UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
(Amendment No. 1)
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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EXPLANATORY NOTE
ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
Holders of the Company’s common stock at the close of business on October 25, 2022 (the “Record Date”) were entitled to vote at the Annual Meeting. As of the Record Date, there were 88,990,858 outstanding shares of common stock entitled to vote. A total of 40,978,112 shares of common stock (46.05%), constituting a quorum, were represented in person or by valid proxies at the Annual Meeting.
The stockholders voted on two proposals at the Annual Meeting. The proposals are described in detail in the Company’s definitive proxy statement dated October 28, 2022 and the relevant portions of which are incorporated herein by reference. The final results for the votes regarding each proposal are set forth below.
Proposal 1: The Company’s stockholders elected five directors to the Board of Directors of the Company to serve until the 2023 annual meeting of stockholders. The votes regarding this proposal were as follows:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||||
Yunfei Li | 26,996,038 | 339,464 | 165,791 | 13,476,819 | ||||||||||||
J. Simon Xue | 26,890,800 | 501,777 | 108,715 | 13,476,820 | ||||||||||||
Martha C. Agee | 26,729,232 | 644,993 | 127,067 | 13,476,820 | ||||||||||||
Jianjun He | 26,712,874 | 678,754 | 109,663 | 13,476,821 | ||||||||||||
Xiangyu Pei | 26,733,745 | 639,895 | 127,652 | 13,476,820 |
Proposal 2: The Company’s stockholders ratified the appointment of Centurion ZD CPA & Co. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The votes regarding this proposal were as follows:
Votes For | Votes Against | Abstentions | ||
40,076,307 | 656,693 | 245,112 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CBAK ENERGY TECHNOLOGY, INC. | ||
Date: December 28, 2022 | By: | /s/ Xiangyu Pei |
Xiangyu Pei | ||
Interim Chief Financial Officer |
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