0001654954-24-005998.txt : 20240513 0001654954-24-005998.hdr.sgml : 20240513 20240513065547 ACCESSION NUMBER: 0001654954-24-005998 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240513 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 24936818 BUSINESS ADDRESS: STREET 1: 1 ANGEL COURT CITY: LONDON STATE: X0 ZIP: EC2R 7AG BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 1 ANGEL COURT CITY: LONDON STATE: X0 ZIP: EC2R 7AG 6-K 1 a1598o.htm DIRECTOR/PDMR SHAREHOLDING a1598o
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
 
For the month of May, 2024
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
(Translation of registrant's name into English)
 
13/F, One International Finance Centre,
1 Harbour View Street, Central,
Hong Kong, China
 
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F X           Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes              No X
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Avnish Kalra
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Risk and Compliance Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential All Employee Share Purchase Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
Volume(s)
GBP 7.997891
 
50
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
50
 
GBP 7.997891
 
e)
 
Date of the transaction
 
2024-05-10
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Solmaz Altin
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Managing Director, Strategic Business Group (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential All Employee Share Purchase Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 7.997891
50
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
50
 
GBP 7.997891
 
e)
 
Date of the transaction
 
2024-05-10
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Ben Bulmer
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential All Employee Share Purchase Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 7.997891
 
50
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
50
 
GBP 7.997891
 
e)
 
Date of the transaction
 
2024-05-10
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Dennis Tan
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Managing Director, Strategic Business Group (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential All Employee Share Purchase Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 7.997891
 
49
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
49
 
GBP 7.997891
 
e)
 
Date of the transaction
 
2024-05-10
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Catherine Chia
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Human Resources Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential All Employee Share Purchase Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 7.997891
 
50
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
50
 
GBP 7.997891
 
e)
 
Date of the transaction
 
2024-05-10
f)
 
Place of the transaction
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Bill Maldonado 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive Officer Eastspring Investments Group (PDMR) 
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction
 
 
Acquisition of shares through the Prudential All Employee Share Purchase Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
GBP 7.997891
 
49
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
49
 
GBP 7.997891
 
e)
 
Date of the transaction
 
2024-05-10
f)
 
Place of the transaction
 
London Stock Exchange
 
 
 
Additional information
 
About Prudential plc
Prudential plc provides life and health insurance and asset management in 24 markets across Asia and Africa. Prudential's mission is to be the most trusted partner and protector for this generation and generations to come, by providing simple and accessible financial and health solutions. The business has dual primary listings on the Stock Exchange of Hong Kong (2378) and the London Stock Exchange (PRU). It also has a secondary listing on the Singapore Stock Exchange (K6S) and a listing on the New York Stock Exchange (PUK) in the form of American Depositary Receipts. It is a constituent of the Hang Seng Composite Index and is also included for trading in the Shenzhen-Hong Kong Stock Connect programme and the Shanghai-Hong Kong Stock Connect programme.
 
Prudential is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom.
 
https://www.prudentialplc.com/
 
Contact
 
Hannah Perera, Director, Group Reward and Employee Relations and CHRO UK Group HR, +44 (0)20 3977 9529
 
Sylvia Edwards, Deputy Group Secretary, +44 (0)20 3977 9214
 
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
 
Date: 13 May 2024
 
 
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Sylvia Edwards
 
 
 
Sylvia Edwards
 
Deputy Group Secretary