0001415889-19-000152.txt : 20190212 0001415889-19-000152.hdr.sgml : 20190212 20190212185414 ACCESSION NUMBER: 0001415889-19-000152 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SZNEWAJS ROBERT D CENTRAL INDEX KEY: 0001117647 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 19592648 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 5 1 form5-02122019_030201.xml X0306 5 2018-12-31 0 0 0001169770 BANC OF CALIFORNIA, INC. BANC 0001117647 SZNEWAJS ROBERT D C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true false false false Common Stock 2018-01-02 5 A 0 68.0902 20.03 A 37891.8103 D Common Stock 2018-04-02 5 A 0 73.3257 18.72 A 37891.8103 D Common Stock 2018-07-02 5 A 0 0.0053 18.96 A 37891.8103 D Common Stock 2018-10-01 5 A 0 0.0055 18.33 A 37891.8103 D Stock Option 10.90 2024-07-01 Common Stock 918 918 D Stock Options 10.90 2024-07-01 Common Stock 918 918 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Stock Option 13.75 2025-07-01 Common Stock 2808 2808 D Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan. Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested. /s/ John Bogler, Attorney-in-Fact 2019-02-12