-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVcquXWxKqPDNvgJUnkIf7gCFL48kn0eh2E9Pac3ePyKm2SHfpTadvaaUNn7fUd5 xTWpvfNLp3Lgu356zTCrkQ== 0001191638-06-000184.txt : 20060126 0001191638-06-000184.hdr.sgml : 20060126 20060126104127 ACCESSION NUMBER: 0001191638-06-000184 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060126 FILED AS OF DATE: 20060126 DATE AS OF CHANGE: 20060126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 06551989 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 pru200601266k2.txt DIRECTOR/PDMR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of January, 2006 PRUDENTIAL PUBLIC LIMITED COMPANY (Translation of registrant's name into English) LAURENCE POUNTNEY HILL, LONDON, EC4R 0HH, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- Enclosures: Director/PDMR Shareholding dated 26 January 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes should in block capital letters. 1. Name of the issuer Prudential plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) Roberto Mendoza - iii Paul Gratton - i 3. Name of person discharging managerial responsibilities/director Roberto Mendoza, Paul Gratton 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person Elizabeth Gratton - wife of Paul Gratton 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest In respect of persons referred to in section 3& 4 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 5p each in Prudential plc Ordinary shares of 50p each in Egg plc 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Roberto Mendoza - shares held in a Nominee Account with Goldman Sachs Paul Gratton - (shares held in own name) & Elizabeth Gratton (shares held in own name) 8 State the nature of the transaction Roberto Mendoza - 67,110 Prudential plc shares acquired on acceptance of Offer by Prudential plc for 300,000 shares in Egg plc. (Egg shareholders are entitled to receive 0.2237 new Prudential shares for every 1 Egg share held) Paul Gratton - 26,521 Prudential plc shares acquired on acceptance of Offer by Prudential plc for 118,559 shares in Egg plc (224 Prudential plc shares on 1,003 Egg shares held by Paul Gratton and 26,297 Prudential plc shares on 117,556 Egg shares held by his wife . Egg shareholders are entitled to receive 0.2237 new Prudential shares for every 1 Egg share held) 9. Number of shares, debentures or financial instruments relating to shares acquired Roberto Mendoza - 67,110 ordinary shares of Prudential plc Paul Gratton - 26,521 ordinary shares of Prudential plc 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) Roberto Mendoza - less than 0.003% Paul Gratton - less than 0.002% 11. Number of shares, debentures or financial instruments relating to shares disposed Roberto Mendoza - 300,000 ordinary shares of Egg plc Paul Gratton - 118,559 ordinary shares of Egg plc 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) Roberto Mendoza - less than 0.04% Paul Gratton - less than 0.02% 13. Price per share or value of transaction See Section 8 14. Date and place of transaction 26 January 2006, London 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Roberto Mendoza - 207,627 ordinary shares of Prudential plc, less than 0.009% 0 ordinary shares of Egg plc Paul Gratton - 140,550 ordinary shares of Prudential plc, less than 0.006% 0 ordinary shares of Egg plc 16. Date issuer informed of transaction 26 January 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant N/A 18. Period during which or date on which it can be exercised N/A 19. Total amount paid (if any) for grant of the option N/A 20. Description of shares or debentures involved (class and number) N/A 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A 22. Total number of shares or debentures over which options held following notification N/A 23. Any additional information N/A 24. Name of contact and telephone number for queries Jennie Webb, Group Secretarial, 020 7548 2027 Name and signature of duly authorised officer of issuer responsible for making notification Susan Henderson, Deputy Group Secretary, 020 7548 3805 Date of notification 26 January 2006 Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a company whose principal place of business is in the United States of America END SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date 26 January 2006 PRUDENTIAL PUBLIC LIMITED COMPANY By: /s/ Susan Henderson Susan Henderson Deputy Group Secretary -----END PRIVACY-ENHANCED MESSAGE-----