-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FPxVrAH8SBngg8xW2qvS9eOeC0CcMe0i4pbGYfWFVvIidtsSjrG7PEWe+F+8ZPQq BU1OrubWvpe7us+seNLn5w== 0001104659-08-036888.txt : 20080530 0001104659-08-036888.hdr.sgml : 20080530 20080530142158 ACCESSION NUMBER: 0001104659-08-036888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080528 FILED AS OF DATE: 20080530 DATE AS OF CHANGE: 20080530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETEZZA CORP CENTRAL INDEX KEY: 0001132484 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 043527320 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 382-8200 MAIL ADDRESS: STREET 1: 26 FOREST STREET CITY: MARLBOROUGH STATE: MA ZIP: 01752 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOBIN SCOTT R CENTRAL INDEX KEY: 0001199926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869974 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY PARTNERS VI LLC CENTRAL INDEX KEY: 0001199924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869976 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY INVESTMENT PARTNERS VI LLC CENTRAL INDEX KEY: 0001199934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869977 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHERMAN MARK H CENTRAL INDEX KEY: 0001199927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869979 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER KENNETH P CENTRAL INDEX KEY: 0001192451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869981 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRISBIE RICHARD D CENTRAL INDEX KEY: 0001192362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869982 MAIL ADDRESS: STREET 1: 200 N LASALLE STREET 2: STE 1100 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TABORS R DAVID CENTRAL INDEX KEY: 0001199925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869973 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 VILLIAM ST #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTERY VENTURES VI LP CENTRAL INDEX KEY: 0001117938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869978 BUSINESS ADDRESS: STREET 1: 20 WILLIAM STREET STREET 2: C/O BATTERY VENTURES CITY: WELLESLEY STATE: MA ZIP: 02481 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURME OLIVER D CENTRAL INDEX KEY: 0001192459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869975 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURE STREET 2: 20 WILLIAM STREET SUITE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES MORGAN M CENTRAL INDEX KEY: 0001199931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33445 FILM NUMBER: 08869980 BUSINESS ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST. #200 CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7815771000 MAIL ADDRESS: STREET 1: C/O BATTERY VENTURES STREET 2: 20 WILLIAM ST STE 200 CITY: WELLESLEY STATE: MA ZIP: 02481 4 1 a4.xml 4 X0202 4 2008-05-28 1 0001132484 NETEZZA CORP NZ 0001117938 BATTERY VENTURES VI LP 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199934 BATTERY INVESTMENT PARTNERS VI LLC 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199924 BATTERY PARTNERS VI LLC 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192459 CURME OLIVER D 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192362 FRISBIE RICHARD D 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001192451 LAWLER KENNETH P 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199931 JONES MORGAN M 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199927 SHERMAN MARK H 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199926 TOBIN SCOTT R 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 0001199925 TABORS R DAVID 930 WINTER STREET, SUITE 2500 WALTHAM MA 02451 0 0 1 0 Common Stock 2008-05-28 4 J 0 1354167 0.00 D 5378106 I See Footnote Pro-rata distribution for no consideration in a transaction exempt under Rule 16a-9(a) from Battery Ventures VI, L.P. ("BV VI") and Battery Investment Partners VI, LLC ("BIP VI") to the limited partners of BV VI, to the members of BIP VI and to Battery Partners VI, LLC ("BP VI"), which is the general partner of BV VI. Of the reported securities, 1,014,197 shares were distributed to the limited partners of BV VI, 285,803 shares were distributed to BP VI, and 54,167 shares were distributed to the members of BIP VI. Such shares distributed to BP VI were further distributed to the members of BP VI and shall not be deemed to be held by the reporting persons for the purpose of this filing. Of the reported securities, 5,162,983 shares are owned directly by BV VI and 215,123 shares are owned directly by BIP VI. BP VI is the general partner of BV VI. The managing members of BP VI are Thomas J. Crotty, Oliver D. Curme, Richard D. Frisbie, Morgan M. Jones, Kenneth P. Lawler, Mark H. Sherman, Scott R. Tobin and R. David Tabors. The managers of BIP VI are Thomas J. Crotty and Oliver D. Curme. Each of Messrs. Crotty, Curme, Frisbie, Jones, Lawler, Sherman, Tobin and Tabors disclaim beneficial ownership of these shares except to the extent of each of their individual pecuniary interest therein. /s/ Chris Hanson Battery Ventures VI, L.P. By: Chris Hanson Authorized signatory for Battery Ventures VI, L.P. 2008-05-30 /s/ Chris Hanson Battery Investment Partners VI, LLC By: Chris Hanson Authorized signatory for Battery Investment Partners VI, LLC 2008-05-30 /s/ Chris Hanson Battery Partners VI, LLC By: Chris Hanson Authorized signatory for Battery Partners VI, LLC 2008-05-30 /s/ Chris Hanson Oliver D. Curme By: Chris Hanson Authorized signatory for Oliver D. Curme 2008-05-30 /s/ Chris Hanson Richard D. Frisbie By: Chris Hanson Authorized signatory for Richard D. Frisbie 2008-05-30 /s/ Chris Hanson Kenneth P. Lawler By: Chris Hanson Authorized signatory for Kenneth P. Lawler 2008-05-30 /s/ Chris Hanson Morgan M. Jones By: Chris Hanson Authorized signatory for Morgan M. Jones 2008-05-30 /s/ Chris Hanson Mark H. Sherman By: Chris Hanson Authorized signatory for Mark H. Sherman 2008-05-30 /s/ Chris Hanson Scott R. Tobin By: Chris Hanson Authorized signatory for Scott R. Tobin 2008-05-30 /s/ Chris Hanson R. David Tabors By: Chris Hanson Authorized signatory for R. David Tabors 2008-05-30 -----END PRIVACY-ENHANCED MESSAGE-----