-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUQDoVl2TR3+/MEq1JHKskPMm072t8B/Wz6eNWDNpGKux6Vt50+UtlR+os+RlbKz vUpVaLDJRXIGeTG1Jrw/zw== 0001191638-04-002213.txt : 20041230 0001191638-04-002213.hdr.sgml : 20041230 20041230092513 ACCESSION NUMBER: 0001191638-04-002213 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041230 FILED AS OF DATE: 20041230 DATE AS OF CHANGE: 20041230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 041232501 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 pru200412306k.txt DIRECTOR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of December 2004 PRUDENTIAL PUBLIC LIMITED COMPANY (Translation of registrant's name into English) LAURENCE POUNTNEY HILL, LONDON, EC4R 0HH, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- Enclosures: Director Shareholding PRUDENTIAL PLC ANNOUNCEMENT Schedule 11 - Notification of Interests of Directors and Connected Persons Holders in Prudential plc No of Reports in announcement: 1. Name of director: JW Bloomer, PAJ Broadley, MGA McLintock, M Norbom, GM Wood, C Manning 2. Please state whether notification indicates that it is in respect of holding of the director named in 1 above or holding of that person's spouse or children under the age of 18 or in respect of a non-beneficial interest: N/A 3. Name of registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified): BWCI Trust Company Limited 4. Please state whether notification relates to a person(s) connected with the director named in 1 above and identify the connected person(s): Employee Benefit Trust 5. Please state the nature of the transaction. For PEP transactions please indicate whether general/single/Company on PEP and if discretionary/ non-discretionary: Each of the executive directors of the Company named above technically became interested on 29 December 2004 in 811,580 ordinary shares of 5p each in the Company, by virtue of the Prudential plc Employee Share Trust purchasing such shares and the executive directors named above being potential beneficiaries under the Trust. The trust is a discretionary trust in which each of the executive directors is, together with other employees of the Group, a beneficiary and each of the executive directors is therefore treated as having an interest in all of the shares in the trust. 6. Number of shares/amount of stock acquired: 811,580 7. Percentage of issued class: Less than 0.04% 8. Number of shares/amount of stock disposed: N/A 9. Percentage of issued class: N/A 10. Class of security: Shares of 5p each 11. Price per share: 449.9946p 12. Date of transaction: 29th December 2004 13. Date company informed: 29th December 2004 14. Total holding following this transaction: 5,412,900 15. Total percentage holding of issued class following this notification: Less than 0.3% If a director has been granted options by the company, please complete the following fields: 16. Date of grant: N/A 17. Period during which or date on which exercisable: N/A 18. Total amount paid (if any) for grant of the option: N/A 19. Description of shares or debentures involved: class, number: N/A 20. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise: N/A 21. Total number of shares or debentures over which options held following this notification: N/A Additional information: -ENDS- Contact name for Enquiries Penny Follows 020 7548 3821 Company official responsible for making notification Robert Walker, Deputy Group Secretary 020 7548 3848 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date December 30, 2004 PRUDENTIAL PUBLIC LIMITED COMPANY By: /s/ John Price Deputy Group Secretary -----END PRIVACY-ENHANCED MESSAGE-----