0001415889-21-002507.txt : 20210517
0001415889-21-002507.hdr.sgml : 20210517
20210517160637
ACCESSION NUMBER: 0001415889-21-002507
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210513
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SZNEWAJS ROBERT D
CENTRAL INDEX KEY: 0001117647
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 21930461
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
4
1
form4-05172021_040508.xml
X0306
4
2021-05-13
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001117647
SZNEWAJS ROBERT D
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
SANTA ANA
CA
92707
true
false
false
false
Common Stock
2021-05-13
4
A
0
6022
0
A
20448
D
Common Stock
55047
I
By the Robert D. Sznewajs Revocable Trust
Stock Option
10.90
2024-07-01
Common Stock
918
918
D
Stock Options
10.90
2024-07-01
Common Stock
918
918
D
Stock Option
13.75
2025-07-01
Common Stock
2808
2808
D
Stock Option
13.75
2025-07-01
Common Stock
2808
2808
D
Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date.
Options will vest annually in substantially equal installments over a five-year period beginning on the one-year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 and July 1, 2015 (the "Option Agreements"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreements), this award will automatically become fully vested.
/s/ Ido Dotan, Attorney-in-Fact
2021-05-17