-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQedYMwkEPQDpC9dEmJ39CnwR3scjmHfahchpAu6ZM5Tx2l+0GR3i7OIWu9kSmbR OOYpEt05aRJ72QnFspmTzg== 0001191638-05-000816.txt : 20050510 0001191638-05-000816.hdr.sgml : 20050510 20050510120202 ACCESSION NUMBER: 0001191638-05-000816 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050510 FILED AS OF DATE: 20050510 DATE AS OF CHANGE: 20050510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 05814801 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 pru200505106k.txt DIRECTOR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of May 2005 PRUDENTIAL PUBLIC LIMITED COMPANY (Translation of registrant's name into English) LAURENCE POUNTNEY HILL, LONDON, EC4R 0HH, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- Enclosures: Director Shareholding SCHEDULE 11 NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS 1. Name of company Prudential plc 2. Name of director PAJ Broadley, GM Wood 3. Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person's spouse or children under the age of 18 or in respect of a non-beneficial interest See section 6 4. Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified) Prudential Services Limited Share Incentive Plan Trust (the Trust) 5. Please state whether notification relates to a person(s) connected with the director named in 2 above and identify the connected person(s) Prudential Services Limited Share Incentive Plan Trust (the Trust) 6. Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary A purchase was made on 9 May 2005 of 1,169 ordinary shares in the Company by Yorkshire Building Society (the Trustee of the Trust) at a price of GBP4.8035 per share for the purpose of satisfying the purchase of ordinary shares by eligible employees (including executive directors) who have elected to join the Prudential Services Limited Share Incentive Plan (the Plan) and are therefore potential beneficiaries under the Trust for May 2005. The Plan has been approved by the Inland Revenue as a share incentive plan under the Income Tax (Earnings and Pensions) Act 2003. Following the transaction the Trustee will hold 1,169 ordinary shares, all of which are held on behalf of eligible employees pursuant to the terms of the Plan. The number of ordinary shares purchased on this date on behalf of the executive directors participating in the Plan were as follows: PAJ Broadley - 32 ordinary shares GM Wood - 32 ordinary shares 7. Number of shares / amount of stock acquired Trust 1,169 ordinary shares PAJB Broadley 32 ordinary shares GM Wood 32 ordinary shares 8. Percentage of issued class Trust Less than 0.00005% PAJB Broadley Less than 0.000002% GM Wood Less than 0.000002% 9. Number of shares/amount of stock disposed N/A 10. Percentage of issued class N/A 11. Class of security Ordinary shares of 5p each 12. Price per ordinary share GBP4.8035 13. Date of transaction 10 May 2005 14. Date company informed 10 May 2005 15. Total holding following this notification Trust 1,169 shares PAJ Broadley 557,201 shares GM Wood 650,022 shares 16. Total percentage holding of issued class following this notification Trust Less than 0.00005% PAJ Broadley Less than 0.03% GM Wood Less than 0.03% If a director has been granted options by the company please complete the following boxes. 17. Date of grant N/A 18. Period during which or date on which exercisable N/A 19. Total amount paid (if any) for grant of the option N/A 20. Description of shares or debentures involved: class, number N/A 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise N/A 22. Total number of shares or debentures over which options held following this notification N/A 23. Any additional information 24. Name of contact and telephone number for queries Jennie Webb, Group Secretarial, 020 7548 2027 25. Name and signature of authorised company official responsible for making this notification Vanessa Jones, Deputy Group Secretary, 020 7548 3805 Date of Notification 10 May 2005 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date 10 May 2005 PRUDENTIAL PUBLIC LIMITED COMPANY By: /s/ Vanessa Jones Deputy Group Secretary -----END PRIVACY-ENHANCED MESSAGE-----