-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UuLcGSbF3oYeYtWpyt53VGoNbSMB4pKjrBXGsAeD1V1L/SppkyRwtKTmadaJHRQ3 dMxtVWJh8ZVItCWFFFXeiQ== 0001144204-09-056350.txt : 20091103 0001144204-09-056350.hdr.sgml : 20091103 20091103213722 ACCESSION NUMBER: 0001144204-09-056350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090626 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODNER RICHARD B CENTRAL INDEX KEY: 0001247608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32898 FILM NUMBER: 091156094 MAIL ADDRESS: STREET 1: 405 STATE HIGHWAY 121 BYPASS STREET 2: BUILDING A, SUITE 250 CITY: LEWISVILLE STATE: TX ZIP: 75067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA BAK BATTERY INC CENTRAL INDEX KEY: 0001117171 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 880442833 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: BAK INDUSTRIAL PARK, NO. 1 BAK STREET STREET 2: KUICHONG TOWN, LONGGANG DISTRICT CITY: SHENZHEN PEOPLE STATE: F4 ZIP: 518119 BUSINESS PHONE: 86-755-8977-0093 MAIL ADDRESS: STREET 1: BAK INDUSTRIAL PARK, NO. 1 BAK STREET STREET 2: KUICHONG TOWN, LONGGANG DISTRICT CITY: SHENZHEN PEOPLE STATE: F4 ZIP: 518119 FORMER COMPANY: FORMER CONFORMED NAME: MEDINA COFFEE INC DATE OF NAME CHANGE: 20000626 4 1 v164728_ex.xml X0303 4 2009-06-26 0 0001117171 CHINA BAK BATTERY INC CBAK 0001247608 GOODNER RICHARD B 6608 EMERALD DR. COLLEYVILLE TX 76034 1 0 0 0 Common Stock, $0.001 par value per share 2009-06-26 4 A 0 5000 0 A 20000 D Grant of restricted shares under China BAK Battery, Inc. Stock Option Plan (the "Restricted Shares") to non-employee director in accordance with the Company's compensation plan for non-employee directors. Twenty-five percent (25%) of the Restricted Shares vested on the grant date, June 26, 2009 (the "Grant Date"), and the remaining seventy-five percent (75%) of the Restricted Shares vest in three installments of twenty-five percent (25%) of the Restricted Shares on the last day of each subsequent calendar quarter, with the first such installment vesting on the last day of the first full calendar quarter after the Grant Date. /s/ Richard B. Goodner 2009-11-03 -----END PRIVACY-ENHANCED MESSAGE-----