0001562180-23-006168.txt : 20230803 0001562180-23-006168.hdr.sgml : 20230803 20230803183218 ACCESSION NUMBER: 0001562180-23-006168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230801 FILED AS OF DATE: 20230803 DATE AS OF CHANGE: 20230803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZNEWAJS ROBERT D CENTRAL INDEX KEY: 0001117647 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 231141666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2023-08-01 false 0001169770 BANC OF CALIFORNIA, INC. BANC 0001117647 SZNEWAJS ROBERT D C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true false false false false Common Stock 2023-08-01 4 M false 1836.00 10.90 A 8699.00 D Common Stock 87545.00 I By the Robert D. Sznewajs Revocable Trust Stock Option 10.90 2023-08-01 4 M false 918.00 0.00 D 2024-07-01 Common Stock 918.00 0.00 D Stock Option 10.90 2023-08-01 4 M false 918.00 0.00 D 2024-07-01 Common Stock 918.00 0.00 D Stock Option 13.75 2025-07-01 Common Stock 2808.00 2808.00 D Stock Option 13.75 2025-07-01 Common Stock 2808.00 2808.00 D Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024. Amount includes 5,793 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held. Amount includes 744 shares of Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan. All shares underlying this option have vested. /s/ Ido Dotan, Attorney-in-Fact for Robert D Sznewajs 2023-08-03