<SEC-DOCUMENT>0001213900-20-038794-index.html : 20201123 <SEC-HEADER>0001213900-20-038794.hdr.sgml : 20201123 <ACCEPTANCE-DATETIME>20201123163400 ACCESSION NUMBER: 0001213900-20-038794 CONFORMED SUBMISSION TYPE: S-3 PUBLIC DOCUMENT COUNT: 11 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CBAK Energy Technology, Inc. CENTRAL INDEX KEY: 0001117171 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 880442833 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-250893 FILM NUMBER: 201338061 BUSINESS ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 BUSINESS PHONE: (86)(411)6251-0619 MAIL ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 FORMER COMPANY: FORMER CONFORMED NAME: CHINA BAK BATTERY INC DATE OF NAME CHANGE: 20050214 FORMER COMPANY: FORMER CONFORMED NAME: MEDINA COFFEE INC DATE OF NAME CHANGE: 20000626 </SEC-HEADER> <DOCUMENT> <TYPE>S-3 <SEQUENCE>1 <FILENAME>ea130246-s3_cbakenergytech.htm <DESCRIPTION>REGISTRATION STATEMENT <TEXT> Document 1 - file: ea130246-s3_cbakenergytech.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea130246ex4-1_cbakenergy.htm <DESCRIPTION>SPECIMEN COMMON STOCK CERTIFICATE OF THE REGISTRANT REPRESENTING SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE <TEXT> Document 2 - file: ea130246ex4-1_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea130246ex4-2_cbakenergy.htm <DESCRIPTION>FORM OF INDENTURE RELATING TO DEBT SECURITIES <TEXT> Document 3 - file: ea130246ex4-2_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>ea130246ex5-1_cbakenergy.htm <DESCRIPTION>OPINION OF SHERMAN & HOWARD L.L.C <TEXT> Document 4 - file: ea130246ex5-1_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.2 <SEQUENCE>5 <FILENAME>ea130246ex5-2_cbakenergy.htm <DESCRIPTION>OPINION OF BEVILACQUA PLLC <TEXT> Document 5 - file: ea130246ex5-2_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>6 <FILENAME>ea130246ex23-1_cbakenergy.htm <DESCRIPTION>CONSENT OF CENTURION ZD CPA & CO., INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 6 - file: ea130246ex23-1_cbakenergy.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>logo_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: logo_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>ex4-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: ex4-1_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>ex4-1_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: ex4-1_002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>ex5-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: ex5-1_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>ex23-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: ex23-1_001.jpg
</DOCUMENT> </SEC-DOCUMENT>