-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A5tfQomfY9R110HkmQaJBgATN0TPpF1YuxznqCrj6WCL5ualaBu/w4yNJfRJbTcU Y8EAU/Z2sdjx0H3wf8yJEg== 0001191638-06-000285.txt : 20060209 0001191638-06-000285.hdr.sgml : 20060209 20060209102630 ACCESSION NUMBER: 0001191638-06-000285 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060209 FILED AS OF DATE: 20060209 DATE AS OF CHANGE: 20060209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 06591217 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 pru200602096k.txt DIRECTOR/PDMR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of February, 2006 PRUDENTIAL PUBLIC LIMITED COMPANY (Translation of registrant's name into English) LAURENCE POUNTNEY HILL, LONDON, EC4R 0HH, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- Enclosures: Director/PDMR Shareholding NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes should in block capital letters. 1. Name of the issuer Prudential plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) P A J Broadley - iii R A Burrows, A M Crossley, P M Maynard - i 3. Name of person discharging managerial responsibilities/director P A J Broadley, R A Burrows, A M Crossley, P M Maynard 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Prudential Services Limited Share Incentive Plan Trust (the Trust) 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest see section 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ordinary shares of 5p each 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Prudential Services Limited Share Incentive Plan Trust (the Trust) 8 State the nature of the transaction A purchase was made on 8 February 2006 of 1,126 ordinary shares in the Company by Yorkshire Building Society (the Trustee of the Trust) at a price of GBP5.65359 per share for the purpose of satisfying the purchase of ordinary shares by eligible employees (including executive directors and persons discharging managerial responsibility ) who have elected to join the Prudential Services Limited Share Incentive Plan (the Plan) and are therefore potential beneficiaries under the Trust for February 2006. The Plan has been approved by the Inland Revenue as a share incentive plan under the Income Tax (Earnings and Pensions) Act 2003. Following the transaction the Trustee will hold12,034 ordinary shares, all of which are held on behalf of eligible employees pursuant to the terms of the Plan. The number of ordinary shares purchased on this date on behalf of the executive directors and persons discharging managerial responsibility participating in the Plan are set out in Section 9 below: 9. Number of shares, debentures or financial instruments relating to shares acquired Trust - 1,126 ordinary shares PAJ Broadley - 28 ordinary shares RA Burrows - 28 ordinary shares AM Crossley - 27 ordinary shares PM Maynard - 27 ordinary shares 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Trust - less than 0.00005% PAJ Broadley - less than 0.000002% RA Burrows - less than 0.000002% AM Crossley - less than 0.000002% PM Maynard less than 0.000002% 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction GBP5.65359 14. Date and place of transaction 8 February 2006, London 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Trust - 12,034 ordinary shares, less than 0.0005% PAJ Broadley - 561,105 ordinary shares, less than 0.03% RA Burrows - 112,693 ordinary shares, less than 0.005% AM Crossley - 138,993 ordinary shares, less than 0.006% PM Maynard - 272,409 ordinary shares, less than 0.02% 16. Date issuer informed of transaction 8 February 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant N/A 18. Period during which or date on which it can be exercised N/A 19. Total amount paid (if any) for grant of the option N/A 20. Description of shares or debentures involved (class and number) N/A 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A 22. Total number of shares or debentures over which options held following notification N/A 23. Any additional information N/A 24. Name of contact and telephone number for queries Jennie Webb, Group Secretarial, 020 7548 2027 Name and signature of duly authorised officer of issuer responsible for making notification Susan Henderson, Deputy Group Secretary, 020 7548 3805 Date of notification 9 February 2006 Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a company whose principal place of business is in the United States of America END SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date 09 February, 2006 PRUDENTIAL PUBLIC LIMITED COMPANY By: /s/ Susan Henderson Susan Henderson Deputy Group Secretary -----END PRIVACY-ENHANCED MESSAGE-----