-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Is/9BT0ofB+7tJgV7fG6K6ylIFg9qhHUaA29zEfl5glP+nxj9isYGSkQkKKtr2TB krTJHTEN1RgzCKgCyMnMcg== 0001193125-10-231471.txt : 20101019 0001193125-10-231471.hdr.sgml : 20101019 20101019111636 ACCESSION NUMBER: 0001193125-10-231471 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101019 FILED AS OF DATE: 20101019 DATE AS OF CHANGE: 20101019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 101129607 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 d6k.htm FORM 6-K Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of October, 2010

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x             Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨            No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: October 19, 2010

 

PRUDENTIAL PUBLIC LIMITED COMPANY

BY:

 

/S/    SYLVIA EDWARDS        

  Sylvia Edwards
  Assistant Group Secretary


 

PRUDENTIAL PLC ANNOUNCEMENT

Notification of Major Interests in Shares

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

 

2. Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

3. Full name of person(s) subject to the notification obligation:

BlackRock Inc.

 

4. Full name of shareholder(s) (if different from 3.):

N/A

 

5. Date of the transaction and date on which the threshold is crossed or reached:

15 October 2010

 

6. Date on which issuer notified:

18 October 2010

 

7. Threshold(s) that is/are crossed or reached:

Holding has gone below 5%

 

8. Notified details:

8A: Voting rights attached to shares

Class/type of shares: GB0007099541

Situation previous to the Triggering transaction:

 

No of Shares

   No of Voting Rights  

126,398,052

     126,398,052   


 

Resulting situation after the triggering transaction:

 

No of shares

  No of voting rights     % of voting rights  

Direct

  Direct     Indirect     Direct     Indirect  
n/a     n/a        124,416,560        N/A        4.89

8B: Financial Instruments

Resulting situation after the triggering transaction:

 

Type of
financial
instrument

  Expiration date     Exercise/
Conversion
Period/Date
    Number of voting
rights that may be
acquired if the
Instrument is
exercised/
converted
    % of voting rights  
n/a     n/a        n/a        n/a        n/a   

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Type of
financial
instrument

  Exercise price     Expiration date     Exercise/
Conversion
Period/ Date
    Number of
voting rights
instrument
refers to
    % of voting rights  
          Nominal     Delta  
CFD     N/A        N/A        N/A        571,179        0.02     0.02

Total (A+B+C):

 

Number of voting rights

   % of voting rights  

124,987,739

     4.91


 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

BlackRock Investment Management (UK) Limited – 124,987,739 (4.91%)

Proxy Voting:

 

10. Name of the proxy holder:

N/A

 

11. Number of voting rights proxy holder will cease to hold:

N/A 

 

12. Date on which proxy holder will cease to hold voting rights:

N/A

 

13. Additional information:

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for Enquiries

Anneka Kingan, Group Secretariat 020 7548 3807

Company official responsible for making notification

Sylvia Edwards, Assistant Group Secretary 020 7548 3826

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