Preferred Stock will convert at a ratio of 2-to-1 into the number of shares of Common Stock shown in column 3 above and have no expiration date. Of the reported securities 1,442,500 are owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who hold voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 60,104 are owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who hold voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares of Series C Convertible Preferred Stock will convert at a ratio of 2-to-1 into the number of shares of Common Stock shown in column 3 above and have no expiration date. Of the reported securities 67,605 are owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who hold voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 2,817 are owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who hold voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The shares of Series D Convertible Preferred Stock will convert at a ratio of 2-to-1 into the number of shares of Common Stock shown in column 3 above and have no expiration date. Of the reported securities 83,910 are owned directly by Battery Ventures VI, L.P. The sole general partner of Battery Ventures VI, L.P. is Battery Partners VI, LLC. The managing members of Battery Partners VI, LLC are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors, who hold voting and dispositive power for the shares held by Battery Ventures VI, L.P. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Of the reported securities 3,496 are owned directly by Battery Investment Partners VI, LLC. The managers of Battery Investment Partners VI, LLC are Thomas J. Crotty and Oliver D. Curme, who hold voting and dispositive power for the shares held by Battery Investment Partners VI, LLC. Mr. Tabors is a member of Battery Investment Partners VI, LLC. Each of Messrs. Crotty, Curme and Tabors disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The reporting persons are members of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities. Due to the limit of joint filers that can be included on one form, Battery Ventures VI, L.P., Battery Investment Partners VI, LLC, Battery Partners VI, LLC, Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors have filed two separate forms simultaneously, which relate to the same securities of the Issuer held by such reporting persons. /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 /s/ Michael J. Cayer, attorney-in-fact 2007-07-24 EX-24 2 battery.txt POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of John J. Gavin, Jr. and Michael J. Cayer, or either of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of BladeLogic, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of July, 2007. /s/ Christopher Schiavo, attorney-in-fact Battery Ventures VI, L.P. Battery Partners VI, LLC Battery Investment Partners VI, LLC Thomas J. Crotty Oliver D. Curme Richard D. Frisbie Morgan M. Jones Kenneth P. Lawler Mark H. Sherman R. David Tabors Scott R. Tobin -----END PRIVACY-ENHANCED MESSAGE-----