-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ty+MyMusxz5TSC9xjsly5euxMaLNdBHsoBT+h/2NxBvFl952crpy/bBAW8qXH3cm 47UAGa6MYdyyyzvamhdr7w== 0000950130-10-003198.txt : 20100602 0000950130-10-003198.hdr.sgml : 20100602 20100602103859 ACCESSION NUMBER: 0000950130-10-003198 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100602 FILED AS OF DATE: 20100602 DATE AS OF CHANGE: 20100602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 10871713 BUSINESS ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: LAURENCE POUNTNEY HILL CITY: LONDON ENGLAND STATE: X0 ZIP: EC4R OHH 6-K 1 d6k.htm FORM 6-K Form 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of June, 2010

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant’s name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F  x            Form 40-F  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨             No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-                    

 

 

 

PRUDENTIAL PLC ANNOUNCEMENT

Notification of Major Interests in Shares

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

 

  1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

 

  2. Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

 

  3. Full name of person(s) subject to the notification obligation :

Legal & General Group Plc (L&G)

 

  4. Full name of shareholder(s) (if different from 3.):

Legal & General Assurance (Pensions Management) Limited (PMC)

 

  5. Date of the transaction and date on which the threshold is crossed or reached :

28 May 2010

 

  6. Date on which issuer notified:

1 June 2010

 

  7. Threshold(s) that is/are crossed or reached:

L&G (from 4% to 3%)

 

  8. Notified details:

8A: Voting rights attached to shares

Class/type of shares:

Ordinary 5p

Situation previous to the Triggering transaction:

 

No of Shares

    No of Voting Rights

102,304,755

    102,304,755

Resulting situation after the triggering transaction:

 

No of shares

    No of voting rights         % of voting rights      
     Direct    Indirect    Direct     Indirect

98,291,088

    98,291,088       3.87 %   

8B: Financial Instruments

Resulting situation after the triggering transaction:

 

Type of financial instrument

    Expiration date    Exercise/
Conversion
Period/ Date		    Number of voting
rights that may be
acquired if the
Instrument  is
exercised/
converted		    % of voting rights

N/A

            

Total (A+B+C):

 

Number of voting rights

    % of voting rights  

98,291,088

    3.87 % 

 

  9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Legal & General Group Plc (Direct and Indirect) (Group)

Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect)

Legal & General Investment Management Limited (Indirect) (LGIM)

Legal & General Group Plc (Direct) (L&G) (98,291,088 – 3.87% = LGAS, LGPL & PMC)

Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) (82,998,119 – 3.26% = PMC)

Legal & General Assurance (Pensions Management) Limited (PMC) (82,998,119 – 3.26% = PMC)

Legal & General Insurance Holdings Limited (Direct) (LGIH)

Legal & General Assurance Society Limited (LGAS & LGPL)

Legal & General Pensions Limited (Direct) (LGPL)

Proxy Voting:

 

  10. Name of the proxy holder:

N/A

 

  11. Number of voting rights proxy holder will cease to hold:

N/A

 

  12. Date on which proxy holder will cease to hold voting rights:

N/A

 

  13. Additional information:

Notification using the total voting rights figure of 2,539,013,008

Notification under DTR Sourcebook

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principle place of business is in the United States of America.

Contact name for Enquiries

Jennie Webb

020 7548 2027

Company official responsible for making notification

Clive Burns, Head of Group Secretariat

020 7548 3805

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: June 2, 2010

 

PRUDENTIAL PUBLIC LIMITED COMPANY
By:  

/s/    CLIVE BURNS        

  Clive Burns
  Head of Secretariat
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