0001116943-15-000002.txt : 20150408
0001116943-15-000002.hdr.sgml : 20150408
20150408121908
ACCESSION NUMBER: 0001116943-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150408
DATE AS OF CHANGE: 20150408
EFFECTIVENESS DATE: 20150408
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HABERER REGISTERED INVESTMENT ADVISOR INC
CENTRAL INDEX KEY: 0001116943
IRS NUMBER: 310903352
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05833
FILM NUMBER: 15758389
BUSINESS ADDRESS:
STREET 1: 201 E. 5TH STREET, SUITE 1100
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5133818200
MAIL ADDRESS:
STREET 1: 201 E. 5TH STREET, SUITE 1100
CITY: CINCINNATI
STATE: OH
ZIP: 45202
13F-HR
1
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0001116943
XXXXXXXX
03-31-2015
03-31-2015
HABERER REGISTERED INVESTMENT ADVISOR INC
201 E. 5TH STREET, SUITE 1100
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-05833
N
Adonis Caneris
Chief Compliance Officer
5133818200
Adonis Caneris
Cincinnati
OH
04-08-2015
0
329
165204
false
INFORMATION TABLE
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13FTABLE.xml
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COM
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COM
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1250
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1250
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0
ABBVIE INC.
COM
00287Y109
18
300
SH
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0
300
0
0
AMERISOURCEBERGEN CORP.
COM
03073E105
2728
23995
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0
23995
0
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ABBOTT LABORATORIES
COM
002824100
46
1000
SH
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0
1000
0
0
ACCENTURE PLC
COM
G1151C101
71
758
SH
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0
758
0
0
ACTAVIS INC.
COM
G0083B108
684
2297
SH
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0
2297
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AUTOMATIC DATA PROCESSING
COM
053015103
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150
SH
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0
150
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0
THE ADT CORPORATION
COM
00101J106
31
739
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0
739
0
0
AMERICAN ELECTRIC POWER
COM
025537101
56
1000
SH
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0
1000
0
0
AFLAC INC.
COM
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45
700
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0
700
0
0
AMERICAN INT`L GROUP
COM
026874784
1
11
SH
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0
11
0
0
ASANKO GOLD INC.
COM
04341Y105
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1000
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1000
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ALCATEL-LUCENT - SPONSORED ADR
COM
013904305
3
848
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848
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0
APPLIED MATERIALS INC.
COM
038222105
7
300
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300
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AMGEN INC.
COM
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2539
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2539
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AMERICAN SUPERCONDUCTOR CORP.
COM
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AMAZON.COM, INC.
COM
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100
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BLACKROCK MSCI ACWI IMI FD M
COM
AOJFT
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ARCOS DORADOS HOLDINGS INC. - A
COM
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ARM HOLDINGS PLC-SPONS ADR
COM
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221
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ARMOUR RESIDENTIAL REIT INC.
COM
042315101
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6500
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6500
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ASHLAND INC.
COM
044209104
1
10
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10
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ACTIVISION BLIZZARD INC.
COM
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23
1000
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YAMANA GOLD INC.
COM
98462Y100
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ALLIANCEBERNSTEIN GLOBAL HIGH INC FD
COM
01879R106
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ALPINE GLOBAL PREMIER FUND
COM
02083A103
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AMERICAN STATES WATER CO.
COM
029899101
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560
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AMERICAN EXPRESS CO.
COM
025816109
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1500
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1500
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BOEING CO.
COM
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ALIBABA GROUP HOLDING LTD. SPONSORED ADR
COM
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BANK OF AMERICA CORP.
COM
060505104
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BAXTER INTERNATIONAL
COM
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BED, BATH, AND BEYOND
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075896100
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BB&T CORPORATION
COM
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THE BRINK`S COMPANY
COM
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321
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BECTON DICKINSON & CO.
COM
075887109
18
126
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126
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BIOGEN IDEC INC.
COM
09062X103
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BANK OF NEW YORK MELLON CORP
COM
064058100
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BLACKROCK INC.
COM
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2040
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2040
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BALL CORP.
COM
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BRISTOL MYERS SQUIBB
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BANK OF NOVA SCOTIA
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BP PLC ADR
COM
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BERKSHIRE HATHAWAY INC. CLASS B
COM
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BORGWARNER, INC.
COM
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CITIGROUP INC.
COM
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CA INC.
COM
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CARDINAL HEALTH INC.
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CHUBB CORP.
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CHICAGO BRIDGE & IRON
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CDK GLOBAL INC.
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CLOROX CO.
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DEVON ENERGY CORP.
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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INTEL CORPORATION
COM
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COM
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COM
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COM
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COM
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COM
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464287481
98
1001
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0
1001
0
0
ISHARES RUSSELL MIDCAP VALUE
COM
464287473
35
466
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0
466
0
0
ISHARES RUSSELL 3000 VALUE INDEX
COM
464287663
4
32
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0
32
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ISHARES DOW JONES REAL ESTATE
COM
464287739
24
300
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0
300
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ISHARES DOW JONES US INDEX FUND
COM
464287846
6
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0
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JACK IN THE BOX INC
COM
466367109
19
200
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0
200
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JONES LANG LASALLE INCORPORATED
COM
48020Q107
10
61
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0
61
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JOHNSON & JOHNSON
COM
478160104
355
3532
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3532
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J.P. MORGAN CHASE & CO.
COM
46625H100
2311
38152
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38152
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KINROSS GOLD
COM
496902404
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222
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0
222
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KINDER MORGAN INC.
COM
49456B101
92
2193
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0
2193
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COCA COLA
COM
191216100
26
650
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0
650
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KROGER CO.
COM
501044101
2631
34315
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0
34315
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SPDR S & P REGIONAL BANKING
COM
78464A698
13
325
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0
325
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KRAFT FOODS GROUP, INC.
COM
50076Q106
50
579
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L BRANDS INC.
COM
501797104
67
708
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0
708
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LIBERTY STAR URANIUM & METAL
COM
53123T206
0
1750
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0
1750
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LARGO RESOURCES LTD.
COM
517103404
0
400
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0
400
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LINN ENERGY LLC - UNITS
COM
536020100
14
1229
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0
1229
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LKQ CORPORATION
COM
501889208
13
525
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0
525
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ELI LILLY
COM
532457108
97
1337
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0
1337
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LOCKHEED MARTIN CORP.
COM
539830109
51
250
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0
250
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LINCOLN NATIONAL CORP. IND.
COM
534187109
6
100
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0
100
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LOWES COMPANIES INC.
COM
548661107
89
1200
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0
1200
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SOUTHWEST AIRLINES CO.
COM
844741108
44
1000
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0
1000
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MACY`S INC.
COM
55616P104
48
746
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0
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MARRIOTT INTERNATIONAL CLASS A
COM
571903202
8
100
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0
100
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MCDONALD`S CORP.
COM
580135101
105
1079
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0
1079
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MONDELEZ INTERNATIONAL, INC.
COM
609207105
2555
70784
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0
70784
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MEDTRONIC, INC.
COM
G5960L103
60
774
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0
774
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S&P MIDCAP 400 SPDR TRUST
COM
78467Y107
44
158
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0
158
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MANULIFE FINANCIAL CORPORATION
COM
56501R106
13
760
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0
760
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MIDDLEBY CORPORATION
COM
596278101
3
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26
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MARKEL CORPORATION
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570535104
77
100
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0
100
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3M COMPANY
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88579Y101
77
468
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468
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MALLINCKRODT PLC
COM
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51
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ALTRIA GROUP INC.
COM
02209S103
63
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1250
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MERCK & CO. INC.
COM
58933Y105
427
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7428
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MORGAN STANLEY DEAN WITTER & CO.
COM
617446448
11
300
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0
300
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MICROSOFT CORP.
COM
594918104
874
21510
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21510
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MYLAN LABORATORIES, INC.
COM
628530107
135
2273
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2273
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NCR CORP.
COM
62886E108
31
1050
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0
1050
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NEXTERA ENERGY INC.
COM
65339F101
2359
22675
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22675
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NEPTUNE TECHS & BIORESOURCES
COM
64077P108
1
500
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0
500
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NIKE, INC. CLASS B
COM
654106103
42
414
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0
414
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ANNALY MORTGAGE MANAGEMENT
COM
035710409
4
400
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0
400
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NRG ENERGY INC.
COM
629377508
0
3
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3
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NORTEL NETWORKS CORP
COM
656568508
0
67
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67
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NORFOLK SOUTHERN
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655844108
21
200
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200
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NUCOR CORP.
COM
670346105
1913
40244
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40244
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OHA INVESTMENT CORP.
COM
67091U102
1
100
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100
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ORACLE CORP.
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68389X105
2162
50110
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50110
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OCCIDENTAL PETROLEUM
COM
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2622
35917
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35917
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PETROLEO BRASILEIRO S.A.-ADR
COM
71654V408
2
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0
250
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PLUM CREEK TIMBER CO. INC.
COM
729251108
91
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0
2100
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PUBLIC SERVICE ENTERPRISE GROUP INC.
COM
744573106
5
112
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112
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PEPSICO, INC.
COM
713448108
85
887
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0
887
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PFIZER, INC.
COM
717081103
787
22625
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22625
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PROCTER & GAMBLE
COM
742718109
4478
54654
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54654
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PENGROWTH ENERGY TRUST-A
COM
70706P104
27
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PHILIP MORRIS INTERNATIONAL
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113
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PNC FINANCIAL SERVICES GP INC.
COM
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2
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PENTAIR, LTD
COM
G7S00T104
22
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352
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PANERA BREAD COMPANY CLASS `A`
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PIEDMONT NATURAL GAS CO.
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POWER RESOURCE EXPLORATION
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PRUDENTIAL FINANCIAL INC.
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744320102
3
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37
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PROSPECT CAPITAL CORP.
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74348T102
100
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PHILLIPS 66
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QUANTA SERVICES, INC.
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10
362
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362
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POWERSHARES DYNAMIC LARGE CAP VALUE
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500
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PRAXAIR INC.
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74005P104
79
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POWERSHARES CLEANTECH PORTFOLIO
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61
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QUALCOMM, INC.
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747525103
121
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1750
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QEP RESOURCES, INC.
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2
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114
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NASDAQ 100 UNIT TRUST
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15
140
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140
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ROYAL DUTCH SHELL PLC-ADR A
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6
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ROYAL DUTCH SHELL PLC-ADR B
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33
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0
530
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EVEREST RE GROUP LTD.
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G3223R108
17
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0
100
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RED HOT CONCEPTS, INC.
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756601308
0
5153
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0
5153
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TRANSOCEAN LTD.
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H8817H100
6
384
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0
384
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ROSS STORES INC.
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778296103
53
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500
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RYLAND GROUP INC.
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783764103
5
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0
100
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BOSTON BEER COMPANY, INC.
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100557107
9
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33
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STARBUCKS CORP.
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855244109
27
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284
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SEADRILL LTD
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12
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1318
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SPECTRA ENERGY CORP.
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847560109
89
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2463
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SEALED AIR CORPORATION
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81211K100
1213
26625
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26625
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SOFTBANK CORP. - UNSPON ADR
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83404D109
39
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0
1336
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SWIFT ENERGY CO
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870738101
22
10000
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0
10000
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SIGMA-ALDRICH CORPORATION
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826552101
5
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39
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SILEX SYSTEMS LTD
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Q85045104
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300
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300
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THE JM SMUCKER CO.
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832696405
11
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SCHLUMBERGER LTD.
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806857108
1747
20935
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20935
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SCRIPPS NETWORKS INTER - CLASS `A`
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811065101
274
4000
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4000
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SOUTHERN COMPANY
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842587107
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1185
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SIMON PROPERTY GROUP INC.
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100
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SPDR S & P 500 ETF TRUST
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78462F103
2677
12967
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SEMPRA ENERGY
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816851109
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225
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225
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SEVENTY SEVEN ENERGY INC.
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818097107
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28
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28
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SCRIPPS E.W. CO. CLASS A
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811054402
22
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773
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AT&T INC
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00206R102
451
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13820
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TERADATA CORP.
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88076W103
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TE CONNECTIVITY LTD.
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H84989104
30
418
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418
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TFS FINANCIAL CORP
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87240R107
1
100
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TARGET CORP.
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87612E106
47
577
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577
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TJX COMPANIES
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872540109
70
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THERMO FISHER SCIENTIFIC INC.
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182
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TENNANT COMPANY
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880345103
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220
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220
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74144T108
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TRAVELERS COMPANIES INC.
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1262
11675
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89
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698
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698
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800
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TYCO INTERNATIONAL PLC
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UNDER ARMOUR INC. - CLASS `A`
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14
175
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175
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UNITED BANKSHARES INC.
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195
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UIL HOLDINGS CORP
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UNITEDHEALTH GROUP INC
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671
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UNION PACIFIC
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907818108
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550
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550
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U.S. BANCORP
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902973304
2539
58130
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COHEN & STEERS INFRASTRUCTURE FUND
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19248A109
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45320
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0
45320
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1057
9020
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0
9020
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VISA INC. - CLASS `A`
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54449
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54449
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0
10
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VF CORP.
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540
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VANGUARD REIT ETF
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30735
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150
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150
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VANGUARD GROWTH ETF
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496
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4740
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VANGUARD EMERGING MARKETS
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48
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1180
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VERIZON COMMUNICATIONS
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WELLS FARGO & CO.
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35135
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0
35135
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324
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97382A101
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1000
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0
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51
1000
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1000
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14
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14
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WAL-MART STORES, INC.
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931142103
296
3600
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0
3600
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333
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333
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657
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AQUA AMERICA IN.
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03836W103
4
135
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0
135
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27750
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962166104
10
300
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300
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10
200
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0
200
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81369Y506
233
3009
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3009
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SPDR FINANCIAL INDEX
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81369Y605
303
12550
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12550
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275
4931
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4931
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81369Y803
1862
44943
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44943
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SPDR CONSUMER STAPLES SELECT
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38
770
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0
770
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81369Y886
490
11038
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11038
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SPDR HEALTH CARE SELECT SECTOR
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81369Y209
179
2463
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2463
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88
1169
SH
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1169
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EXXON MOBIL CORPORATION
COM
30231G102
355
4175
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0
4175
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EXETER RESOURCE
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301835104
1
1000
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0
1000
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YANDEX NV - A
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2
100
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0
100
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ZAZA ENERGY CORP.
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98919T407
0
100
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0
100
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0
ZWEIG FUND INC.
COM
989834205
21
1382
SH
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0
1382
0
0