-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UuQU/+ZKxzVYpxaQs741zza+Q4b3Hn4mjGvU/gz0iJ8Y7g6zIGK//mPz8PTsklWl +UyeSe6htYSKEtKN/MAyhQ== 0001193125-10-064170.txt : 20100323 0001193125-10-064170.hdr.sgml : 20100323 20100323141746 ACCESSION NUMBER: 0001193125-10-064170 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100323 FILED AS OF DATE: 20100323 DATE AS OF CHANGE: 20100323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 10698836 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 d6k.htm FORM 6-K Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of March, 2010

 

 

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

 

 

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.    Form 20-F  x    Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.    Yes  ¨    No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            

 

 

 


PRUDENTIAL PLC ANNOUNCEMENT

Notification of Major Interests in Shares

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

 

  1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

 

  2. Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Full name of person(s) subject to the notification obligation :

CAPITAL RESEARCH AND MANAGEMENT COMPANY

 

  3. Full name of shareholder(s) (if different from 3.):

N/A

 

  4. Date of the transaction and date on which the threshold is crossed or reached :

19 March 2010

 

  5. Date on which issuer notified:

22 March 2010

 

  6. Threshold(s) that is/are crossed or reached:

Holding has gone above 11%

 

  7. Notified details:

8A: Voting rights attached to shares

  Class/type of shares: Ordinary 5p

    Situation previous to the Triggering transaction:

 

No of Shares

   No of Voting Rights

277,207,770

   277,207,770


Resulting situation after the triggering transaction:

 

No of shares

        No of voting
rights
        % of voting
rights
      
Direct    Indirect    Direct    Indirect    Direct    Indirect  

0

   280,291,176    0    280,291,176    N/A    11.0687

8B: Financial Instruments

Resulting situation after the triggering transaction:

 

Type of financial instrument

   Expiration date    Exercise/
Conversion
Period/ Date
   Number of voting
rights that may be
acquired if the
Instrument is
exercised/
converted
   % of voting rights

N/A

           

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

 

Type of financial instrument

   Expiration date    Exercise/
Conversion
Period/ Date
   Number of voting
rights that may be
acquired if the
Instrument is
exercised/
converted
  

 

% of voting rights

            Nominal    Delta

N/A

   N/A    N/A    N/A    N/A    N/A

Total (A+B+C):

 

Number of voting rights

   % of voting rights  

280,291,176

   11.0687

 

  8. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

N/A

Proxy Voting:

 

  9. Name of the proxy holder:

N/A

 

  10. Number of voting rights proxy holder will cease to hold:

N/A


  11. Date on which proxy holder will cease to hold voting rights:

N/A

 

  12. Additional information:

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries

Jennie Webb

020 7548 2027

Company official responsible for making notification

Penny Follows, Shareholder Services and Share Plans Manager

020 7548 3821


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: March 23, 2010

 

PRUDENTIAL PUBLIC LIMITED COMPANY
By:   /S/    PENNY FOLLOWS        
  Penny Follows
  Shareholder Services and Share Plans manager
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