0001209191-19-027604.txt : 20190503 0001209191-19-027604.hdr.sgml : 20190503 20190503213746 ACCESSION NUMBER: 0001209191-19-027604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREISHTAT GREGG STEVEN CENTRAL INDEX KEY: 0001116465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38506 FILM NUMBER: 19797947 MAIL ADDRESS: STREET 1: 5860 WINTERTHUR DRIVE CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GreenSky, Inc. CENTRAL INDEX KEY: 0001712923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 822135346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5565 GLENRIDGE CONNECTOR STREET 2: SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30342 BUSINESS PHONE: 678-264-6105 MAIL ADDRESS: STREET 1: 5565 GLENRIDGE CONNECTOR STREET 2: SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30342 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-01 0 0001712923 GreenSky, Inc. GSKY 0001116465 FREISHTAT GREGG STEVEN 5565 GLENRIDGE CONNECTOR, SUITE 700 ATLANTA GA 30342 1 0 0 0 Class A common stock 2019-05-01 4 M 0 3000 0.00 A 3000 I By Trust Class A common stock 2019-05-01 4 S 0 3000 16.06 D 0 I By Trust Class A common stock 15936 D Class B common stock 2019-05-01 4 M 0 3000 0.00 D 341341 I By Trust Class B common stock 177741.2 D Class B common stock 76130.83 I By LLP Holdco Units 2019-05-01 4 M 0 3000 0.00 D Class A common stock 344341 341341 I By Trust Holdco Units Class A common stock 177741.2 177741.2 D Holdco Units Class A common stock 76130.83 76130.83 I By LLP On May 1, 2019, the Reporting Person exchanged the Holdco Units (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis. The sale of Class A common stock in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2018. The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.08, inclusive. The Reporting Person undertakes to provide to GreenSky, Inc., any security holder of GreenSky, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below. Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option. /s/ Robert Partlow, as attorney-in-fact 2019-05-03