0001562180-21-001312.txt : 20210219 0001562180-21-001312.hdr.sgml : 20210219 20210219155655 ACCESSION NUMBER: 0001562180-21-001312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTON DAVID K CENTRAL INDEX KEY: 0001116288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 21655488 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET, 16TH FLOOR CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-02-18 false 0001378946 People's United Financial, Inc. PBCT 0001116288 NORTON DAVID K PEOPLE'S UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Sr Ex VP & Chief HR Offcr Common Stock 2021-02-18 4 A false 8784.00 0.00 A 121034.00 D Employee Option to Buy 15.285 2021-02-18 4 A false 48985.00 0.00 A 2031-02-18 Common Stock 48985.00 48985.00 D These are restricted shares that vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). Includes 3,517 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 47 shares acquired through dividend reinvestment). Information is based on 12/31/20 Plan statements. Exercisable in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). /s/ David K. Norton 2021-02-18