-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ToAV3JAzMl6a4HPRh0yG9jq2x0o4tBAirXM0PEGOhuY7vzvF+bHqseTqjC3J6lOf bpQg5l7gNXcJP7nl1R80uA== 0001047469-03-000886.txt : 20030114 0001047469-03-000886.hdr.sgml : 20030114 20030109154105 ACCESSION NUMBER: 0001047469-03-000886 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030109 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20030109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AVAYA INC CENTRAL INDEX KEY: 0001116521 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223713430 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15951 FILM NUMBER: 03509244 BUSINESS ADDRESS: STREET 1: 211 MOUNT AIRY RD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9089536000 MAIL ADDRESS: STREET 1: 211 MOUNT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: LUCENT EN CORP DATE OF NAME CHANGE: 20000612 8-K 1 a2100534z8-k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2003 AVAYA INC. (Exact name of registrant as specified in its charter) Delaware 1-15951 22-3713430 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 211 Mount Airy Road Basking Ridge, NJ 07920 (Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (908) 953-6000 ITEM 5. OTHER EVENTS On January 9, 2003, Avaya Inc., a Delaware corporation, issued a press release commenting on its operating results for the quarter ended December 31, 2002. The press release is attached hereto as Exhibit 99.1. ITEM 7(c). EXHIBITS 99.1 Press release dated January 9, 2003. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AVAYA INC. Date: January 9, 2003 By: /s/ Garry K. McGuire ---------------------------------- Name: Garry K. McGuire Title: Chief Financial Officer and Senior Vice President, Operations 3 EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION - -------------- ----------- 99.1 Press Release, dated January 9, 2003.
4 EX-99.1 3 a2100534zex-99_1.txt EXHIBIT 99.1 EXHIBIT 99.1 MEDIA INQUIRIES: INVESTOR INQUIRIES: Lynn Newman Derrick Vializ 908-953-8692 (office) 908-953-7500 (office) 973-993-8033 (home) vializ@avaya.com lynnnewman@avaya.com ---------------- - --------------------
AVAYA COMMENTS ON FIRST FISCAL QUARTER 2003 RESULTS FOR IMMEDIATE RELEASE: THURSDAY, JANUARY 9, 2003 BASKING RIDGE, N. J. - Avaya Inc., a leading global provider of communications networks to businesses, today said preliminary results indicate first fiscal quarter 2003 revenues in the range of $1.060 billion to $1.070 billion and a loss of between eight cents and 10 cents per diluted share from ongoing operations. The company said it ended the first fiscal quarter with a cash balance of $650 million, an increase of more than $50 million sequentially from the fourth fiscal quarter of 2002 due primarily to continued improvements in the management of accounts receivables. Avaya noted the preliminary loss per share reflects an improvement in gross margin and a reduction in selling, general and administrative expenses sequentially from the fourth fiscal quarter as a result of its ongoing restructuring. The loss per share amount also includes a higher expense associated with an accrual for the company's incentive programs for the first fiscal quarter of 2003. On Jan. 21, Avaya will report first fiscal quarter 2003 results, as well as provide a business update. ABOUT AVAYA Avaya Inc. designs, builds and manages communications networks for more than one million businesses around the world, including 90 percent of the Fortune(R) 500. A world leader in secure and reliable Internet Protocol (IP) telephony systems, communications software applications and services, Avaya is driving the convergence of voice and data applications across IT networks enabling businesses large and small to leverage existing and new networks to enhance value, improve productivity and gain competitive advantage. For more information visit the Avaya website: http://www.avaya.com - -------------------- more 2 This news release contains forward-looking statements regarding the company's outlook for revenue and earnings based on current expectations, forecasts and assumptions that involve risks and uncertainties that could cause actual outcomes and results to differ materially. These risks and uncertainties include, but are not limited to, general industry market conditions and growth rates and general domestic and international economic conditions including interest rate and currency exchange rate fluctuations and the economic, political, and other risks associated with international sales and operations, U.S. and foreign government regulation, price and product competition, rapid technological development, dependence on new product development, the successful introduction of new products, the mix of our products and services, customer demand for our products and services, the ability to successfully integrate acquired companies, control of costs and expenses, the ability to implement in a timely manner our restructuring plans, and the ability to form and implement alliances. For a further list and description of such risks and uncertainties, see the reports filed by Avaya with the Securities and Exchange Commission. Avaya disclaims any intention or obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise. -----END PRIVACY-ENHANCED MESSAGE-----