0001213900-19-016960.txt : 20190829 0001213900-19-016960.hdr.sgml : 20190829 20190829202053 ACCESSION NUMBER: 0001213900-19-016960 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190823 FILED AS OF DATE: 20190829 DATE AS OF CHANGE: 20190829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pei Xiangyu CENTRAL INDEX KEY: 0001786555 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32898 FILM NUMBER: 191067661 MAIL ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116450 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBAK Energy Technology, Inc. CENTRAL INDEX KEY: 0001117171 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 880442833 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 BUSINESS PHONE: (86)(411)6251-0619 MAIL ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 FORMER COMPANY: FORMER CONFORMED NAME: CHINA BAK BATTERY INC DATE OF NAME CHANGE: 20050214 FORMER COMPANY: FORMER CONFORMED NAME: MEDINA COFFEE INC DATE OF NAME CHANGE: 20000626 3 1 ownership.xml X0206 3 2019-08-23 0 0001117171 CBAK Energy Technology, Inc. CBAT 0001786555 Pei Xiangyu BAK INDUSTRIAL PARK, MEIGUI STREET HUAYUANKOU ECONOMIC ZONE DALIAN F4 116450 CHINA 0 1 0 0 INTERIM CFO Common Stock 57983 D Restricted Share Units Common Stock 180000 D Including 50,000 restricted shares granted under the Company's 2015 Equity Incentive Plan, which shares vest semi-annually in six equity installments over a three year period with the first vesting on December 31, 2016. Each Restricted Share Unit ("RSU"), granted under the Company's 2015 Equity Incentive Plan, represents a contingent right to receive one share of common stock. The RSUs vest semi-annually in six equal installments over a three year period with the first vesting on September 30, 2019. /s/ Xiangyu Pei 2019-08-29