EX-1.01 2 formsdcmr2014final052620.htm EXHIBIT 1.01 formsdcmr2014final052620
    Exhibit 1.01 Avaya Inc. Conflict Minerals Report Reporting Period: January 1, 2014 – December 31, 2014 Avaya Company Overview Avaya is a leading provider of contact center, unified communications and networking products and services designed to help enterprise and midmarket businesses increase workforce productivity, customer engagement, and customer lifetime value, with the ultimate objective of higher revenue and profitability for our customers. Our products and services portfolio spans software, hardware, professional and support services, and cloud services. These fall under three reporting segments: • Global Communications Solutions, or GCS, encompass all of our real-time collaboration, contact center and unified communications software and hardware. Unified communications integrates real-time communication services including telephony, e-mail, instant messaging and video. Examples in GCS include audio conferencing systems; mobile video software, software that runs contact center operations such as call routing; software that enables mobile access to the company network for employees; and hardware such as phones, gateways, and servers. This reporting segment also includes a development platform, which allows our customers and third parties to adapt our technology by creating custom applications, workflows, and environments for their unique needs and allows them to integrate Avaya’s capabilities into their existing infrastructure. GCS also includes cloud-supporting software and hardware products, which make it possible to use our contact center and unified communications products via the cloud. • Avaya Networking includes our advanced fabric networking technology which offers a virtualized network designed to be simple to deploy, agile and resilient. This reporting segment also includes products such as Ethernet switches and routers; wireless networking; and access control products that enforce role- and policy- based access to the network. Our fabric networking technology is flexible and extensible to legacy network systems, which gives customers the option to upgrade to new contact center and unified communications technology while maintaining their existing infrastructure, if desired. • Avaya Global Services, or AGS, includes professional and support services designed to help our customers maximize the benefits of using our products and technology. Our services include support for implementation, deployment, monitoring, troubleshooting, optimization, and more. This reporting segment also includes our cloud and managed services, which enable customers to take advantage of our technology in a private, hybrid, or public cloud environment. The majority of our revenue in this reporting segment is recurring in nature, based on multi-year services contracts.


 
    Avaya’s Conflict Minerals Disclosures for the Period of January 1, 2014 to December 31, 2014 On May 28, 2015, Avaya Inc. (“Avaya”, the “Company,” “we,” “us” or “our”) filed Form SD with the US Securities and Exchange Commission (the “SEC”) pursuant to Rule 13p-1of the Securities Exchange Act of 1934, as amended, and the instructions to Form SD (together, the “Regulations”). Pursuant to the Regulations, the Company conducted a reasonable country of origin inquiry (“RCOI”) with respect to “conflict minerals” (as defined in the Regulations) that are used in the Company’s products where the Company believes they are necessary to the functionality or production of such products. As with our original filing in 2014, the RCOI was limited to those products (i) contracted by the Company to be manufactured and (ii) required to be reported herein (collectively, the “Products”). Background on Avaya’s Conflict Minerals Program The Avaya Conflict Minerals Program (the “Program”) includes Avaya’s Conflict Minerals Policy (located at http://www.avaya.com/usa/about‐avaya/our‐company/corporate‐responsibility/marketplace) and related Standard Operating Procedures (“SOP”) that together define Avaya’s process for maintaining the Program according to the following eight (8) steps: 1. Determination of Product Applicability 2. The RCOI 3. Evaluation of Supplier Responses 4. Avaya’s Due Diligence Program 5. Internal Reporting of Results and Supplier Risk Mitigation 6. Third-party Audit of Avaya’s Due Diligence Process 7. Annual disclosure on the SEC Form SD, and if necessary the Conflict Minerals Report (CMR) 8. Annual Review of the Conflict Minerals Policy, Standard Operating Procedures, and the Supplier Risk Assessment. Calendar Year 2014 Results Following the Company’s identification of Products covered by the Regulations, the Company conducted its RCOI. Avaya engages an outsourced model for some design and all manufacture of our products and solutions so the scope of the RCOI included Avaya Electronic Manufacturing Services (“EMS”) providers, original design Manufacturers (“ODMs”), and Avaya-controlled suppliers (collectively, with the EMS providers and the ODMs, the “Suppliers”) of parts and components used in Avaya-designed hardware products that were sold to customers during calendar year 2014. Finished products obtained from original equipment manufacturers in which case the designs were not influenced by Avaya, (i.e. products which are purchased and included in Avaya solutions without modification or additional assembly), were excluded from the scope of the RCOI. Avaya products consist of gateways, routers, servers, network infrastructure equipment, and endpoints, all of which were identified as containing the “3TG” minerals not from recycled or scrap sources and are therefore in scope for the purposes of this Rule. The RCOI was conducted via a survey distributed to the Suppliers that was based on the industry standard Conflict Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (“CMRT”). Survey responses were analyzed for, among other things, completeness of information provided, information regarding smelters or refiners and certification status. The CFSI Conflict Free Smelter Program (“CFSP”) smelter lists were used to validate responses received.    


 
    Due Diligence Design The Avaya conflict minerals RCOI and due diligence process was designed and performed in accordance with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, (2nd Edition, copyright 2013), an internationally recognized risk-based due diligence framework. The Avaya process implemented the OECD due diligence framework elements as follows: 1. A conflict minerals management program with a Conflict Minerals Policy (“Policy”) published in 2013 as the foundational element of Avaya’s commitment to supporting the elimination of social and environmental harm brought about by the use of Conflict Minerals that may fund armed groups in the DRC region, complying with the SEC disclosure requirements, and our expectations of suppliers to practice responsible sourcing and disclose the necessary information necessary on the parts and components supplied to and used in Avaya’s products for us to comply with this requirement. The Avaya program follows the OECD framework with the creation of an internal team of subject matter experts from functional areas (e.g. Research and Development, Quality, Procurement, Environment, Health and Safety, and Legal) to implement and oversee the company program with updates, support, and effective communication to execute the company policy. The program also utilizes the industry standard CMRT to determine the origin of the minerals used in our products. 2. Assessment of supplier survey template responses against smelter or refiner (“SORs”) lists from the CFSI, the London Bullion Market Association (“LBMA”), and Responsible Jewelry Council (“RJC”) and other defined tools and criteria to identify Avaya’s supply chain risks. 3. A defined strategy for responding to risks identified in the supply chain, including an ultimate exit strategy of a supplier relationship if corrective action is not executed after a reasonable period of time. 4. To the extent required by the Regulations, provisions to have an independent private sector audit conducted of the Company process if the RCOI and due diligence identify minerals sourced from the designated conflict regions which would make our product conclusively conflict-free or non-conflict-free. Avaya utilized the CFSP, which uses independent third-party audits of SORs to identify those with appropriate management systems to assure their sourcing of only conflict-free sources, to fulfill this requirement. 5. Annual reporting of Supply Chain Due Diligence Practices activities in accordance with applicable SEC rules. Facilities used to Process Conflict Minerals and the Country of Origin of those used in the Products As part of the survey process, Avaya’s suppliers provided a list of the SORs that they used to obtain 3TG minerals. The majority of responses received from Avaya’s suppliers during the RCOI were provided at the company level, with less than 10% of the responses specific to the product that the supplier sells to Avaya. As such, Avaya cannot confirm that the SORs identified provide conflict minerals for a specific product. In addition, some SORs identified by the suppliers were not listed on any certified smelter or refiners lists by the CFSI, the LBMA, or the RJC and could not be confirmed as actual SORs through research. The following chart summarizes Avaya’s 2014 RCOI results as it relates to the processing of the 3TG minerals used in the manufacture of the Products, to the extent determinable as a result of the RCOI.


 
  Rate of ch Smelters 2013 CFS ∆ 2013 – 2013 Sme Smelters ∆ 2013 – Avaya’s su contained SORs base from 2013 Report.   Effort to D Avaya use information responses and its Pro place, etc.) additional Action Pla Under the chain to he • R ne • D su m • En In August Revision 4 ange from 20 or Refiners Ide -CFSP Conflic 2014 lters NOT on t Lists 2014 ppliers identi in Avaya Prod d on their pres ). The 181 S etermine the d the CFSI CM regarding th were reviewed gram (e.g., wa . The review information w n to Mitigate Program, the C lp mitigate the equire comple w suppliers up evelop correct rveys that are inerals used in courage supp 2013, Avaya .0 into the Av 13 ntified by Avay t-Free Smelte he CFS or CF fied 257 uniqu ucts. Howev ence on the CF ORs and their Mine or Loca RT (and its e presence of for complete s the declared helped to ide as sought from the Risk of C ompany may risks associat tion of the CF on award of c ive action pla incomplete or its Products. liers to urge th incorporated aya Supplier C a Suppliers rs SP Conflict-Fre e SORs as p er, only 181 o SI Conflict F country of o tion of Origin associated list 3TG and cou ness of inform smelter on th ntify those Su those Supplie onflict Miner choose to take ed with the po SI survey in ontract (if not ns for non-res otherwise insu eir smelters to the Electron ode of Condu Go 38 +3 e 58 -2 rocessing 3TG f the SORs id ree Smelter (“C rigin are prov of smelters) a ntry of origin ation and eva e CFSI list, do ppliers for wh rs as appropria als Sourcing B the following tential sourcing applicable Req part of an RFQ ponsive suppli fficient to ena participate in ic Industry C ct, which inclu ld Tanta 22 4 +17 5 1 -4 minerals use entified by th FS”) list or th ided in the lis s the platform data for Prod luated based u es the Supplie ich additiona te. enefitting Ar actions with re of conflict m uests For Qu ); ers or supplie ble the Compa the CFSP. itizenship Co udes a section lum Tin 10 +40 61 -38 d in the parts e suppliers co e CFSP list (a t included as for its Suppl ucts supplied pon level of r has key man l due diligenc med Groups spect to suppl inerals:  ote (“RFQ”), rs that provid ny to determi alition (EICC n for conflict m   Tungst 8 +12 20 -5 and/or comp uld be confirm n increase of ~ Appendix A o iers to commu to Avaya. S risk posed to A agement syste e was require iers in its supp and from appl e responses to ne the sources ) Code of Co inerals to alig en onents ed as 60% f this nicate urvey vaya ms in d, and ly icable CFSI of the nduct n with


 
    industry best practices. The Avaya Supplier Code of Conduct is included as part of the contractual documents for Suppliers entering new agreements with the Company from this Period, and requires them to: • Have a policy to reasonably assure that the tantalum, tin, tungsten and gold in the products they manufacture does not directly or indirectly finance or benefit armed groups that are perpetrators of serious human rights abuses (for example, human rights abuses linked to the Democratic Republic of the Congo or an adjoining country), and • Exercise due diligence on the sourcing and chain of custody of these minerals and make their due diligence measures available to customers upon customer request. With respect to the specific findings of the RCOI conducted for the calendar year 2014, the Company’s RCOI and due diligence activities identified suppliers who could potentially pose a risk to the Company’s Program. Based on its findings, the Company notified those Suppliers in writing of the steps necessary to correct potential areas of non- compliance with the Company’s policies and the Program, and initiated meetings to develop a Corrective Action plan to resolve the deficiencies identified.


 
List of Reported Smelters/Refiners Facilities Processing Minerals Used in Avaya Products and Confirmed on the Conflict Free Smelter Initiative (CFSI) and Conflict Free Smelter Program (CFSP) Lists Metal (*) Smelter Reference List (*) Smelter Name (*) Smelter Facility  Country (*) Smelter Id Source of  Smelter Id No. CFSI Status Gold Western Australian Mint trading as The Perth Mint Western Australian Mint trading as The Perth  Mint AUSTRALIA CID002030 CFSI CFSP Gold Umicore SA Business Unit Precious Metals Refining Umicore SA Business Unit Precious Metals  Refining BELGIUM CID001980 CFSI CFSP Gold AngloGold Ashanti Córrego do Sítio Minerção AngloGold Ashanti Córrego do Sítio Minerção BRAZIL CID000058 CFSI CFSP Gold Umicore Brasil Ltda Umicore Brasil Ltda BRAZIL CID001977 CFSI CFSP Gold CCR Refinery – Glencore Canada Corporation CCR Refinery – Glencore Canada Corporation CANADA CID000185 CFSI CFSP Gold Johnson Matthey Ltd Johnson Matthey Ltd CANADA CID000924 CFSI CFSP Gold Royal Canadian Mint Royal Canadian Mint CANADA CID001534 CFSI CFSP Gold Shandong Zhaojin Gold & Silver Refinery Co. Ltd Shandong Zhaojin Gold & Silver Refinery Co. Ltd CHINA CID001622 CFSI CFSP Gold Sichuan Tianze Precious Metals Co., Ltd Sichuan Tianze Precious Metals Co., Ltd CHINA CID001736 CFSI CFSP Gold The Refinery of Shandong Gold Mining Co. Ltd The Refinery of Shandong Gold Mining Co. Ltd CHINA CID001916 CFSI CFSP Gold Zhongyuan Gold Smelter of Zhongjin Gold  Corporation Zhongyuan Gold Smelter of Zhongjin Gold  Corporation CHINA CID002224 CFSI CFSP Gold Zijin Mining Group Co. Ltd Zijin Mining Group Co. Ltd CHINA CID002243 CFSI CFSP Gold Allgemeine Gold‐und Silberscheideanstalt A.G. Allgemeine Gold‐und Silberscheideanstalt A.G. GERMANY CID000035 CFSI CFSP Gold Aurubis AG Aurubis AG GERMANY CID000113 CFSI CFSP Gold C. Hafner GmbH + Co. KG C. Hafner GmbH + Co. KG GERMANY CID000176 CFSI CFSP Gold Doduco Doduco GERMANY CID000362 CFSI Active Gold Heimerle + Meule GmbH Heimerle + Meule GmbH GERMANY CID000694 CFSI CFSP Gold Heraeus Precious Metals GmbH & Co. KG Heraeus Precious Metals GmbH & Co. KG GERMANY CID000711 CFSI CFSP Gold Heraeus Ltd. Hong Kong Heraeus Ltd. Hong Kong HONG KONG CID000707 CFSI CFSP Gold Metalor Technologies (Hong Kong) Ltd Metalor Technologies (Hong Kong) Ltd HONG KONG CID001149 CFSI CFSP Gold PT Aneka Tambang (Persero) Tbk PT Aneka Tambang (Persero) Tbk INDONESIA CID001397 CFSI CFSP Gold Chimet S.p.A. Chimet S.p.A. ITALY CID000233 CFSI CFSP Gold Aida Chemical Industries Co. Ltd. Aida Chemical Industries Co. Ltd. JAPAN CID000019 CFSI CFSP Gold Asahi Pretec Corporation Asahi Pretec Corporation JAPAN CID000082 CFSI CFSP Gold Asaka Riken Co Ltd Asaka Riken Co Ltd JAPAN CID000090 CFSI Active Gold Dowa Dowa JAPAN CID000401 CFSI CFSP Gold Eco‐System Recycling Co., Ltd. Eco‐System Recycling Co., Ltd. JAPAN CID000425 CFSI CFSP Gold Ishifuku Metal Industry Co., Ltd. Ishifuku Metal Industry Co., Ltd. JAPAN CID000807 CFSI CFSP Gold Japan Mint Japan Mint JAPAN CID000823 CFSI CFSP Gold JX Nippon Mining & Metals Co., Ltd. JX Nippon Mining & Metals Co., Ltd. JAPAN CID000937 CFSI CFSP Gold Kojima Chemicals Co., Ltd Kojima Chemicals Co., Ltd JAPAN CID000981 CFSI CFSP Gold Matsuda Sangyo Co., Ltd. Matsuda Sangyo Co., Ltd. JAPAN CID001119 CFSI CFSP Gold Mitsubishi Materials Corporation Mitsubishi Materials Corporation JAPAN CID001188 CFSI CFSP Gold Mitsui Mining and Smelting Co., Ltd. Mitsui Mining and Smelting Co., Ltd. JAPAN CID001193 CFSI CFSP Gold Nihon Material Co. LTD Nihon Material Co. LTD JAPAN CID001259 CFSI CFSP Gold Ohura Precious Metal Industry Co., Ltd Ohura Precious Metal Industry Co., Ltd JAPAN CID001325 CFSI CFSP Gold Sumitomo Metal Mining Co., Ltd. Sumitomo Metal Mining Co., Ltd. JAPAN CID001798 CFSI CFSP Gold Tanaka Kikinzoku Kogyo K.K. Tanaka Kikinzoku Kogyo K.K. JAPAN CID001875 CFSI CFSP Gold Tokuriki Honten Co., Ltd Tokuriki Honten Co., Ltd JAPAN CID001938 CFSI CFSP Gold YAMAMOTO PRECIOUS METAL CO., LTD. YAMAMOTO PRECIOUS METAL CO., LTD. JAPAN CID002100 CFSI CFSP Gold Yokohama Metal Co Ltd Yokohama Metal Co Ltd JAPAN CID002129 CFSI Active Gold Kazzinc Ltd Kazzinc Ltd KAZAKHSTAN CID000957 CFSI CFSP Gold LS‐NIKKO Copper Inc. LS‐NIKKO Copper Inc. KOREA, REPUBLIC  OF CID001078 CFSI CFSP Gold Torecom Torecom KOREA, REPUBLIC  OF CID001955 CFSI Active Gold Met‐Mex Peñoles, S.A. Met‐Mex Peñoles, S.A. MEXICO CID001161 CFSI CFSP Gold Schone Edelmetaal Schone Edelmetaal NETHERLANDS CID001573 CFSI CFSP Gold JSC Ekaterinburg Non‐Ferrous Metal Processing Plant JSC Ekaterinburg Non‐Ferrous Metal Processing  Plant RUSSIAN  FEDERATION CID000927 CFSI CFSP Gold JSC Uralelectromed JSC Uralelectromed RUSSIAN  FEDERATION CID000929 CFSI CFSP Gold OJSC “The Gulidov Krasnoyarsk Non‐Ferrous Metals  Plant” (OJSC Krastvetmet) OJSC “The Gulidov Krasnoyarsk Non‐Ferrous  Metals Plant” (OJSC Krastvetmet) RUSSIAN  FEDERATION CID001326 CFSI CFSP Gold SOE Shyolkovsky Factory of Secondary Precious  Metals SOE Shyolkovsky Factory of Secondary Precious  Metals RUSSIAN  FEDERATION CID001756 CFSI Active Gold L' azurde Company For Jewelry L' azurde Company For Jewelry SAUDI ARABIA CID001032 CFSI CFSP Gold Metalor Technologies (Singapore) Pte. Ltd. Metalor Technologies (Singapore) Pte. Ltd. SINGAPORE CID001152 CFSI CFSP Gold Rand Refinery (Pty) Ltd Rand Refinery (Pty) Ltd SOUTH AFRICA CID001512 CFSI CFSP Gold SEMPSA Joyería Platería SA SEMPSA Joyería Platería SA SPAIN CID001585 CFSI CFSP Gold Boliden AB Boliden AB SWEDEN CID000157 CFSI CFSP Gold Argor‐Heraeus SA Argor‐Heraeus SA SWITZERLAND CID000077 CFSI CFSP Gold Cendres + Métaux SA Cendres + Métaux SA SWITZERLAND CID000189 CFSI Active Gold Metalor Technologies SA Metalor Technologies SA SWITZERLAND CID001153 CFSI CFSP Gold PAMP SA PAMP SA SWITZERLAND CID001352 CFSI CFSP APPENDIX A


 
Gold PX Précinox SA PX Précinox SA SWITZERLAND CID001498 CFSI CFSP Gold Valcambi SA Valcambi SA SWITZERLAND CID002003 CFSI CFSP Gold Solar Applied Materials Technology Corp. Solar Applied Materials Technology Corp. TAIWAN CID001761 CFSI CFSP Gold Umicore Precious Metals Thailand Umicore Precious Metals Thailand THAILAND CID002314 CFSI CFSP Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. Atasay Kuyumculuk Sanayi Ve Ticaret A.S. TURKEY CID000103 CFSI CFSP Gold Istanbul Gold Refinery Istanbul Gold Refinery TURKEY CID000814 CFSI CFSP Gold Nadir Metal Rafineri San. Ve Tic. A.Ş. Nadir Metal Rafineri San. Ve Tic. A.Ş. TURKEY CID001220 CFSI CFSP Gold Johnson Matthey Inc Johnson Matthey Inc UNITED STATES CID000920 CFSI CFSP Gold Kennecott Utah Copper LLC Kennecott Utah Copper LLC UNITED STATES CID000969 CFSI CFSP Gold Materion Materion UNITED STATES CID001113 CFSI CFSP Gold Metalor USA Refining Corporation Metalor USA Refining Corporation UNITED STATES CID001157 CFSI CFSP Gold Ohio Precious Metals, LLC Ohio Precious Metals, LLC UNITED STATES CID001322 CFSI CFSP Gold Republic Metals Corporation Republic Metals Corporation UNITED STATES CID002510 CFSI CFSP Gold United Precious Metal Refining, Inc. United Precious Metal Refining, Inc. UNITED STATES CID001993 CFSI CFSP Tantalum Plansee SE Liezen Plansee SE Liezen AUSTRIA CID002540 CFSI CFSP Tantalum Plansee SE Reutte Plansee SE Reutte AUSTRIA CID002556 CFSI CFSP Tantalum LSM Brasil S.A. LSM Brasil S.A. BRAZIL CID001076 CFSI CFSP Tantalum Mineração Taboca S.A. Mineração Taboca S.A. BRAZIL CID001175 CFSI CFSP Tantalum Changsha South Tantalum Niobium Co., Ltd. Changsha South Tantalum Niobium Co., Ltd. CHINA CID000211 CFSI CFSP Tantalum Conghua Tantalum and Niobium Smeltry Conghua Tantalum and Niobium Smeltry CHINA CID000291 CFSI CFSP Tantalum Duoluoshan Duoluoshan CHINA CID000410 CFSI CFSP Tantalum F&X Electro‐Materials Ltd. F&X Electro‐Materials Ltd. CHINA CID000460 CFSI CFSP Tantalum Guangdong Zhiyuan New Material Co., Ltd. Guangdong Zhiyuan New Material Co., Ltd. CHINA CID000616 CFSI CFSP Tantalum Guizhou Zhenhua Xinyun Technology Ltd., Kaili  branch Guizhou Zhenhua Xinyun Technology Ltd., Kaili  branch CHINA CID002501 CFSI CFSP Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. Hengyang King Xing Lifeng New Materials Co.,  Ltd. CHINA CID002492 CFSI CFSP Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA CID000914 CFSI CFSP Tantalum Jiujiang Tanbre Co., Ltd. Jiujiang Tanbre Co., Ltd. CHINA CID000917 CFSI CFSP Tantalum King‐Tan Tantalum Industry Ltd King‐Tan Tantalum Industry Ltd CHINA CID000973 CFSI CFSP Tantalum Ningxia Orient Tantalum Industry Co., Ltd. Ningxia Orient Tantalum Industry Co., Ltd. CHINA CID001277 CFSI CFSP Tantalum RFH Tantalum Smeltry Co., Ltd RFH Tantalum Smeltry Co., Ltd CHINA CID001522 CFSI CFSP Tantalum Yichun Jin Yang Rare Metal Co., Ltd Yichun Jin Yang Rare Metal Co., Ltd CHINA CID002307 CFSI CFSP Tantalum Molycorp Silmet A.S. Molycorp Silmet A.S. ESTONIA CID001200 CFSI CFSP Tantalum H.C. Starck GmbH Goslar H.C. Starck GmbH Goslar GERMANY CID002545 CFSI CFSP Tantalum H.C. Starck Hermsdorf GmbH H.C. Starck Hermsdorf GmbH GERMANY CID002547 CFSI CFSP Tantalum H.C. Starck Smelting GmbH & Co.KG H.C. Starck Smelting GmbH & Co.KG GERMANY CID002550 CFSI CFSP Tantalum Metallurgical Products India (Pvt.) Ltd. Metallurgical Products India (Pvt.) Ltd. INDIA CID001163 CFSI CFSP Tantalum Global Advanced Metals Aizu Global Advanced Metals Aizu JAPAN CID002558 CFSI CFSP Tantalum H.C. Starck Ltd. H.C. Starck Ltd. JAPAN CID002549 CFSI CFSP Tantalum Mitsui Mining & Smelting Mitsui Mining & Smelting JAPAN CID001192 CFSI CFSP Tantalum Taki Chemicals Taki Chemicals JAPAN CID001869 CFSI CFSP Tantalum Ulba Ulba KAZAKHSTAN CID001969 CFSI CFSP Tantalum KEMET Blue Metals KEMET Blue Metals MEXICO CID002539 CFSI CFSP Tantalum Solikamsk Magnesium Works OAO Solikamsk Magnesium Works OAO RUSSIAN  FEDERATION CID001769 CFSI CFSP Tantalum H.C. Starck Co., Ltd. H.C. Starck Co., Ltd. THAILAND CID002544 CFSI CFSP Tantalum Exotech Inc. Exotech Inc. UNITED STATES CID000456 CFSI CFSP Tantalum Global Advanced Metals Boyertown Global Advanced Metals Boyertown UNITED STATES CID002557 CFSI CFSP Tantalum H.C. Starck Inc. H.C. Starck Inc. UNITED STATES CID002548 CFSI CFSP Tantalum Hi‐Temp Hi‐Temp UNITED STATES CID000731 CFSI CFSP Tantalum KEMET Blue Powder KEMET Blue Powder UNITED STATES CID002568 CFSI CFSP Tantalum QuantumClean QuantumClean UNITED STATES CID001508 CFSI CFSP Tantalum Telex Telex UNITED STATES CID001891 CFSI CFSP Tin EM Vinto EM Vinto BOLIVIA CID000438 CFSI CFSP Tin OMSA OMSA BOLIVIA CID001337 CFSI CFSP Tin Cooper Santa Cooper Santa BRAZIL CID000295 CFSI CFSP Tin Magnu's Minerais Metais e Ligas LTDA Magnu's Minerais Metais e Ligas LTDA BRAZIL CID002468 CFSI CFSP Tin Melt Metais e Ligas S/A Melt Metais e Ligas S/A BRAZIL CID002500 CFSI CFSP Tin Mineração Taboca S.A. Mineração Taboca S.A. BRAZIL CID001173 CFSI CFSP Tin Soft Metais, Ltda. Soft Metais, Ltda. BRAZIL CID001758 CFSI CFSP Tin White Solder Metalurgia e Mineração Ltda. White Solder Metalurgia e Mineração Ltda. BRAZIL CID002036 CFSI CFSP Tin China Rare Metal Materials Company China Rare Metal Materials Company CHINA CID000244 CFSI CFSP Tin China Tin Group Co., Ltd. China Tin Group Co., Ltd. CHINA CID001070 CFSI Active Tin Gejiu Non‐Ferrous Metal Processing Co. Ltd. Gejiu Non‐Ferrous Metal Processing Co. Ltd. CHINA CID000538 CFSI CFSP Tin Yunnan Chengfeng Non‐ferrous Metals Co.,Ltd. Yunnan Chengfeng Non‐ferrous Metals Co.,Ltd. CHINA CID002158 CFSI Active Tin Yunnan Tin Company, Ltd. Yunnan Tin Company, Ltd. CHINA CID002180 CFSI CFSP Tin CV JusTindo CV JusTindo INDONESIA CID000307 CFSI Active Tin CV Nurjanah CV Nurjanah INDONESIA CID000309 CFSI Active Tin CV United Smelting CV United Smelting INDONESIA CID000315 CFSI CFSP Tin PT Artha Cipta Langgeng PT Artha Cipta Langgeng INDONESIA CID001399 CFSI CFSP Tin PT ATD Makmur Mandiri Jaya PT ATD Makmur Mandiri Jaya INDONESIA CID002503 CFSI CFSP Tin PT Babel Inti Perkasa PT Babel Inti Perkasa INDONESIA CID001402 CFSI CFSP Tin PT Bangka Putra Karya PT Bangka Putra Karya INDONESIA CID001412 CFSI CFSP Tin PT Bangka Tin Industry PT Bangka Tin Industry INDONESIA CID001419 CFSI CFSP Tin PT Belitung Industri Sejahtera PT Belitung Industri Sejahtera INDONESIA CID001421 CFSI CFSP


 
Tin PT BilliTin Makmur Lestari PT BilliTin Makmur Lestari INDONESIA CID001424 CFSI Active Tin PT Bukit Timah PT Bukit Timah INDONESIA CID001428 CFSI CFSP Tin PT DS Jaya Abadi PT DS Jaya Abadi INDONESIA CID001434 CFSI CFSP Tin PT Eunindo Usaha Mandiri PT Eunindo Usaha Mandiri INDONESIA CID001438 CFSI CFSP Tin PT Inti Stania Prima PT Inti Stania Prima INDONESIA CID002530 CFSI CFSP Tin PT Mitra Stania Prima PT Mitra Stania Prima INDONESIA CID001453 CFSI CFSP Tin PT Panca Mega Persada PT Panca Mega Persada INDONESIA CID001457 CFSI CFSP Tin PT Prima Timah Utama PT Prima Timah Utama INDONESIA CID001458 CFSI CFSP Tin PT REFINED BANGKA TIN PT REFINED BANGKA TIN INDONESIA CID001460 CFSI CFSP Tin PT Sariwiguna Binasentosa PT Sariwiguna Binasentosa INDONESIA CID001463 CFSI CFSP Tin PT Stanindo Inti Perkasa PT Stanindo Inti Perkasa INDONESIA CID001468 CFSI CFSP Tin PT Sumber Jaya Indah PT Sumber Jaya Indah INDONESIA CID001471 CFSI Active Tin PT Tambang Timah PT Tambang Timah INDONESIA CID001477 CFSI CFSP Tin PT Timah (Persero), Tbk PT Timah (Persero), Tbk INDONESIA CID001482 CFSI CFSP Tin PT Tinindo Inter Nusa PT Tinindo Inter Nusa INDONESIA CID001490 CFSI CFSP Tin Dowa Dowa JAPAN CID000402 CFSI CFSP Tin Mitsubishi Materials Corporation Mitsubishi Materials Corporation JAPAN CID001191 CFSI CFSP Tin Malaysia Smelting Corporation (MSC) Malaysia Smelting Corporation (MSC) MALAYSIA CID001105 CFSI CFSP Tin Minsur Minsur PERU CID001182 CFSI CFSP Tin O.M. Manufacturing Philippines, Inc. O.M. Manufacturing Philippines, Inc. PHILIPPINES CID002517 CFSI CFSP Tin Fenix Metals Fenix Metals POLAND CID000468 CFSI Active Tin Rui Da Hung Rui Da Hung TAIWAN CID001539 CFSI Active Tin O.M. Manufacturing (Thailand) Co., Ltd. O.M. Manufacturing (Thailand) Co., Ltd. THAILAND CID001314 CFSI Active Tin Thaisarco Thaisarco THAILAND CID001898 CFSI CFSP Tin Alpha Alpha UNITED STATES CID000292 CFSI CFSP Tungsten Wolfram Bergbau und Hütten AG Wolfram Bergbau und Hütten AG AUSTRIA CID002044 CFSI CFSP Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. Chenzhou Diamond Tungsten Products Co., Ltd. CHINA CID002513 CFSI CFSP Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. Chongyi Zhangyuan Tungsten Co., Ltd. CHINA CID000258 CFSI Active Tungsten Fujian Jinxin Tungsten Co., Ltd. Fujian Jinxin Tungsten Co., Ltd. CHINA CID000499 CFSI CFSP Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. Ganzhou Huaxing Tungsten Products Co., Ltd. CHINA CID000875 CFSI CFSP Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA CID002315 CFSI CFSP Tungsten Ganzhou Non‐ferrous Metals Smelting Co., Ltd. Ganzhou Non‐ferrous Metals Smelting Co., Ltd. CHINA CID000868 CFSI Active Tungsten Ganzhou Seadragon W & Mo Co., Ltd. Ganzhou Seadragon W & Mo Co., Ltd. CHINA CID002494 CFSI CFSP Tungsten Guangdong Xianglu Tungsten Co., Ltd. Guangdong Xianglu Tungsten Co., Ltd. CHINA CID000218 CFSI Active Tungsten Hunan Chenzhou Mining Group Co., Ltd. Hunan Chenzhou Mining Group Co., Ltd. CHINA CID000766 CFSI Active Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. Hunan Chunchang Nonferrous Metals Co., Ltd. CHINA CID000769 CFSI CFSP Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. Jiangxi Gan Bei Tungsten Co., Ltd. CHINA CID002321 CFSI CFSP Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. Jiangxi Yaosheng Tungsten Co., Ltd. CHINA CID002316 CFSI Active Tungsten Malipo Haiyu Tungsten Co., Ltd. Malipo Haiyu Tungsten Co., Ltd. CHINA CID002319 CFSI CFSP Tungsten Xiamen Tungsten (H.C.) Co., Ltd. Xiamen Tungsten (H.C.) Co., Ltd. CHINA CID002320 CFSI CFSP Tungsten Xiamen Tungsten Co., Ltd. Xiamen Tungsten Co., Ltd. CHINA CID002082 CFSI CFSP Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. Xinhai Rendan Shaoguan Tungsten Co., Ltd. CHINA CID002095 CFSI Active Tungsten H.C. Starck GmbH H.C. Starck GmbH GERMANY CID002541 CFSI Active Tungsten H.C. Starck Smelting GmbH & Co.KG H.C. Starck Smelting GmbH & Co.KG GERMANY CID002542 CFSI Active Tungsten A.L.M.T. Corp. A.L.M.T. Corp. JAPAN CID000004 CFSI Active Tungsten Japan New Metals Co., Ltd. Japan New Metals Co., Ltd. JAPAN CID000825 CFSI CFSP Tungsten Global Tungsten & Powders Corp. Global Tungsten & Powders Corp. UNITED STATES CID000568 CFSI CFSP Tungsten Nui Phao H.C. Starck Tungsten Chemicals  Manufacturing LLC Nui Phao H.C. Starck Tungsten Chemicals  Manufacturing LLC VIET NAM CID002543 CFSI Active Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd Vietnam Youngsun Tungsten Industry Co., Ltd VIET NAM CID002011 CFSI CFSP