0001213900-19-016960.txt : 20190829
0001213900-19-016960.hdr.sgml : 20190829
20190829202053
ACCESSION NUMBER: 0001213900-19-016960
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190823
FILED AS OF DATE: 20190829
DATE AS OF CHANGE: 20190829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pei Xiangyu
CENTRAL INDEX KEY: 0001786555
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32898
FILM NUMBER: 191067661
MAIL ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116450
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CBAK Energy Technology, Inc.
CENTRAL INDEX KEY: 0001117171
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 880442833
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
BUSINESS PHONE: (86)(411)6251-0619
MAIL ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
FORMER COMPANY:
FORMER CONFORMED NAME: CHINA BAK BATTERY INC
DATE OF NAME CHANGE: 20050214
FORMER COMPANY:
FORMER CONFORMED NAME: MEDINA COFFEE INC
DATE OF NAME CHANGE: 20000626
3
1
ownership.xml
X0206
3
2019-08-23
0
0001117171
CBAK Energy Technology, Inc.
CBAT
0001786555
Pei Xiangyu
BAK INDUSTRIAL PARK, MEIGUI STREET
HUAYUANKOU ECONOMIC ZONE
DALIAN
F4
116450
CHINA
0
1
0
0
INTERIM CFO
Common Stock
57983
D
Restricted Share Units
Common Stock
180000
D
Including 50,000 restricted shares granted under the Company's 2015 Equity Incentive Plan, which shares vest semi-annually in six equity installments over a three year period with the first vesting on December 31, 2016.
Each Restricted Share Unit ("RSU"), granted under the Company's 2015 Equity Incentive Plan, represents a contingent right to receive one share of common stock. The RSUs vest semi-annually in six equal installments over a three year period with the first vesting on September 30, 2019.
/s/ Xiangyu Pei
2019-08-29