0001062993-16-009151.txt : 20160421 0001062993-16-009151.hdr.sgml : 20160421 20160421170627 ACCESSION NUMBER: 0001062993-16-009151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160419 FILED AS OF DATE: 20160421 DATE AS OF CHANGE: 20160421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA BAK BATTERY INC CENTRAL INDEX KEY: 0001117171 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 880442833 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 BUSINESS PHONE: (86)(411)6251-0619 MAIL ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 FORMER COMPANY: FORMER CONFORMED NAME: MEDINA COFFEE INC DATE OF NAME CHANGE: 20000626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xue J. Simon CENTRAL INDEX KEY: 0001531104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32898 FILM NUMBER: 161584660 MAIL ADDRESS: STREET 1: 3353 ROBERT BURNS DRIVE CITY: RICHFIELD STATE: OH ZIP: 44286 FORMER NAME: FORMER CONFORMED NAME: Xue Simon DATE OF NAME CHANGE: 20110926 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2016-04-19 0001117171 CHINA BAK BATTERY INC CBAK 0001531104 Xue J. Simon BAK INDUSTRIAL PARK, MEIGUI STREET HUAYUANKOU ECONOMIC ZONE DALIAN F4 116422 CHINA 1 0 0 0 Common Stock 2016-04-19 4 A 0 30000 0 A 30000 D Grant of restricted shares under China BAK Battery, Inc. 2015 Equity Incentive Plan. The restricted shares vest over a three year period in 6 equal semi-annual installments with the first vesting on December 31, 2016. Simon Xue 2016-04-21