0001116943-14-000006.txt : 20141007
0001116943-14-000006.hdr.sgml : 20141007
20141007093640
ACCESSION NUMBER: 0001116943-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141007
DATE AS OF CHANGE: 20141007
EFFECTIVENESS DATE: 20141007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HABERER REGISTERED INVESTMENT ADVISOR INC
CENTRAL INDEX KEY: 0001116943
IRS NUMBER: 310903352
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05833
FILM NUMBER: 141144517
BUSINESS ADDRESS:
STREET 1: 201 E. 5TH STREET, SUITE 1100
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5133818200
MAIL ADDRESS:
STREET 1: 201 E. 5TH STREET, SUITE 1100
CITY: CINCINNATI
STATE: OH
ZIP: 45202
13F-HR
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0001116943
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09-30-2014
09-30-2014
HABERER REGISTERED INVESTMENT ADVISOR INC
201 E. 5TH STREET, SUITE 1100
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-05833
N
Adonis Caneris
Chief Compliance Officer
(513) 381-8200
Adonis Caneris
Cincinnati
OH
10-07-2014
0
433
2097796
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COM
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COM
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550
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COM
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COM
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COM
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ACTAVIS INC.
COM
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ADVANCED CELL TECHNOLOGY INC.
COM
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COM
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COM
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2400
0
0
HANGER, INC.
COM
41043F208
29
1430
SH
SOLE
0
1430
0
0
HILLENBRAND, INC.
COM
431571108
3
100
SH
SOLE
0
100
0
0
HARTFORD FINANCIAL SVCS GROUP
COM
416515104
19
500
SH
SOLE
0
500
0
0
HARLEY-DAVIDSON INC.
COM
412822108
3
50
SH
SOLE
0
50
0
0
HONEYWELL INTERNATIONAL INC.
COM
438516106
42
450
SH
SOLE
0
450
0
0
HEWLETT-PACKARD COMPANY
COM
428236103
53
1498
SH
SOLE
0
1498
0
0
HILL-ROM HOLDINGS, INC.
COM
431475102
4
100
SH
SOLE
0
100
0
0
HSBC HOLDINGS PLC-SPONS ADR
COM
404280406
39
760
SH
SOLE
0
760
0
0
HENRY SCHEIN, INC.
COM
806407102
3
22
SH
SOLE
0
22
0
0
HERSHEY FOODS CORP.
COM
427866108
29
300
SH
SOLE
0
300
0
0
HUMANA INC
COM
444859102
2232
17129
SH
SOLE
0
17129
0
0
HEADWATERS, INC.
COM
42210P102
30
2400
SH
SOLE
0
2400
0
0
ISHARES NASDAQ BIOTECHNOLOGY FD
COM
464287556
27
100
SH
SOLE
0
100
0
0
INT`L BUSINESS MACHINES
COM
459200101
1708
9000
SH
SOLE
0
9000
0
0
ISHARES COHEN & STEERS REALTY MAJORS INDEX FUND
COM
464287564
5
58
SH
SOLE
0
58
0
0
INNOVATIVE CLINICAL SOLUTION, LTD.
COM
45767E305
0
16
SH
SOLE
0
16
0
0
INTEGRATED ENERGY SOLUTIONS
COM
45825V109
0
10000
SH
SOLE
0
10000
0
0
ISHARES D.J. US OIL EQUIPMENT & SVCS
COM
464288844
63
950
SH
SOLE
0
950
0
0
INTERNATIONAL GAME TECHNOLOGY
COM
459902102
869
51540
SH
SOLE
0
51540
0
0
ISHARES CORE S&P MID-CAP ETF
COM
464287507
13420
98141
SH
SOLE
0
98141
0
0
ISHARES S&P MIDCAP 400 VALUE
COM
464287705
10
79
SH
SOLE
0
79
0
0
ISHARES S&P MIDCAP 400 GROWTH
COM
464287606
12
82
SH
SOLE
0
82
0
0
ISHARES CORE S&P SMALL-CAP ETF
COM
464287804
11107
106489
SH
SOLE
0
106489
0
0
INTEL CORPORATION
COM
458140100
550
15792
SH
SOLE
0
15792
0
0
ION GEOPHYSICAL CORPORATION
COM
462044108
1
300
SH
SOLE
0
300
0
0
IMPERIAL RESOURCES INC.
COM
45308Q106
0
5200
SH
SOLE
0
5200
0
0
IRIDIUM COMMUNICATIONS INC.
COM
46269C102
44
4925
SH
SOLE
0
4925
0
0
INTUITIVE SURGICAL INC.
COM
46120E602
35
75
SH
SOLE
0
75
0
0
ILLINOIS TOOL WORKS INC.
COM
452308109
12
141
SH
SOLE
0
141
0
0
ISHARES S&P 500 VALUE INDEX FUND
COM
464287408
5
50
SH
SOLE
0
50
0
0
ISHARES S&P 500 INDEX FUND
COM
464287200
239
1205
SH
SOLE
0
1205
0
0
ISHARES S&P 500 GROWTH INDEX FD
COM
464287309
590
5526
SH
SOLE
0
5526
0
0
ISHARES RUSSELL 1000 INDEX FUND
COM
464287622
176
1602
SH
SOLE
0
1602
0
0
ISHARES RUSSELL 1000 VALUE
COM
464287598
10
103
SH
SOLE
0
103
0
0
ISHARES RUSSELL 1000 GROWTH
COM
464287614
21
225
SH
SOLE
0
225
0
0
ISHARES RUSSELL 2000 INDEX FUND
COM
464287655
15
134
SH
SOLE
0
134
0
0
ISHARES RUSSELL 2000 VALUE INDEX
COM
464287630
24
253
SH
SOLE
0
253
0
0
ISHARES RUSSELL 2000 GROWTH
COM
464287648
13
98
SH
SOLE
0
98
0
0
ISHARES RUSSELL MIDCAP GROWTH INDEX FUND
COM
464287481
124
1401
SH
SOLE
0
1401
0
0
ISHARES RUSSELL MIDCAP VALUE
COM
464287473
33
466
SH
SOLE
0
466
0
0
ISHARES RUSSELL 3000 VALUE INDEX
COM
464287663
4
32
SH
SOLE
0
32
0
0
ISHARES DJ U.S. FINANCIAL INDEX
COM
464287788
17
200
SH
SOLE
0
200
0
0
ISHARES DOW JONES REAL ESTATE
COM
464287739
125
1800
SH
SOLE
0
1800
0
0
ISHARES DOW JONES US INDEX FUND
COM
464287846
5
55
SH
SOLE
0
55
0
0
JACK IN THE BOX INC
COM
466367109
14
200
SH
SOLE
0
200
0
0
JONES LANG LASALLE INCORPORATED
COM
48020Q107
16
126
SH
SOLE
0
126
0
0
JOHNSON & JOHNSON
COM
478160104
648
6083
SH
SOLE
0
6083
0
0
J.P. MORGAN CHASE & CO.
COM
46625H100
3078
51090
SH
SOLE
0
51090
0
0
KINROSS GOLD
COM
496902404
1
222
SH
SOLE
0
222
0
0
KINDER MORGAN ENERGY PARTNERS LP
COM
494550106
93
1000
SH
SOLE
0
1000
0
0
COCA COLA
COM
191216100
3528
82693
SH
SOLE
0
82693
0
0
KROGER CO.
COM
501044101
1025
19715
SH
SOLE
0
19715
0
0
SPDR S & P REGIONAL BANKING
COM
78464A698
31
825
SH
SOLE
0
825
0
0
KRAFT FOODS GROUP, INC.
COM
50076Q106
101
1792
SH
SOLE
0
1792
0
0
L BRANDS INC.
COM
501797104
47
708
SH
SOLE
0
708
0
0
LIBERTY STAR URANIUM & METAL
COM
53123T206
0
1750
SH
SOLE
0
1750
0
0
LARGO RESOURCES LTD.
COM
517103107
1
4000
SH
SOLE
0
4000
0
0
LKQ CORPORATION
COM
501889208
14
525
SH
SOLE
0
525
0
0
ELI LILLY
COM
532457108
91
1402
SH
SOLE
0
1402
0
0
LOCKHEED MARTIN CORP.
COM
539830109
46
250
SH
SOLE
0
250
0
0
LINCOLN NATIONAL CORP. IND.
COM
534187109
5
100
SH
SOLE
0
100
0
0
LOWES COMPANIES INC.
COM
548661107
67
1259
SH
SOLE
0
1259
0
0
L`OREAL COMPANY - ADR
COM
502117203
6
195
SH
SOLE
0
195
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
34
1000
SH
SOLE
0
1000
0
0
LVMH MOET HENNESSY LOUIS ADR
COM
502441306
10
309
SH
SOLE
0
309
0
0
MACY`S INC.
COM
55616P104
52
896
SH
SOLE
0
896
0
0
MASTERCARD INC.
COM
57636Q104
3
40
SH
SOLE
0
40
0
0
MARRIOTT INTERNATIONAL CLASS A
COM
571903202
7
100
SH
SOLE
0
100
0
0
MOBILEYE N.V.
COM
N51488117
7
122
SH
SOLE
0
122
0
0
MCDONALD`S CORP.
COM
580135101
1154
12175
SH
SOLE
0
12175
0
0
MONDELEZ INTERNATIONAL, INC.
COM
609207105
3059
89262
SH
SOLE
0
89262
0
0
MEDTRONIC, INC.
COM
585055106
265
4275
SH
SOLE
0
4275
0
0
S&P MIDCAP 400 SPDR TRUST
COM
78467Y107
39
158
SH
SOLE
0
158
0
0
MANULIFE FINANCIAL CORPORATION
COM
56501R106
15
760
SH
SOLE
0
760
0
0
MIDDLEBY CORPORATION
COM
596278101
6
65
SH
SOLE
0
65
0
0
MCCORMICK & COMPANY
COM
579780206
5
75
SH
SOLE
0
75
0
0
MARKEL CORPORATION
COM
570535104
64
100
SH
SOLE
0
100
0
0
3M COMPANY
COM
88579Y101
240
1693
SH
SOLE
0
1693
0
0
MALLINCKRODT PLC
COM
G5785G107
7
76
SH
SOLE
0
76
0
0
ALTRIA GROUP INC.
COM
02209S103
71
1535
SH
SOLE
0
1535
0
0
THE MOSAIC COMPANY
COM
61945C103
4
100
SH
SOLE
0
100
0
0
MERCK & CO. INC.
COM
58933Y105
1443
24338
SH
SOLE
0
24338
0
0
MARVELL TECHNOLOGY GROUP LTD
COM
G5876H105
43
3215
SH
SOLE
0
3215
0
0
MORGAN STANLEY DEAN WITTER & CO.
COM
617446448
10
300
SH
SOLE
0
300
0
0
MICROSOFT CORP.
COM
594918104
788
17004
SH
SOLE
0
17004
0
0
MAXIM INTEGRATED PRODUCTS
COM
57772K101
0
10
SH
SOLE
0
10
0
0
MYLAN LABORATORIES, INC.
COM
628530107
103
2273
SH
SOLE
0
2273
0
0
MYR GROUP INC / DELAWARE
COM
55405W104
38
1565
SH
SOLE
0
1565
0
0
NETSUITE INC.
COM
64118Q107
18
200
SH
SOLE
0
200
0
0
NORTHERN DYNASTY MINERALS
COM
66510M204
3
5000
SH
SOLE
0
5000
0
0
NCR CORP.
COM
62886E108
75
2250
SH
SOLE
0
2250
0
0
NEXTERA ENERGY INC.
COM
65339F101
2407
25637
SH
SOLE
0
25637
0
0
NEWMONT MINING CORP.
COM
651639106
6
278
SH
SOLE
0
278
0
0
NGP CAPITAL RESOURCES COMPANY
COM
62912R107
1
100
SH
SOLE
0
100
0
0
NIKE, INC. CLASS B
COM
654106103
37
414
SH
SOLE
0
414
0
0
ANNALY MORTGAGE MANAGEMENT
COM
035710409
4
400
SH
SOLE
0
400
0
0
NRG ENERGY INC.
COM
629377508
0
3
SH
SOLE
0
3
0
0
NORTEL NETWORKS CORP
COM
656568508
0
67
SH
SOLE
0
67
0
0
NUSTAR ENERGY L.P.
COM
67058H102
7
100
SH
SOLE
0
100
0
0
NORFOLK SOUTHERN
COM
655844108
50
450
SH
SOLE
0
450
0
0
NESTLE S A SPON. REG. ADRF
COM
641069406
10
142
SH
SOLE
0
142
0
0
NORTHEAST UTILITIES
COM
664397106
15
345
SH
SOLE
0
345
0
0
NUCOR CORP.
COM
670346105
2921
53809
SH
SOLE
0
53809
0
0
NOVO-NORDISK A/S ADR
COM
670100205
11
225
SH
SOLE
0
225
0
0
NOVARTIS AG-ADR
COM
66987V109
8
90
SH
SOLE
0
90
0
0
IPATH S&P GSCI CRUDE OIL TOTAL RETURN INDEX
COM
06738C786
11
500
SH
SOLE
0
500
0
0
OCEAN POWER TECHNOLOGIES INC.
COM
674870308
1
600
SH
SOLE
0
600
0
0
ORACLE CORP.
COM
68389X105
3110
81231
SH
SOLE
0
81231
0
0
ORAMED PHARMACEUTICALS INC.
COM
68403P203
3
334
SH
SOLE
0
334
0
0
OCCIDENTAL PETROLEUM
COM
674599105
5115
53196
SH
SOLE
0
53196
0
0
PANACOS PHARMACEUTICALS INC
COM
69811Q106
0
100
SH
SOLE
0
100
0
0
PETROLEO BRASILEIRO S.A.-ADR
COM
71654V408
8
550
SH
SOLE
0
550
0
0
PLUM CREEK TIMBER CO. INC.
COM
729251108
82
2100
SH
SOLE
0
2100
0
0
PUBLIC SERVICE ENTERPRISE GROUP INC.
COM
744573106
8
227
SH
SOLE
0
227
0
0
PEPSICO, INC.
COM
713448108
399
4287
SH
SOLE
0
4287
0
0
PIONEER ENERGY SERVICES CORP.
COM
723664108
35
2500
SH
SOLE
0
2500
0
0
PETSMART INC.
COM
716768106
6
90
SH
SOLE
0
90
0
0
PFIZER, INC.
COM
717081103
757
25610
SH
SOLE
0
25610
0
0
PROCTER & GAMBLE
COM
742718109
7642
91263
SH
SOLE
0
91263
0
0
PROGRESSIVE CORP.
COM
743315103
10
400
SH
SOLE
0
400
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
167
2000
SH
SOLE
0
2000
0
0
PNC FINANCIAL SERVICES GP INC.
COM
693475105
2
25
SH
SOLE
0
25
0
0
PENTAIR, LTD
COM
G7S00T104
23
352
SH
SOLE
0
352
0
0
PANERA BREAD COMPANY CLASS `A`
COM
69840W108
16
100
SH
SOLE
0
100
0
0
PIEDMONT NATURAL GAS CO.
COM
720186105
10
300
SH
SOLE
0
300
0
0
PORTLAND GENERAL ELECTRIC CO
COM
736508847
64
2000
SH
SOLE
0
2000
0
0
POWER RESOURCE EXPLORATION
COM
73933D100
0
20
SH
SOLE
0
20
0
0
PRUDENTIAL FINANCIAL INC.
COM
744320102
2
23
SH
SOLE
0
23
0
0
PHILLIPS 66
COM
718546104
336
4135
SH
SOLE
0
4135
0
0
E-TRACS UBS LONG PLATINUM ETN
COM
902641786
7
500
SH
SOLE
0
500
0
0
QUANTA SERVICES, INC.
COM
74762E102
13
362
SH
SOLE
0
362
0
0
POWERSHARES DYNAMIC LARGE CAP VALUE
COM
73935X708
30
1000
SH
SOLE
0
1000
0
0
PRAXAIR INC.
COM
74005P104
118
912
SH
SOLE
0
912
0
0
POWERSHARES CLEANTECH PORTFOLIO
COM
73935X278
68
2335
SH
SOLE
0
2335
0
0
QUALCOMM, INC.
COM
747525103
4744
63445
SH
SOLE
0
63445
0
0
QEP RESOURCES, INC.
COM
74733V100
4
114
SH
SOLE
0
114
0
0
NASDAQ 100 UNIT TRUST
COM
73935A104
14
139
SH
SOLE
0
139
0
0
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE
COM
74765E307
0
4
SH
SOLE
0
4
0
0
ROYAL DUTCH SHELL PLC-ADR A
COM
780259206
7
94
SH
SOLE
0
94
0
0
ROYAL DUTCH SHELL PLC-ADR B
COM
780259107
42
530
SH
SOLE
0
530
0
0
EVEREST RE GROUP LTD.
COM
G3223R108
97
600
SH
SOLE
0
600
0
0
RED HOT CONCEPTS, INC.
COM
756601308
0
5153
SH
SOLE
0
5153
0
0
TRANSOCEAN LTD.
COM
H8817H100
12
384
SH
SOLE
0
384
0
0
ROCK-TENN COMPANY-CL A
COM
772739207
34
710
SH
SOLE
0
710
0
0
ROSS STORES INC.
COM
778296103
76
1000
SH
SOLE
0
1000
0
0
RADIOSHACK CORP.
COM
750438103
1
1000
SH
SOLE
0
1000
0
0
RAYTHEON COMPANY
COM
755111507
11
109
SH
SOLE
0
109
0
0
ROYAL BANK OF CANADA
COM
780087102
9
121
SH
SOLE
0
121
0
0
RYLAND GROUP INC.
COM
783764103
3
100
SH
SOLE
0
100
0
0
SAP AG - SPONS ADR
COM
803054204
10
143
SH
SOLE
0
143
0
0
STARBUCKS CORP.
COM
855244109
21
284
SH
SOLE
0
284
0
0
CHARLES SCHWAB CORP.
COM
808513105
13
450
SH
SOLE
0
450
0
0
SPECTRA ENERGY CORP.
COM
847560109
87
2215
SH
SOLE
0
2215
0
0
SEALED AIR CORPORATION
COM
81211K100
1557
44625
SH
SOLE
0
44625
0
0
SOFTBANK CORP. - UNSPON ADR
COM
83404D109
56
1586
SH
SOLE
0
1586
0
0
SIGNATURE GROUP HOLDINGS INC.
COM
82670K102
0
20
SH
SOLE
0
20
0
0
SHILOH INDUSTRIES, INC.
COM
824543102
43
2530
SH
SOLE
0
2530
0
0
SIGMA-ALDRICH CORPORATION
COM
826552101
5
39
SH
SOLE
0
39
0
0
SILEX SYSTEMS LTD
COM
Q85045104
0
300
SH
SOLE
0
300
0
0
THE JM SMUCKER CO.
COM
832696405
35
350
SH
SOLE
0
350
0
0
SCHLUMBERGER LTD.
COM
806857108
3009
29589
SH
SOLE
0
29589
0
0
SM ENERGY CO.
COM
78454L100
8
100
SH
SOLE
0
100
0
0
SCRIPPS NETWORKS INTER - CLASS `A`
COM
811065101
312
4000
SH
SOLE
0
4000
0
0
SANOFI-AVENTIS - ADR
COM
80105N105
11
200
SH
SOLE
0
200
0
0
SOUTHERN COMPANY
COM
842587107
51
1163
SH
SOLE
0
1163
0
0
STRATA OIL & GAS INC.
COM
86270C105
3
12000
SH
SOLE
0
12000
0
0
SONUS NETWORKS INC.
COM
835916107
1
300
SH
SOLE
0
300
0
0
SIMON PROPERTY GROUP INC.
COM
828806109
16
100
SH
SOLE
0
100
0
0
SUPERIOR ENERGY SERVICES, INC.
COM
868157108
49
1500
SH
SOLE
0
1500
0
0
SPARTANNASH COMPANY
COM
847215100
33
1700
SH
SOLE
0
1700
0
0
SPDR S & P 500 ETF TRUST
COM
78462F103
3054
15500
SH
SOLE
0
15500
0
0
SEMPRA ENERGY
COM
816851109
32
300
SH
SOLE
0
300
0
0
SEVENTY SEVEN ENERGY INC.
COM
818097107
1
28
SH
SOLE
0
28
0
0
SCRIPPS E.W. CO. CLASS A
COM
811054402
13
773
SH
SOLE
0
773
0
0
STEINER LEISURE LIMITED
COM
P8744Y102
34
905
SH
SOLE
0
905
0
0
QUESTAR CORP.
COM
748356102
11
490
SH
SOLE
0
490
0
0
SUNCOR ENERGY INC.
COM
867224107
80
2200
SH
SOLE
0
2200
0
0
SUNCOKE ENERGY INC.
COM
86722A103
1
53
SH
SOLE
0
53
0
0
SYSCO CORP.
COM
871829107
8
200
SH
SOLE
0
200
0
0
AT&T INC
COM
00206R102
394
11191
SH
SOLE
0
11191
0
0
TERADATA CORP.
COM
88076W103
44
1050
SH
SOLE
0
1050
0
0
TE CONNECTIVITY LTD.
COM
H84989104
23
418
SH
SOLE
0
418
0
0
TEVA PHARMACEUTICALS - SP ADR
COM
881624209
51
945
SH
SOLE
0
945
0
0
TFS FINANCIAL CORP
COM
87240R107
1
100
SH
SOLE
0
100
0
0
TARGET CORP.
COM
87612E106
100
1599
SH
SOLE
0
1599
0
0
TIBCO SOFTWARE INC
COM
88632Q103
5
200
SH
SOLE
0
200
0
0
TIME INC.
COM
887228104
0
10
SH
SOLE
0
10
0
0
TJX COMPANIES
COM
872540109
59
1000
SH
SOLE
0
1000
0
0
TOYOTA MOTOR CORP-SPONS ADR
COM
892331307
9
80
SH
SOLE
0
80
0
0
THERMO FISHER SCIENTIFIC INC.
COM
883556102
33
275
SH
SOLE
0
275
0
0
TENNANT COMPANY
COM
880345103
15
220
SH
SOLE
0
220
0
0
TRIQUINT SEMICONDUCTOR INC.
COM
89674K103
2
100
SH
SOLE
0
100
0
0
T ROWE PRICE GROUP INC.
COM
74144T108
14
175
SH
SOLE
0
175
0
0
TRAVELERS COMPANIES INC.
COM
89417E109
2293
24409
SH
SOLE
0
24409
0
0
TENARIS SA-ADR
COM
88031M109
11
250
SH
SOLE
0
250
0
0
TETRA TECH, INC.
COM
88162G103
4
160
SH
SOLE
0
160
0
0
TUFFNELL LTD.
COM
89904P104
0
30000
SH
SOLE
0
30000
0
0
TWITTER, INC.
COM
90184L102
16
315
SH
SOLE
0
315
0
0
TIME WARNER INC.
COM
887317303
6
81
SH
SOLE
0
81
0
0
TEXAS INSTRUMENTS
COM
882508104
33
698
SH
SOLE
0
698
0
0
TEXTRON INC.
COM
883203101
29
800
SH
SOLE
0
800
0
0
TYCO INTERNATIONAL LTD
COM
H89128104
66
1479
SH
SOLE
0
1479
0
0
UNITED BANKSHARES INC.
COM
909907107
237
7677
SH
SOLE
0
7677
0
0
UIL HOLDINGS CORP
COM
902748102
3
83
SH
SOLE
0
83
0
0
UNILEVER PLC - SPON ADR
COM
904767704
4
107
SH
SOLE
0
107
0
0
UNILEVER PLC - SPONS ADR
COM
904767704
42
1000
SH
SOLE
0
1000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
488
5655
SH
SOLE
0
5655
0
0
UNION PACIFIC
COM
907818108
114
1050
SH
SOLE
0
1050
0
0
ULTRA PETROLEUM CORP.
COM
903914109
41
1750
SH
SOLE
0
1750
0
0
UNITED PARCEL SERVICE
COM
911312106
0
3
SH
SOLE
0
3
0
0
U.S. BANCORP
COM
902973304
2816
67330
SH
SOLE
0
67330
0
0
COHEN & STEERS INFRASTRUCTURE FUND
COM
19248A109
2385
103032
SH
SOLE
0
103032
0
0
UNITED TECHNOLOGIES
COM
913017109
905
8567
SH
SOLE
0
8567
0
0
VISA INC. - CLASS `A`
COM
92826C839
3545
16616
SH
SOLE
0
16616
0
0
MARRIOTT VACATIONS WORLDWIDE CORPORATION
COM
57164Y107
1
10
SH
SOLE
0
10
0
0
VARIAN MEDICAL SYSTEMS INC.
COM
92220P105
3
42
SH
SOLE
0
42
0
0
VASOMEDICAL INC.
COM
922321104
0
1000
SH
SOLE
0
1000
0
0
VANGUARD SMALL CAP GROWTH FUND
COM
922908595
4
30
SH
SOLE
0
30
0
0
VANGUARD MSCI EAFE
COM
921943858
20
500
SH
SOLE
0
500
0
0
VEECO INSTRUMENTS INC.
COM
922417100
7
199
SH
SOLE
0
199
0
0
VF CORP.
COM
918204108
36
540
SH
SOLE
0
540
0
0
VIACOM INC-B
COM
92553P201
42
542
SH
SOLE
0
542
0
0
VALERO ENERGY CORP
COM
91913Y100
5
100
SH
SOLE
0
100
0
0
VANGUARD REIT ETF
COM
922908553
3092
43040
SH
SOLE
0
43040
0
0
VODAFONE GROUP PLC-SP ADR
COM
92857W308
3
81
SH
SOLE
0
81
0
0
VIRTUAL SCOPICS INC.
COM
928269208
1
150
SH
SOLE
0
150
0
0
VITESSE SEMICONDUCTOR CORP.
COM
928497304
0
5
SH
SOLE
0
5
0
0
VANGUARD VALUE ETF
COM
922908744
8
100
SH
SOLE
0
100
0
0
VANGUARD GROWTH ETF
COM
922908736
648
6500
SH
SOLE
0
6500
0
0
VANGUARD EMERGING MARKETS
COM
922042858
151
3615
SH
SOLE
0
3615
0
0
BARCLAYS BANK PLC IPATH S&P 500 VIX S-T FUTURES ET
COM
06742E711
2
68
SH
SOLE
0
68
0
0
VERIZON COMMUNICATIONS
COM
92343V104
3709
74201
SH
SOLE
0
74201
0
0
WALGREEN CO.
COM
931422109
25
425
SH
SOLE
0
425
0
0
WELLS FARGO & CO.
COM
949746101
1214
23399
SH
SOLE
0
23399
0
0
WHOLE FOODS MARKET, INC.
COM
966837106
12
324
SH
SOLE
0
324
0
0
W HOLDING COMPANY INC.
COM
929251874
0
238
SH
SOLE
0
238
0
0
WILLIAMS COMPANIES INC.
COM
969457100
55
1000
SH
SOLE
0
1000
0
0
WMI HOLDINGS CORP
COM
92936P100
0
14
SH
SOLE
0
14
0
0
WAL-MART STORES, INC.
COM
931142103
329
4300
SH
SOLE
0
4300
0
0
WPCS INTERNATIONAL INC
COM
92931L302
0
1
SH
SOLE
0
1
0
0
WASHINGTON PRIME GROUP
COM
939647103
1
50
SH
SOLE
0
50
0
0
WPX ENERGY INC.
COM
98212B103
8
333
SH
SOLE
0
333
0
0
WESBANCO INC.
COM
950810101
20
657
SH
SOLE
0
657
0
0
AQUA AMERICA IN.
COM
03836W103
6
236
SH
SOLE
0
236
0
0
WHITEWAVE FOODS COMPANY
COM
966244105
222
6100
SH
SOLE
0
6100
0
0
WEYERHAEUSER CO.
COM
962166104
10
300
SH
SOLE
0
300
0
0
SPDR BASIC INDUSTRIES INDEX
COM
81369Y100
12
250
SH
SOLE
0
250
0
0
SPDR ENERGY INDEX
COM
81369Y506
532
5871
SH
SOLE
0
5871
0
0
SPDR FINANCIAL INDEX
COM
81369Y605
703
30350
SH
SOLE
0
30350
0
0
SPDR INDUSTRIAL INDEX
COM
81369Y704
359
6751
SH
SOLE
0
6751
0
0
SPDR TECHNOLOGY INDEX
COM
81369Y803
2586
64812
SH
SOLE
0
64812
0
0
SPDR CONSUMER STAPLES SELECT
COM
81369Y308
52
1145
SH
SOLE
0
1145
0
0
SPDR UTILITIES SELECT SECTOR
COM
81369Y886
754
17925
SH
SOLE
0
17925
0
0
SPDR HEALTH CARE SELECT SECTOR
COM
81369Y209
166
2598
SH
SOLE
0
2598
0
0
SPDR CONSUMER DISCRETIONARY
COM
81369Y407
67
1004
SH
SOLE
0
1004
0
0
EXXON MOBIL CORPORATION
COM
30231G102
2135
22702
SH
SOLE
0
22702
0
0
EXETER RESOURCE
COM
301835104
1
1000
SH
SOLE
0
1000
0
0
YANDEX NV - A
COM
N97284108
3
100
SH
SOLE
0
100
0
0
YUM! BRANDS INC
COM
988498101
1
17
SH
SOLE
0
17
0
0
ZAZA ENERGY CORP.
COM
98919T407
0
100
SH
SOLE
0
100
0
0
ZWEIG FUND INC.
COM
989834205
21
1382
SH
SOLE
0
1382
0
0
ZIMMER HOLDINGS INC
COM
98956P102
2
20
SH
SOLE
0
20
0
0
ZYNEX INC.
COM
98986M103
1
4000
SH
SOLE
0
4000
0
0