0000899243-20-012168.txt : 20200506 0000899243-20-012168.hdr.sgml : 20200506 20200506193022 ACCESSION NUMBER: 0000899243-20-012168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200505 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polaris Venture Management Co. V, L.L.C. CENTRAL INDEX KEY: 0001439589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854090 BUSINESS ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 781-290-0770 MAIL ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polaris Venture Partners Special Founders' Fund V, L.P. CENTRAL INDEX KEY: 0001439586 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854091 BUSINESS ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 781-290-0770 MAIL ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polaris Venture Partners V, L.P. CENTRAL INDEX KEY: 0001439590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854092 BUSINESS ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 781-290-0770 MAIL ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polaris Venture Partners Entrepreneurs' Fund V, L.P. CENTRAL INDEX KEY: 0001439587 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854093 BUSINESS ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 781-290-0770 MAIL ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polaris Venture Partners Founders' Fund V, L.P. CENTRAL INDEX KEY: 0001439588 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854094 BUSINESS ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 781-290-0770 MAIL ADDRESS: STREET 1: ONE MARINA PARK DRIVE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGUIRE TERRANCE CENTRAL INDEX KEY: 0001117003 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854095 MAIL ADDRESS: STREET 1: C/O POLARIS VENTURE PARTNERS LP STREET 2: 1000 WINTER STREET, SUITE 3350 CITY: WALTHAM STATE: MA ZIP: 02154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flint Jonathan A CENTRAL INDEX KEY: 0001295676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39273 FILM NUMBER: 20854096 MAIL ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 3350 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lyra Therapeutics, Inc. CENTRAL INDEX KEY: 0001327273 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 480 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617-373-4600 MAIL ADDRESS: STREET 1: 480 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 FORMER COMPANY: FORMER CONFORMED NAME: 480 Biomedical, Inc. DATE OF NAME CHANGE: 20120927 FORMER COMPANY: FORMER CONFORMED NAME: Arsenal Vascular, Inc. DATE OF NAME CHANGE: 20110826 FORMER COMPANY: FORMER CONFORMED NAME: Arsenal Medical, Inc. DATE OF NAME CHANGE: 20090414 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-05 0 0001327273 Lyra Therapeutics, Inc. LYRA 0001439589 Polaris Venture Management Co. V, L.L.C. ONE MARINA PARK DRIVE, 10TH FLOOR BOSTON MA 02210 0 0 1 0 0001439586 Polaris Venture Partners Special Founders' Fund V, L.P. ONE MARINA PARK DRIVE, 10TH FLOOR BOSTON MA 02210 0 0 1 0 0001439590 Polaris Venture Partners V, L.P. ONE MARINA PARK DRIVE, 10TH FLOOR BOSTON MA 02210 0 0 1 0 0001439587 Polaris Venture Partners Entrepreneurs' Fund V, L.P. ONE MARINA PARK DRIVE, 10TH FLOOR BOSTON MA 02210 0 0 1 0 0001439588 Polaris Venture Partners Founders' Fund V, L.P. ONE MARINA PARK DRIVE, 10TH FLOOR BOSTON MA 02210 0 0 1 0 0001117003 MCGUIRE TERRANCE ONE MARINA PARK DRIVE, 10TH FLOOR BOSTON MA 02210 0 0 1 0 0001295676 Flint Jonathan A ONE MARINA PARK DRIVE, 10TH FLOOR BOSTON MA 02210 0 0 1 0 Common Stock 2020-05-05 4 C 0 993981 A 993981 I See footnote Common Stock 2020-05-05 4 C 0 19370 A 19370 I See footnote Common Stock 2020-05-05 4 C 0 9936 A 9936 I See footnote Common Stock 2020-05-05 4 C 0 6807 A 6807 I See footnote Common Stock 2020-05-05 4 X 0 17304 8.63 A 1011285 I See footnote Common Stock 2020-05-05 4 S 0 9334 16.00 D 1001951 I See footnote Common Stock 2020-05-05 4 X 0 337 8.63 A 19707 I See footnote Common Stock 2020-05-05 4 S 0 182 16.00 D 19525 I See footnote Common Stock 2020-05-05 4 X 0 173 8.63 A 10109 I See footnote Common Stock 2020-05-05 4 S 0 94 16.00 D 10015 I See footnote Common Stock 2020-05-05 4 X 0 118 8.63 A 6925 I See footnote Common Stock 2020-05-05 4 S 0 64 16.00 D 6861 I See footnote Common Stock 2020-05-05 4 P 0 60308 16.00 A 1062259 I See footnote Common Stock 2020-05-05 4 P 0 1176 16.00 A 20701 I See footnote Common Stock 2020-05-05 4 P 0 603 16.00 A 10618 I See footnote Common Stock 2020-05-05 4 P 0 413 16.00 A 7274 I See footnote Series A-1/C Convertible Preferred Stock 2020-05-05 4 C 0 6268687 D Common Stock 181790 0 I See footnote Series A-1/C Convertible Preferred Stock 2020-05-05 4 C 0 122177 D Common Stock 3543 0 I See footnote Series A-1/C Convertible Preferred Stock 2020-05-05 4 C 0 62687 D Common Stock 1817 0 I See footnote Series A-1/C Convertible Preferred Stock 2020-05-05 4 C 0 42941 D Common Stock 1245 0 I See footnote Series A-2 Convertible Preferred Stock 2020-05-05 4 C 0 3296014 D Common Stock 95583 0 I See footnote Series A-2 Convertible Preferred Stock 2020-05-05 4 C 0 64237 D Common Stock 1862 0 I See footnote Series A-2 Convertible Preferred Stock 2020-05-05 4 C 0 32961 D Common Stock 955 0 I See footnote Series A-2 Convertible Preferred Stock 2020-05-05 4 C 0 22580 D Common Stock 654 0 I See footnote Series A-3 Convertible Preferred Stock 2020-05-05 4 C 0 8610081 D Common Stock 249690 0 I See footnote Series A-3 Convertible Preferred Stock 2020-05-05 4 C 0 167809 D Common Stock 4866 0 I See footnote Series A-3 Convertible Preferred Stock 2020-05-05 4 C 0 86101 D Common Stock 2496 0 I See footnote Series A-3 Convertible Preferred Stock 2020-05-05 4 C 0 58980 D Common Stock 1710 0 I See footnote Series A-4 Convertible Preferred Stock 2020-05-05 4 C 0 7693406 D Common Stock 223107 0 I See footnote Series A-4 Convertible Preferred Stock 2020-05-05 4 C 0 149944 D Common Stock 4348 0 I See footnote Series A-4 Convertible Preferred Stock 2020-05-05 4 C 0 76934 D Common Stock 2231 0 I See footnote Series A-4 Convertible Preferred Stock 2020-05-05 4 C 0 52700 D Common Stock 1528 0 I See footnote Series B Convertible Preferred Stock 2020-05-05 4 C 0 6418387 D Common Stock 186131 0 I See footnote Series B Convertible Preferred Stock 2020-05-05 4 C 0 125094 D Common Stock 3627 0 I See footnote Series B Convertible Preferred Stock 2020-05-05 4 C 0 64183 D Common Stock 1861 0 I See footnote Series B Convertible Preferred Stock 2020-05-05 4 C 0 43966 D Common Stock 1275 0 I See footnote Series C Convertible Preferred Stock 2020-05-05 4 C 0 1988991 D Common Stock 57680 0 I See footnote Series C Convertible Preferred Stock 2020-05-05 4 C 0 38765 D Common Stock 1124 0 I See footnote Series C Convertible Preferred Stock 2020-05-05 4 C 0 19890 D Common Stock 576 0 I See footnote Series C Convertible Preferred Stock 2020-05-05 4 C 0 13625 D Common Stock 395 0 I See footnote Common Warrants 8.63 2020-05-05 4 X 0 17304 D 2020-01-10 2030-01-10 Common Stock 17304 0 I See footnote Common Warrants 8.63 2020-05-05 4 X 0 337 D 2020-01-10 2030-01-10 Common Stock 337 0 I See footnote Common Warrants 8.63 2020-05-05 4 X 0 173 D 2020-01-10 2030-01-10 Common Stock 173 0 I See footnote Common Warrants 8.63 2020-05-05 4 X 0 118 D 2020-01-10 2030-01-10 Common Stock 118 0 I See footnote Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date. The reportable securities are owned directly by Polaris Venture Partners V, L.P. ("PVP V"). Polaris Venture Management Co. V, L.L.C. ("PVM V") is the general partner of PVP V. Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVP V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPE V"). PVM V is the general partner of PVPE V. Each of Flint and McGuire are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVPE V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. Each of Flint and McGuire are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVPSFF V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. Each of Flint and McGuire are the managing members of PVM V and may be deemed to have shared voting and dispositive power over the shares held by PVPFF V. Each of PVM V, Flint and McGuire disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. On May 5, 2020, PVP V exercised a warrant to purchase 17,304 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 9,334 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVP V. The Issuer also paid $10.48 to PVP V in lieu of a fractional share. On May 5, 2020, PVPE V exercised a warrant to purchsae 337 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 182 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVPE V. The Issuer also paid $3.69 to PVPE V in lieu of a fractional share. On May 5, 2020, PVPSFF V exercised a warrant to purchase 173 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 94 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVPSFF V. The Issuer also paid $11.01 to PVPSFF V in lieu of a fractional share. On May 5, 2020, PVPFF V exercised a warrant to purchase 118 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 64 of the warrant shares to pay the exercise price and issued the remaining warrant shares to PVPFF V. The Issuer also paid $5.66 to the PVPFF V in lieu of a fractional share. Flint and McGuire are also the managing members of Polaris Venture Management Co. IV, L.L.C., the sole general partner of each of Polaris Venture Partners IV, L.P. and Polaris Venture Partners Entrepreneurs' Fund IV, L.P. Due to limitations of the EDGAR filing system, this report on Form 4 is one of two reports which are being filed to enable all joint filers to gain access to the EDGAR filing system. /s/ Lauren Crockett, Attorney-in-Fact for Polaris Venture Management Co. V, L.L.C. 2020-05-06 /s/ Lauren Crockett, Attorney-in-Fact for Polaris Venture Management Co. V, L.L.C., general partner of Polaris Venture Partners Special Founders' Fund V, L.P. 2020-05-06 /s/ Lauren Crockett, Attorney-in-Fact for Polaris Venture Management Co. V, L.L.C., general partner of Polaris Venture Partners V, L.P. 2020-05-06 /s/ Lauren Crockett, Attorney-in-Fact for Polaris Venture Management Co. V, L.L.C., general partner of Polaris Venture Partners Entrepreneurs' Fund V, L.P. 2020-05-06 /s/ Lauren Crockett, Attorney-in-Fact for Polaris Venture Management Co. V, L.L.C., general partner of Polaris Venture Partners Founders' Fund V, L.P. 2020-05-06 /s/ Lauren Crockett, Attorney-in-Fact for Terrance G. McGuire 2020-05-06 /s/ Lauren Crockett, Attorney-in-Fact for Jonathan A. Flint 2020-05-06