0001562180-23-004110.txt : 20230512 0001562180-23-004110.hdr.sgml : 20230512 20230512200208 ACCESSION NUMBER: 0001562180-23-004110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230511 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZNEWAJS ROBERT D CENTRAL INDEX KEY: 0001117647 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 23917899 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 primarydocument.xml PRIMARY DOCUMENT X0407 4 2023-05-11 false 0001169770 BANC OF CALIFORNIA, INC. BANC 0001117647 SZNEWAJS ROBERT D C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true false false false false Common Stock 2023-05-11 4 A false 6863.00 0.00 A 12656.00 D Common Stock 81008.00 I By the Robert D. Sznewajs Revocable Trust Stock Option 13.75 2025-07-01 Common Stock 2808.00 2808.00 D Stock Option 10.90 2024-07-01 Common Stock 918.00 918.00 D Stock Options 13.75 2025-07-01 Common Stock 2808.00 2808.00 D Stock Options 10.90 2024-07-01 Common Stock 918.00 918.00 D Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested. /s/ Ido Dotan, Attorney-in-Fact for Robert D Sznewajs 2023-05-12