0001213900-22-062971.txt : 20221011
0001213900-22-062971.hdr.sgml : 20221011
20221011062541
ACCESSION NUMBER: 0001213900-22-062971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220422
FILED AS OF DATE: 20221011
DATE AS OF CHANGE: 20221011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Yunfei
CENTRAL INDEX KEY: 0001668641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32898
FILM NUMBER: 221302173
MAIL ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CBAK Energy Technology, Inc.
CENTRAL INDEX KEY: 0001117171
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 880442833
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
BUSINESS PHONE: (86)(411)6251-0619
MAIL ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
FORMER COMPANY:
FORMER CONFORMED NAME: CHINA BAK BATTERY INC
DATE OF NAME CHANGE: 20050214
FORMER COMPANY:
FORMER CONFORMED NAME: MEDINA COFFEE INC
DATE OF NAME CHANGE: 20000626
4
1
ownership.xml
X0306
4
2022-04-22
0
0001117171
CBAK Energy Technology, Inc.
CBAT
0001668641
Li Yunfei
BAK INDUSTRIAL PARK, MEIGUI STREET
HUAYUANKOU ECONOMIC ZONE
DALIAN
F4
116450
CHINA
1
1
1
0
CEO
Stock Option (right to buy)
1.96
2022-04-22
4
A
0
40000
0
A
2027-09-29
Common Stock
40000
40000
D
On November 29, 2021, the reporting person was granted an option to purchase 200,000 shares of common stock. The option vests in 10 equal semi-annual installments based on the CBAT's satisfaction of certain performance criteria for each of the fiscal year ending December 31, 2021, 2022, 2023, 2024 and 2025. The performance criteria for 2021 were met, resulting in vesting of the option as to 20,000 shares on May 30, 2022 and 20,000 shares on November 30, 2022.
/s/ Yunfei Li
2022-10-11