6-K 1 a4049v.htm BLOCK LISTING INTERIM REVIEW Blueprint
 
 
SECURITIES AND EXCHANGE COMMISSION 
 
Washington, D.C. 20549 
 
FORM 6-K 
 
REPORT OF FOREIGN PRIVATE ISSUER 
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934 
 
For the month of November, 2017 
 
PRUDENTIAL PUBLIC LIMITED COMPANY 
 
(Translation of registrant's name into English) 
 
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)


 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X           Form 40-F


Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically and provided to an ris.
 
Date: 2 November 2017
 
Name of applicant:
 
Prudential plc
 
Name of scheme:
 
Prudential Savings-Related Share Option Scheme
 
Period of return:
 
From:
 
1 May 2017
 
To:
 
31 October 2017
 
Balance of unallotted securities under scheme(s) from previous return:
 
87,040 ordinary shares of 5p each
 
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 
Nil
 
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 
62,844 ordinary shares of 5p each
 
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 
24,196 ordinary shares of 5p each
 
 
 
Name of contact:
 
Angela Zeng
 
Telephone number of contact:
 
+44 (0) 20 7548 3943
 
 
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically and provided to an ris.
 
Date: 2 November 2017
 
Name of applicant:
 
Prudential plc
 
Name of scheme:
 
Prudential Long Term Incentive Plan
Prudential Agency Long Term Incentive Plan
 
Period of return:
 
From:
 
1 May 2017
 
To:
 
31 October 2017
 
Balance of unallotted securities under scheme(s) from previous return:
 
1,737,509 ordinary shares of 5p each
 
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 
Nil
 
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 
10,000 ordinary shares of 5p each
 
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 
1,727,509 ordinary shares of 5p each
 
 
 
Name of contact:
 
Angela Zeng
 
Telephone number of contact:
 
+44 (0) 20 7548 3943
 
 
 
 
BLOCK LISTING SIX MONTHLY RETURN
 
Information provided on this form must be typed or printed electronically and provided to an ris.
 
Date: 2 November 2017
 
Name of applicant:
 
Prudential plc
 
Name of scheme:
 
Prudential International Savings-Related Share Option Scheme
Prudential International Savings-Related Share Option Scheme for Non-Employees
 
Period of return:
 
From:
 
1 May 2017
 
To:
 
31 October 2017
 
Balance of unallotted securities under scheme(s) from previous return:
 
683,006 ordinary shares of 5p each
 
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 
Nil
 
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):
 
113,971 ordinary shares of 5p each
 
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:
 
569,035 ordinary shares of 5p each
 
 
 
Name of contact:
 
Angela Zeng
 
Telephone number of contact:
 
+44 (0) 20 7548 3943
 
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Date: 02 November 2017
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Chris Smith
 
 
 
Chris Smith
 
Deputy Group Secretary