0001415889-19-000152.txt : 20190212
0001415889-19-000152.hdr.sgml : 20190212
20190212185414
ACCESSION NUMBER: 0001415889-19-000152
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SZNEWAJS ROBERT D
CENTRAL INDEX KEY: 0001117647
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35522
FILM NUMBER: 19592648
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC.
CENTRAL INDEX KEY: 0001169770
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 043639825
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
BUSINESS PHONE: 949-236-5211
MAIL ADDRESS:
STREET 1: 3 MACARTHUR PLACE
CITY: SANTA ANA
STATE: CA
ZIP: 92707
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC
DATE OF NAME CHANGE: 20020322
5
1
form5-02122019_030201.xml
X0306
5
2018-12-31
0
0
0001169770
BANC OF CALIFORNIA, INC.
BANC
0001117647
SZNEWAJS ROBERT D
C/O BANC OF CALIFORNIA, INC.
3 MACARTHUR PLACE
SANTA ANA
CA
92707
true
false
false
false
Common Stock
2018-01-02
5
A
0
68.0902
20.03
A
37891.8103
D
Common Stock
2018-04-02
5
A
0
73.3257
18.72
A
37891.8103
D
Common Stock
2018-07-02
5
A
0
0.0053
18.96
A
37891.8103
D
Common Stock
2018-10-01
5
A
0
0.0055
18.33
A
37891.8103
D
Stock Option
10.90
2024-07-01
Common Stock
918
918
D
Stock Options
10.90
2024-07-01
Common Stock
918
918
D
Stock Option
13.75
2025-07-01
Common Stock
2808
2808
D
Stock Option
13.75
2025-07-01
Common Stock
2808
2808
D
Shares were acquired pursuant to the Issuer's Dividend Reinvestment Plan.
Options will vest annually in equal installments over a five year period beginning on the one year anniversary of the grant date. In accordance with the Non-Qualified Stock Option Agreement, by and between the Reporting Person and the Issuer, dated July 1, 2014 (the "Option Agreement"), in the event the Reporting Person is subject to a Qualified Termination of Service (as defined in the Option Agreement), this award will automatically become fully vested.
/s/ John Bogler, Attorney-in-Fact
2019-02-12