-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RetumAuwAjvYoji36Tk0tlIWna4XLn2PPPRNTgldSitD9slQmomw5PcK60JQWQqe vEN3HDEk6g4Je3CGgzn/mA== 0001191638-04-001916.txt : 20041112 0001191638-04-001916.hdr.sgml : 20041111 20041112072448 ACCESSION NUMBER: 0001191638-04-001916 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041111 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 041135068 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 pru200411116k.txt DIRECTOR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November, 2004 PRUDENTIAL PUBLIC LIMITED COMPANY (Translation of registrant's name into English) LAURENCE POUNTNEY HILL, LONDON, EC4R 0HH, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- Enclosures: Director Shareholding SCHEDULE 11 NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS 1. Name of company Prudential plc 2. Name of director Jonathan Bloomer, Philip Broadley, Sir David Clementi, Michael McLintock, Kathleen O'Donovan, James Ross, Robert Rowley, G Mark Wood 3. Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person's spouse or children under the age of 18 or in respect of a non-beneficial interest Directors named above & spouse where applicable 4. Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified) Jonathan Bloomer & A E J Bloomer - in own name Jonathan Bloomer - shares held in Strand Nominees Account, Charles Stanley Asset Management ISA and a Prudential PEP Philip Broadley & G E Broadley - in own name Sir David Clementi & Lady Clementi - shares held in Kleinwort Benson Nominee Account Michael McLintock - in own name and Brewin Nominees Limited Account Kathleen O'Donovan - shares held in James Capel Nominees ISA James Ross - in own name Robert Rowley - in own name Robert Rowley & Judith Rowley - shares held in Halifax ISA G Mark Wood - in own name 5. Please state whether notification relates to a person(s) connected with the director named in 2 above and identify the connected person(s) See point 7 6. Please state the nature of the transaction. For PEP/ISA transactions please indicate whether general/single co PEP and if discretionary/ non discretionary Take up of shares under the Prudential plc Rights Issue 7. Number of shares / amount of stock acquired Jonathan Bloomer 1,326 ordinary shares (1,010 shares in the name of the Director and 316 shares in the name of his spouse) Strand Nominee Account - 25,826 ordinary shares Charles Stanley Asset management ISA - 143 ordinary shares Prudential PEP - 231 ordinary shares Philip Broadley 2,436 ordinary shares (2,339 shares in the name of the Director and 97 shares in the name of his spouse) Sir David Clementi 2,373 ordinary shares (2,234 shares in the name of the Chairman and 139 shares in the name of his spouse) Michael McLintock 177 ordinary shares in his name Brewin Nominees Limited - 7,778 ordinary shares Kathleen O'Donovan - 416 ordinary shares James Ross - 630 ordinary shares Robert Rowley 4,117 ordinary shares in his own name Halifax ISA 1,588 ordinary shares (862 shares in the name of the Director and 726 shares in the name of his spouse) G Mark Wood - 5,118 ordinary shares 8. Percentage of issued class Jonathan Bloomer Less than 0.002% Philip Broadley Less than 0.0002% Sir David Clementi Less than 0.0001% Michael McLintock Less than 0.0004% Kathleen O'Donovan Less than 0.00002% James Ross - Less than 0.00003% Robert Rowley Less than 0.0003% G Mark Wood Less than 0.0003% 9. Number of shares/amount of stock disposed N/A 10. Percentage of issued class N/A 11. Class of security Prudential ordinary shares of 5p each 12. Price per share 308p 13. Date of transaction 11 November 2004 14. Date company informed 11 November 2004 15. Total holding following this notification Jonathan Bloomer (1,668,339 ordinary shares) Philip Broadley ( 443,749 ordinary shares) Sir David Clementi (16,615 ordinary shares) Michael McLintock (245,154 ordinary shares) Kathleen O'Donovan (6,893 ordinary shares) James Ross (4,414 ordinary shares) Robert Rowley (40,248 ordinary shares) G Mark Wood (577,542 ordinary shares) 16. Total percentage holding of issued class following this notification Jonathan Bloomer Less than 0.08% Philip Broadley Less than 0.02% Sir David Clementi Less than 0.0007% Michael McLintock Less than 0.02% Kathleen O'Donovan Less than 0.0003% James Ross - Less than 0.0002% Robert Rowley Less than 0.002% G Mark Wood Less than 0.03% If a director has been granted options by the company please complete the following boxes. 17. Date of grant N/A 18. Period during which or date on which exercisable N/A 19. Total amount paid (if any) for grant of the option N/A 20. Description of shares or debentures involved: class, number N/A 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise N/A 22. Total number of shares or debentures over which options held following this notification N/A 23. Any additional information 24. Name of contact and telephone number for queries Jennie Webb, 020 7548 6027 25. Name and signature of authorised company official responsible for making this notification Robert Walker, Deputy Group Secretary, 020 7548 3848 Date of Notification 11 November 2004 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: 11 November, 2004 PRUDENTIAL PUBLIC LIMITED COMPANY By: /s/ John Price John Price Deputy Group Secretary -----END PRIVACY-ENHANCED MESSAGE-----