President & CEO

0001172661-23-003428.txt : 20231018 0001172661-23-003428.hdr.sgml : 20231018 20231018091326 ACCESSION NUMBER: 0001172661-23-003428 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 EFFECTIVENESS DATE: 20231018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAGSTAR ADVISORS INC CENTRAL INDEX KEY: 0001117233 IRS NUMBER: 134120476 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21389 FILM NUMBER: 231331041 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-822-1965 MAIL ADDRESS: STREET 1: 1400 BROADWAY, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: FLAGSTAR ADVISORS INC. DATE OF NAME CHANGE: 20230508 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE SECURITIES GROUP CORPORATION DATE OF NAME CHANGE: 20020312 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE SECURITIES GROUP CORP /BD DATE OF NAME CHANGE: 20020312 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001117233 XXXXXXXX 09-30-2023 09-30-2023 false FLAGSTAR ADVISORS INC

1400 Broadway, 16th Floor New York NY 10018

13F HOLDINGS REPORT 028-21389 000104233 801-67767 N William Maguire President & CEO 646-822-1450 /s/ William Maguire New York NY 10-18-2023 0 158 262985226 INFORMATION TABLE 2 infotable.xml ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 282508 3357 SH SOLE 0 0 3357 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 334002 6327 SH SOLE 0 0 6327 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 8042052 503572 SH SOLE 0 0 503572 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 1201078 26649 SH SOLE 0 0 26649 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 801278 16962 SH SOLE 0 0 16962 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2350914 48096 SH SOLE 0 0 48096 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 350441 6975 SH SOLE 0 0 6975 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 1404980 58541 SH SOLE 0 0 58541 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 451311 4807 SH SOLE 0 0 4807 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 655164 7917 SH SOLE 0 0 7917 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 584719 12871 SH SOLE 0 0 12871 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 614290 13430 SH SOLE 0 0 13430 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 555543 3796 SH SOLE 0 0 3796 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 1622863 41368 SH SOLE 0 0 41368 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 302338 6825 SH SOLE 0 0 6825 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 204610 2779 SH SOLE 0 0 2779 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 3730306 141193 SH SOLE 0 0 141193 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 1660079 36128 SH SOLE 0 0 36128 FIRST TR EXCHANGE-TRADED FD INDXX INOVTV ETF 33741X201 474030 12846 SH SOLE 0 0 12846 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1557669 55178 SH SOLE 0 0 55178 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST MAR 33740F599 242237 6882 SH SOLE 0 0 6882 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 473311 12358 SH SOLE 0 0 12358 FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 337402 9588 SH SOLE 0 0 9588 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 598614 14766 SH SOLE 0 0 14766 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U208 762364 19879 SH SOLE 0 0 19879 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U885 328536 10184 SH SOLE 0 0 10184 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 33740F862 231681 6198 SH SOLE 0 0 6198 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 1080695 44128 SH SOLE 0 0 44128 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 441301 18464 SH SOLE 0 0 18464 FIRST TR VALUE LINE DIVID IN SHS 33734H106 8264983 221048 SH SOLE 0 0 221048 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1132476 45812 SH SOLE 0 0 45812 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 376763 13144 SH SOLE 0 0 13144 GOLDMAN SACHS PHYSICAL GOLD UNIT 38150K103 213110 11639 SH SOLE 0 0 11639 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 1129074 75523 SH SOLE 0 0 75523 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 891069 42452 SH SOLE 0 0 42452 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 328460 5587 SH SOLE 0 0 5587 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 671064 27235 SH SOLE 0 0 27235 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 598776 4226 SH SOLE 0 0 4226 INVESCO QQQ TR UNIT SER 1 46090E103 7969585 22213 SH SOLE 0 0 22213 INVESTMENT MANAGERS SER TR I AXS REAL ESTATE 46144X438 866840 36062 SH SOLE 0 0 36062 ISHARES GOLD TR ISHARES NEW 464285204 2614556 74723 SH SOLE 0 0 74723 ISHARES INC CORE MSCI EMKT 46434G103 709186 14902 SH SOLE 0 0 14902 ISHARES TR CORE INTL AGGR 46435G672 438561 8991 SH SOLE 0 0 8991 ISHARES TR CORE US AGGBD ET 464287226 4650582 49453 SH SOLE 0 0 49453 ISHARES TR CORE HIGH DV ETF 46429B663 549565 5497 SH SOLE 0 0 5497 ISHARES TR SELECT DIVID ETF 464287168 2444985 22410 SH SOLE 0 0 22410 ISHARES TR FLTG RATE NT ETF 46429B655 601021 11810 SH SOLE 0 0 11810 ISHARES TR HDG MSCI EAFE 46434V803 572915 19034 SH SOLE 0 0 19034 ISHARES TR EAFE VALUE ETF 464288877 239997 4905 SH SOLE 0 0 4905 ISHARES TR EAFE GRWTH ETF 464288885 223163 2586 SH SOLE 0 0 2586 ISHARES TR MSCI EMG MKT ETF 464287234 935939 24662 SH SOLE 0 0 24662 ISHARES TR MSCI EAFE ETF 464287465 4968391 72089 SH SOLE 0 0 72089 ISHARES TR CORE DIV GRWTH 46434V621 12646524 253400 SH SOLE 0 0 253400 ISHARES TR MSCI ACWI EX US 464288240 314653 6693 SH SOLE 0 0 6693 ISHARES TR IBOXX HI YD ETF 464288513 693290 9404 SH SOLE 0 0 9404 ISHARES TR SHORT TREAS BD 464288679 1221026 11053 SH SOLE 0 0 11053 ISHARES TR CORE S&P MCP ETF 464287507 4705228 18787 SH SOLE 0 0 18787 ISHARES TR NEW YORK MUN ETF 464288323 725843 14224 SH SOLE 0 0 14224 ISHARES TR ISHS 1-5YR INVS 464288646 1474516 29591 SH SOLE 0 0 29591 ISHARES TR U.S. REAL ES ETF 464287739 273238 3457 SH SOLE 0 0 3457 ISHARES TR MRGSTR SM CP ETF 464288505 306849 6485 SH SOLE 0 0 6485 ISHARES TR TIPS BD ETF 464287176 841096 8109 SH SOLE 0 0 8109 ISHARES TR RUS MID CAP ETF 464287499 3884765 55873 SH SOLE 0 0 55873 ISHARES TR MBS ETF 464288588 296571 3340 SH SOLE 0 0 3340 ISHARES TR MSCI INTL QUALTY 46434V456 3629678 107994 SH SOLE 0 0 107994 ISHARES TR RUS TP200 GR ETF 464289438 5596897 36314 SH SOLE 0 0 36314 ISHARES TR MSCI USA QLT FCT 46432F339 1936581 14647 SH SOLE 0 0 14647 ISHARES TR MSCI USA MMENTM 46432F396 580557 4145 SH SOLE 0 0 4145 ISHARES TR MRGSTR MD CP ETF 464288208 1661540 27680 SH SOLE 0 0 27680 ISHARES TR USD INV GRDE ETF 464288620 248777 5175 SH SOLE 0 0 5175 ISHARES TR NATIONAL MUN ETF 464288414 208481 2033 SH SOLE 0 0 2033 ISHARES TR MRGSTR MD CP GRW 464288307 530490 9262 SH SOLE 0 0 9262 ISHARES TR RUSSELL 2000 ETF 464287655 4440836 25009 SH SOLE 0 0 25009 ISHARES TR CORE S&P US VLU 464287663 824861 10989 SH SOLE 0 0 10989 ISHARES TR MSCI USA ESG SLC 464288802 231836 2566 SH SOLE 0 0 2566 ISHARES TR CORE MSCI EAFE 46432F842 1817573 28245 SH SOLE 0 0 28245 ISHARES TR PFD AND INCM SEC 464288687 206654 6854 SH SOLE 0 0 6854 ISHARES TR MORNINGSTR US EQ 464287127 504993 8535 SH SOLE 0 0 8535 ISHARES TR S&P 500 VAL ETF 464287408 2521165 16314 SH SOLE 0 0 16314 ISHARES TR 7-10 YR TRSY BD 464287440 439064 4794 SH SOLE 0 0 4794 ISHARES TR S&P 500 GRWT ETF 464287309 3162290 46069 SH SOLE 0 0 46069 ISHARES TR U.S. TECH ETF 464287721 318386 3032 SH SOLE 0 0 3032 ISHARES TR RUS 1000 GRW ETF 464287614 3786811 14209 SH SOLE 0 0 14209 ISHARES TR IBOXX INV CP ETF 464287242 513960 5038 SH SOLE 0 0 5038 ISHARES TR ISHS 5-10YR INVT 464288638 509399 10471 SH SOLE 0 0 10471 ISHARES TR MORNINGSTAR VALU 464288109 409313 6276 SH SOLE 0 0 6276 ISHARES TR RUS MD CP GR ETF 464287481 367213 4012 SH SOLE 0 0 4012 ISHARES TR MRGSTR SM CP GR 464288604 233007 5996 SH SOLE 0 0 5996 ISHARES TR CORE S&P SCP ETF 464287804 14315668 151106 SH SOLE 0 0 151106 ISHARES TR 3 7 YR TREAS BD 464288661 221074 1954 SH SOLE 0 0 1954 ISHARES TR MSCI USA MIN VOL 46429B697 394532 5422 SH SOLE 0 0 5422 ISHARES TR MRGSTR MD CP VAL 464288406 2191257 35905 SH SOLE 0 0 35905 ISHARES TR CORE S&P500 ETF 464287200 24753204 57390 SH SOLE 0 0 57390 ISHARES TR SHRT NAT MUN ETF 464288158 489044 4754 SH SOLE 0 0 4754 ISHARES TR RUS 1000 VAL ETF 464287598 4113363 26926 SH SOLE 0 0 26926 ISHARES TR RUS 1000 ETF 464287622 656731 2784 SH SOLE 0 0 2784 ISHARES TR MORNINGSTAR GRWT 464287119 424406 7100 SH SOLE 0 0 7100 ISHARES TR 1 3 YR TREAS BD 464287457 328683 4059 SH SOLE 0 0 4059 ISHARES TR RUS MDCP VAL ETF 464287473 396407 3778 SH SOLE 0 0 3778 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 1611824 32121 SH SOLE 0 0 32121 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 2529589 53457 SH SOLE 0 0 53457 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 729886 29550 SH SOLE 0 0 29550 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1470338 57323 SH SOLE 0 0 57323 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 244156 7012 SH SOLE 0 0 7012 PACER FDS TR US CASH COWS 100 69374H881 663216 13417 SH SOLE 0 0 13417 PROSHARES TR ULTRAPRO QQQ 74347X831 1895198 53206 SH SOLE 0 0 53206 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 370844 2881 SH SOLE 0 0 2881 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2245473 13698 SH SOLE 0 0 13698 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1690257 24564 SH SOLE 0 0 24564 SELECT SECTOR SPDR TR ENERGY 81369Y506 1429732 15817 SH SOLE 0 0 15817 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 266494 8034 SH SOLE 0 0 8034 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 337499 5147 SH SOLE 0 0 5147 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 203214 5965 SH SOLE 0 0 5965 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 277920 1726 SH SOLE 0 0 1726 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1191030 3546 SH SOLE 0 0 3546 SPDR GOLD TR GOLD SHS 78463V107 1529727 8922 SH SOLE 0 0 8922 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 290526 7605 SH SOLE 0 0 7605 SPDR S&P 500 ETF TR TR UNIT 78462F103 1981032 4619 SH SOLE 0 0 4619 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1719977 3754 SH SOLE 0 0 3754 SPDR SER TR NUVEEN BLOOMBERG 78464A284 209361 8789 SH SOLE 0 0 8789 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 419109 4564 SH SOLE 0 0 4564 SPDR SER TR BBG CONV SEC ETF 78464A359 2047542 30200 SH SOLE 0 0 30200 SPDR SER TR S&P DIVID ETF 78464A763 1102402 9585 SH SOLE 0 0 9585 SPDR SER TR PORTFLI TIPS ETF 78464A656 2443576 98373 SH SOLE 0 0 98373 SPDR SER TR AEROSPACE DEF 78464A631 218211 1947 SH SOLE 0 0 1947 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1143642 27275 SH SOLE 0 0 27275 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 835452 21616 SH SOLE 0 0 21616 VANECK ETF TRUST DIGI TRANSFRM 92189H821 778030 141976 SH SOLE 0 0 141976 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 3469851 45752 SH SOLE 0 0 45752 VANECK ETF TRUST HIP SUSTBLE MUNI 92189H813 303079 6919 SH SOLE 0 0 6919 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3472838 46200 SH SOLE 0 0 46200 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2262153 32418 SH SOLE 0 0 32418 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1963667 29282 SH SOLE 0 0 29282 VANGUARD BD INDEX FDS INTERMED TERM 921937819 481321 6656 SH SOLE 0 0 6656 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 834201 17441 SH SOLE 0 0 17441 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2379122 31163 SH SOLE 0 0 31163 VANGUARD INDEX FDS SMALL CP ETF 922908751 1938114 10251 SH SOLE 0 0 10251 VANGUARD INDEX FDS VALUE ETF 922908744 5489448 39799 SH SOLE 0 0 39799 VANGUARD INDEX FDS SM CP VAL ETF 922908611 509389 3194 SH SOLE 0 0 3194 VANGUARD INDEX FDS MID CAP ETF 922908629 1766755 8484 SH SOLE 0 0 8484 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 811689 4167 SH SOLE 0 0 4167 VANGUARD INDEX FDS GROWTH ETF 922908736 384404 1412 SH SOLE 0 0 1412 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2738819 6948 SH SOLE 0 0 6948 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3027585 14253 SH SOLE 0 0 14253 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 949651 24220 SH SOLE 0 0 24220 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 470578 9953 SH SOLE 0 0 9953 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 344476 4822 SH SOLE 0 0 4822 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4895281 31361 SH SOLE 0 0 31361 VANGUARD STAR FDS VG TL INTL STK F 921909768 1330287 24856 SH SOLE 0 0 24856 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1270058 29050 SH SOLE 0 0 29050 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1872091 18109 SH SOLE 0 0 18109 VANGUARD WORLD FD MEGA CAP INDEX 921910873 337922 2225 SH SOLE 0 0 2225 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1067401 8290 SH SOLE 0 0 8290 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1111773 4712 SH SOLE 0 0 4712 WISDOMTREE TR US MIDCAP DIVID 97717W505 279264 6818 SH SOLE 0 0 6818 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 950550 24065 SH SOLE 0 0 24065 WISDOMTREE TR US QTLY DIV GRT 97717X669 315706 4973 SH SOLE 0 0 4973 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 666789 13251 SH SOLE 0 0 13251