0001445866-16-003017.txt : 20161221 0001445866-16-003017.hdr.sgml : 20161221 20161221134017 ACCESSION NUMBER: 0001445866-16-003017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161220 FILED AS OF DATE: 20161221 DATE AS OF CHANGE: 20161221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEIBMAN NEIL CENTRAL INDEX KEY: 0001116185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 162063504 MAIL ADDRESS: STREET 1: 24 GREENWAY PLAZA STREET 2: STE 1826 CITY: HOUSTON STATE: TX ZIP: 77046 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-20 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001116185 LEIBMAN NEIL 800 BERING DRIVE SUITE 260 HOUSTON TX 77057 1 1 1 0 Chief Executive Officer Common Stock 2016-12-20 4 P 0 4330 1.48 A 50872 I Footnote The shares were purchased at a price of $1.4807 per share. The reported securities were purchased by NORTHEAST OPCO, LLC, a Texas limited liability company of which the Reporting Person is an officer and control person as well as a 20% owner. The Reporting Person disclaims beneficial ownership of the shares of common stock held by NORTHEAST OPCO, LLC, except to the extent of his pecuniary interest therein. The purchases were made pursuant to a 10b5-1 trading plan adopted by NORTHEAST OPCO, LLC, on June 19, 2015. By Alexander N. Pearson, pursuant to a power of attorney dated December 12, 2012, included as Exhibit 24.1 to Schedule 13G filed on December 12, 2012. /s/ NEIL LEIBMAN 2016-12-21