-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G9rsqVOVJGdaq4OnRgFHSTbT3BrRZth0ID73IPZjoscyg6YJqaZf228UwFVunQR7 M6pwG3TGplXHo8GDCk4yww== 0000912057-02-032234.txt : 20020814 0000912057-02-032234.hdr.sgml : 20020814 20020814180935 ACCESSION NUMBER: 0000912057-02-032234 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AES RED OAK LLC CENTRAL INDEX KEY: 0001117445 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 541889658 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-40478 FILM NUMBER: 02738080 BUSINESS ADDRESS: STREET 1: 777 WASHINGTON RD CITY: PARLIN STATE: NJ ZIP: 08859 BUSINESS PHONE: 7322381462 MAIL ADDRESS: STREET 1: 1001 N. NINETEENTH ST. CITY: ARLINGTON STATE: VA ZIP: 22209 8-K 1 a2087037z8-k.htm 8-K
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 14, 2002

AES RED OAK, L.L.C.
(Exact name of registrant as specified in charter)

Delaware
(State of other jurisdiction
of incorporation)
  333-40478
(Commission
file number)
  54-1889658
(IRS employer
identification no.)

1001 North 19th Street, Arlington, Virginia 22209,
c/o The AES Corporation
(703) 522-1315
(Address of principal executive offices,) (zip code and telephone number, including area code)





ITEM 9. REGULATION FD DISCLOSURE

        The information in this report (including the exhibits) is furnished pursuant to Item 9 and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The furnishing of this report is not intended to constitute a determination by AES Red Oak, L.L.C. that the information is material or that the dissemination of the information is required by Regulation FD.

        On August 14, 2002, the registrant filed with the Commission its Quarterly Report on Form 10-Q for the period ended June 30, 2002 accompanied by the certifications of John R. Ruggirello, the registrant's president, and Barry J. Sharp, the registrant's chief financial officer, required pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002. Conformed copies of the certifications are attached hereto as Exhibits 99.1 and 99.2.



SIGNATURE

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

    AES RED OAK, L.L.C.

Date: August 14, 2002

 

By:

 

/s/  
A.W. BERGERON      
A.W. Bergeron
Vice President


EXHIBIT INDEX

99.1   Section 906 Certificate of President

99.2

 

Section 906 Certificate of Chief Financial Officer



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SIGNATURE
EXHIBIT INDEX
EX-99.1 3 a2087037zex-99_1.htm EXHIBIT 99.1
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Exhibit 99.1


CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

        In connection with the Quarterly Report on Form 10-Q of AES Red Oak, L.L.C. (the "Company") for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, John R. Ruggirello, President of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

        (1)  the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

        (2)  the information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.

/s/  JOHN R. RUGGIRELLO      
John R. Ruggirello
President
August 14, 2002
   



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CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
EX-99.2 4 a2087037zex-99_2.htm EXHIBIT 99.2
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Exhibit 99.2


CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

        In connection with the Quarterly Report on Form 10-Q of AES Red Oak, L.L.C. (the "Company") for the period ending June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Barry J. Sharp, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

        (1)  the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

        (2)  the information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.

/s/  BARRY J. SHARP      
Barry J. Sharp
Chief Financial Officer
August 14, 2002
   



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CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
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