-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I4qx+fj2AuEkRMikz4tCu2KRE3wBzUE49cBUJwOnhQhzLp7uXPLHfzti4GGV6N3z wz5fgbwbiO33cEj5PFjrZQ== 0001191638-04-001367.txt : 20040804 0001191638-04-001367.hdr.sgml : 20040804 20040804083214 ACCESSION NUMBER: 0001191638-04-001367 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040804 FILED AS OF DATE: 20040804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 04949977 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 pru200408046k.txt DIRECTOR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August, 2004 PRUDENTIAL PUBLIC LIMITED COMPANY (Translation of registrant's name into English) LAURENCE POUNTNEY HILL, LONDON, EC4R 0HH, ENGLAND (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- Enclosures: Director Shareholding 4 August 2004 PRUDENTIAL PLC ANNOUNCEMENT Schedule 11 - Notification of Interests of Directors and Connected Persons Holders in Prudential plc No of Reports in announcement: 1. Name of director: Jonathan Bloomer, Philip Broadley, Mark Norbom, Michael McLintock, G Mark Wood, Clark Manning 2. Please state whether notification indicates that it is in respect of holding of the director named in 1 above or holding of that person's spouse or children under the age of 18 or in respect of a non-beneficial interest: Directors named above 3. Name of registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified): BWCI Trust Company Limited 4. Please state whether notification relates to a person(s) connected with the director named in 1 above and identify the connected person(s): N/A 5. Please state the nature of the transaction. For PEP transactions please indicate whether general/single/Company on PEP and if discretionary/ non-discretionary: See additional information 6. Number of shares/amount of stock acquired: See additional information 7. Percentage of issued class: See additional information 8. Number of shares/amount of stock disposed: N/A 9. Percentage of issued class: N/A 10. Class of security: Ordinary shares of 5p each in Prudential plc 11. Price per share: GBP 3.983 12. Date of transaction: 3 August 2004 13. Date company informed: 3 August 2004 14. Total holding following this transaction: See additional information 15. Total percentage holding of issued class following this notification: See additional information If a director has been granted options by the company, please complete the following fields: 16. Date of grant: N/A 17. Period during which or date on which exercisable: N/A 18. Total amount paid (if any) for grant of the option: N/A 19. Description of shares or debentures involved: class, number: N/A 20. Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise: N/A 21. Total number of shares or debentures over which options held following this notification: N/A Additional information: Acquisition of an interest in a maximum number of shares capable of vesting in the beneficial ownership of the above named directors on 2 April 2007 by virtue of a conditional award under the rules of the Prudential Restricted Share Plan. (a) Director (b) No of Shares Acquired (c) Percentage holding of Class (a) Jonathan Bloomer (b) 401,708 shares (c) Less than 0.02% (Total Holding: 1,217,313 shares, Percentage of Class: Less than 0.07%) (a) Philip Broadley (b) 200,854 shares (c) Less than 0.01% (Total Holding: 432,823 shares, Percentage of Class: Less than 0.03%) (a) Mark Norbom (b) 190,811 shares (c) Less than 0.01% (Total Holding: 193,311 shares, Percentage of Class: Less than 0.01%) (a) Michael McLintock (b) 64,274 shares (c) Less than 0.004% (Total Holding: 185,784 shares, Percentage of Class: Less than 0.01%) (a) G Mark Wood (b) 200,854 shares (c) Less than 0.01% (Total Holding: 547,338 shares, Percentage of Class: Less than 0.03%) (a) Clark Manning (b) 186,995 shares (c) Less than 0.01% (Total Holding: 459,817shares, Percentage of Class: Less than 0.03%) -ENDS- Contact name for Enquiries Jennie Webb 020 7548 6027 Company official responsible for making notification John Price, Deputy Group Secretary 020 7548 3805 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date 4 August 2004 PRUDENTIAL PUBLIC LIMITED COMPANY By: /s/ John Price Deputy Group Secretary -----END PRIVACY-ENHANCED MESSAGE-----