0001209191-19-027604.txt : 20190503
0001209191-19-027604.hdr.sgml : 20190503
20190503213746
ACCESSION NUMBER: 0001209191-19-027604
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FREISHTAT GREGG STEVEN
CENTRAL INDEX KEY: 0001116465
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38506
FILM NUMBER: 19797947
MAIL ADDRESS:
STREET 1: 5860 WINTERTHUR DRIVE
CITY: ATLANTA
STATE: GA
ZIP: 30328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GreenSky, Inc.
CENTRAL INDEX KEY: 0001712923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 822135346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5565 GLENRIDGE CONNECTOR
STREET 2: SUITE 700
CITY: ATLANTA
STATE: GA
ZIP: 30342
BUSINESS PHONE: 678-264-6105
MAIL ADDRESS:
STREET 1: 5565 GLENRIDGE CONNECTOR
STREET 2: SUITE 700
CITY: ATLANTA
STATE: GA
ZIP: 30342
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-01
0
0001712923
GreenSky, Inc.
GSKY
0001116465
FREISHTAT GREGG STEVEN
5565 GLENRIDGE CONNECTOR, SUITE 700
ATLANTA
GA
30342
1
0
0
0
Class A common stock
2019-05-01
4
M
0
3000
0.00
A
3000
I
By Trust
Class A common stock
2019-05-01
4
S
0
3000
16.06
D
0
I
By Trust
Class A common stock
15936
D
Class B common stock
2019-05-01
4
M
0
3000
0.00
D
341341
I
By Trust
Class B common stock
177741.2
D
Class B common stock
76130.83
I
By LLP
Holdco Units
2019-05-01
4
M
0
3000
0.00
D
Class A common stock
344341
341341
I
By Trust
Holdco Units
Class A common stock
177741.2
177741.2
D
Holdco Units
Class A common stock
76130.83
76130.83
I
By LLP
On May 1, 2019, the Reporting Person exchanged the Holdco Units (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis.
The sale of Class A common stock in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2018.
The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.08, inclusive. The Reporting Person undertakes to provide to GreenSky, Inc., any security holder of GreenSky, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.
/s/ Robert Partlow, as attorney-in-fact
2019-05-03