0001172661-23-000664.txt : 20230213 0001172661-23-000664.hdr.sgml : 20230213 20230210173742 ACCESSION NUMBER: 0001172661-23-000664 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230210 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE SECURITIES GROUP CORPORATION CENTRAL INDEX KEY: 0001117233 IRS NUMBER: 134120476 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21389 FILM NUMBER: 23613703 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-822-1450 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE SECURITIES GROUP CORP /BD DATE OF NAME CHANGE: 20020312 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001117233 XXXXXXXX 12-31-2022 12-31-2022 false SIGNATURE SECURITIES GROUP CORPORATION

1177 Avenue Of The Americas, 11th Floor New York NY 10036

13F HOLDINGS REPORT 028-21389 000104233 801-67767 N William Maguire 646-822-1450 /s/ William Maguire New York NY 02-10-2023 0 159 284568862 INFORMATION TABLE 2 infotable.xml ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 495137 5549 SH SOLE 5549 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 265453 10933 SH SOLE 10933 0 0 EXCHANGE LISTED FDS TR HIGH YIELD ETF 30151E814 1292327 49801 SH SOLE 49801 0 0 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2347948 46856 SH SOLE 46856 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 8481637 504859 SH SOLE 504859 0 0 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 1248960 26981 SH SOLE 26981 0 0 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 617625 12940 SH SOLE 12940 0 0 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 239494 11388 SH SOLE 11388 0 0 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 1687733 68915 SH SOLE 68915 0 0 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 617125 7776 SH SOLE 7776 0 0 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 414979 4757 SH SOLE 4757 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 424629 10970 SH SOLE 10970 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 618524 4013 SH SOLE 4013 0 0 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 571028 7619 SH SOLE 7619 0 0 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 1727965 39343 SH SOLE 39343 0 0 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1147201 44038 SH SOLE 44038 0 0 FIRST TR EXCHANGE-TRADED FD INDXX INOVTV ETF 33741X201 424278 12388 SH SOLE 12388 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 5257715 196992 SH SOLE 196992 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 467474 10484 SH SOLE 10484 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 961038 16168 SH SOLE 16168 0 0 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 222801 4786 SH SOLE 4786 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 350362 8997 SH SOLE 8997 0 0 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 418101 17341 SH SOLE 17341 0 0 FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 299179 9420 SH SOLE 9420 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U885 374360 12800 SH SOLE 12800 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 278512 7715 SH SOLE 7715 0 0 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 33740F862 263135 7593 SH SOLE 7593 0 0 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 448755 12760 SH SOLE 12760 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 6048287 151548 SH SOLE 151548 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 1292350 62888 SH SOLE 62888 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 414099 14597 SH SOLE 14597 0 0 GOLDMAN SACHS PHYSICAL GOLD UNIT 38150K103 210550 11639 SH SOLE 11639 0 0 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 682215 46158 SH SOLE 46158 0 0 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 364252 13098 SH SOLE 13098 0 0 INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 46138G631 683804 28599 SH SOLE 28599 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 957029 46616 SH SOLE 46616 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 800058 5664 SH SOLE 5664 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8261175 31024 SH SOLE 31024 0 0 ISHARES GOLD TR ISHARES NEW 464285204 2310854 66807 SH SOLE 66807 0 0 ISHARES INC CORE MSCI EMKT 46434G103 650381 13927 SH SOLE 13927 0 0 ISHARES TR USD INV GRDE ETF 464288620 220318 4486 SH SOLE 4486 0 0 ISHARES TR NEW YORK MUN ETF 464288323 725407 13844 SH SOLE 13844 0 0 ISHARES TR MSCI ACWI EX US 464288240 299825 6590 SH SOLE 6590 0 0 ISHARES TR CORE INTL AGGR 46435G672 591030 12430 SH SOLE 12430 0 0 ISHARES TR MSCI USA MMENTM 46432F396 850226 5826 SH SOLE 5826 0 0 ISHARES TR MSCI INTL QUALTY 46434V456 3144746 97090 SH SOLE 97090 0 0 ISHARES TR MORNINGSTAR VALU 464288109 430325 6806 SH SOLE 6806 0 0 ISHARES TR CORE US AGGBD ET 464287226 3851727 39713 SH SOLE 39713 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 413347 4316 SH SOLE 4316 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 278434 2670 SH SOLE 2670 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 1731188 15191 SH SOLE 15191 0 0 ISHARES TR HDG MSCI EAFE 46434V803 678181 25118 SH SOLE 25118 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 426428 5254 SH SOLE 5254 0 0 ISHARES TR CORE DIV GRWTH 46434V621 14544244 290885 SH SOLE 290885 0 0 ISHARES TR GLOBAL REIT ETF 46434V647 235456 10368 SH SOLE 10368 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1022557 9810 SH SOLE 9810 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 258610 3934 SH SOLE 3934 0 0 ISHARES TR MRGSTR SM CP ETF 464288505 405683 8896 SH SOLE 8896 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 846710 11744 SH SOLE 11744 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 669392 13300 SH SOLE 13300 0 0 ISHARES TR CRE U S REIT ETF 464288521 323865 6549 SH SOLE 6549 0 0 ISHARES TR CORE S&P US VLU 464287663 800778 11338 SH SOLE 11338 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1189074 19291 SH SOLE 19291 0 0 ISHARES TR ESG AWARE MSCI 46435U663 243766 7414 SH SOLE 7414 0 0 ISHARES TR MSCI KLD400 SOC 464288570 271222 3778 SH SOLE 3778 0 0 ISHARES TR US HLTHCARE ETF 464287762 272823 962 SH SOLE 962 0 0 ISHARES TR MSCI EAFE ETF 464287465 4602410 70115 SH SOLE 70115 0 0 ISHARES TR MORNINGSTR US EQ 464287127 649584 12340 SH SOLE 12340 0 0 ISHARES TR RUS TP200 GR ETF 464289438 4006476 33240 SH SOLE 33240 0 0 ISHARES TR MBS ETF 464288588 254717 2746 SH SOLE 2746 0 0 ISHARES TR CORE S&P500 ETF 464287200 30026617 78151 SH SOLE 78151 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 7897634 52078 SH SOLE 52078 0 0 ISHARES TR SELECT DIVID ETF 464287168 3090029 25622 SH SOLE 25622 0 0 ISHARES TR U.S. REAL ES ETF 464287739 646084 7674 SH SOLE 7674 0 0 ISHARES TR IBOXX INV CP ETF 464287242 883195 8377 SH SOLE 8377 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1002348 13614 SH SOLE 13614 0 0 ISHARES TR SHORT TREAS BD 464288679 1285341 11694 SH SOLE 11694 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 896200 17989 SH SOLE 17989 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2539843 17508 SH SOLE 17508 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3910365 66843 SH SOLE 66843 0 0 ISHARES TR RUS MID CAP ETF 464287499 6452035 95656 SH SOLE 95656 0 0 ISHARES TR CORE S&P SCP ETF 464287804 21401237 226133 SH SOLE 226133 0 0 ISHARES TR PFD AND INCM SEC 464288687 357869 11722 SH SOLE 11722 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 5040135 28907 SH SOLE 28907 0 0 ISHARES TR MSCI USA ESG SLC 464288802 331476 4027 SH SOLE 4027 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3362215 15694 SH SOLE 15694 0 0 ISHARES TR CORE S&P MCP ETF 464287507 4719219 19510 SH SOLE 19510 0 0 ISHARES TR MORNINGSTAR GRWT 464287119 643051 13209 SH SOLE 13209 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 5726757 92293 SH SOLE 92293 0 0 ISHARES TR TIPS BD ETF 464287176 1339175 12582 SH SOLE 12582 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 1197554 11368 SH SOLE 11368 0 0 ISHARES TR RUS 1000 ETF 464287622 823122 3910 SH SOLE 3910 0 0 ISHARES TR RUS MD CP GR ETF 464287481 310247 3711 SH SOLE 3711 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 203960 4119 SH SOLE 4119 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 810058 15034 SH SOLE 15034 0 0 ISHARES TR MRGSTR MD CP ETF 464288208 1652261 28162 SH SOLE 28162 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 230849 2009 SH SOLE 2009 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1106887 29205 SH SOLE 29205 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2471698 49298 SH SOLE 49298 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 2864183 61542 SH SOLE 61542 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 638342 29349 SH SOLE 29349 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1377536 55568 SH SOLE 55568 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 250094 7317 SH SOLE 7317 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 505217 10290 SH SOLE 10290 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 656459 7295 SH SOLE 7295 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 311986 9686 SH SOLE 9686 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 392410 5944 SH SOLE 5944 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 447328 13080 SH SOLE 13080 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 731227 19800 SH SOLE 19800 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 462337 3403 SH SOLE 3403 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2099738 28166 SH SOLE 28166 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 535916 4149 SH SOLE 4149 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1994722 16030 SH SOLE 16030 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 205263 2090 SH SOLE 2090 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1276088 14589 SH SOLE 14589 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 802644 2418 SH SOLE 2418 0 0 SPDR GOLD TR GOLD SHS 78463V107 1657432 9770 SH SOLE 9770 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 385236 9419 SH SOLE 9419 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2652780 6916 SH SOLE 6916 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1810203 4076 SH SOLE 4076 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 2073043 32220 SH SOLE 32220 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1486103 11878 SH SOLE 11878 0 0 SPDR SER TR S&P BIOTECH 78464A870 457156 5508 SH SOLE 5508 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 500046 5556 SH SOLE 5556 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 209448 4277 SH SOLE 4277 0 0 SPDR SER TR PRTFLO S&P500 HI 78468R788 369229 9329 SH SOLE 9329 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 1217627 47268 SH SOLE 47268 0 0 SPDR SER TR BLOOMBERG INVT 78468R200 350790 11543 SH SOLE 11543 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 2229848 54520 SH SOLE 54520 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 890942 22251 SH SOLE 22251 0 0 VANECK ETF TRUST DIGI TRANSFRM 92189H821 430216 161130 SH SOLE 161130 0 0 VANECK ETF TRUST HIP SUSTBLE MUNI 92189H813 305511 6749 SH SOLE 6749 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1436636 19998 SH SOLE 19998 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1095480 15123 SH SOLE 15123 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 896214 12059 SH SOLE 12059 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3420021 45431 SH SOLE 45431 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 433670 9143 SH SOLE 9143 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 544126 3426 SH SOLE 3426 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 737783 4104 SH SOLE 4104 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2696378 14691 SH SOLE 14691 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 348789 1637 SH SOLE 1637 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3961634 48031 SH SOLE 48031 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 5268203 37531 SH SOLE 37531 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3201088 9111 SH SOLE 9111 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1682375 8254 SH SOLE 8254 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2318808 12129 SH SOLE 12129 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 851994 21857 SH SOLE 21857 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 335546 4768 SH SOLE 4768 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 223306 4906 SH SOLE 4906 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4702765 30970 SH SOLE 30970 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 1336951 25850 SH SOLE 25850 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1403076 33431 SH SOLE 33431 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1027888 9499 SH SOLE 9499 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 421654 3185 SH SOLE 3185 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2093293 8439 SH SOLE 8439 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 239953 2900 SH SOLE 2900 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 614775 1925 SH SOLE 1925 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1188394 16987 SH SOLE 16987 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 276423 4580 SH SOLE 4580 0 0